Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Estrada Hinojosa & Company, Inc. CRD: 19299 | - | 0 | 0 | - | INACTIVE |
| Estrea Corp. CRD: 42646 | - | 0 | 0 | A | INACTIVE |
| Estreet Securities, Inc. CRD: 42678 | - | 0 | 0 | - | INACTIVE |
| Estreetcap LLC CRD: 311064 | - | 0 | 0 | A | Unknown |
| Estrust, LLC CRD: 155383 | - | 0 | 0 | A | Unknown |
| Estuary Capital Management LP CRD: 323379 | - | 0 | 1 | - | Unknown |
| Estuary Financial LLC CRD: 285833 | - | 0 | 1 | - | Unknown |
| ET George Investment Management, LLC CRD: 167296 | - | 0 | 0 | - | Unknown |
| ETA Capital Fund Management, LLC CRD: 340088 | - | 0 | 1 | - | Unknown |
| ETA Equity CRD: 336713 | - | 0 | 1 | A | Unknown |
| ETA Investment Partners, LLC CRD: 326534 | - | 0 | 1 | - | Unknown |
| ETA.FUND MGMT, LLC CRD: 323050 | - | 0 | 1 | A | Unknown |
| ETB Consulting CRD: 293796 | - | 0 | 1 | A | Unknown |
| ETC Brokerage Services, LLC CRD: 145276 | - | 0 | 5 | - | Active |
| ETC Investment Advisors LLC CRD: 162253 | - | 0 | 1 | - | Unknown |
| Etch Financial CRD: 327021 | - | 0 | 2 | A | Unknown |
| Etech Securities, Inc. CRD: 104195 | - | 0 | 0 | - | INACTIVE |
| Eterna GP LLC CRD: 340086 | - | 0 | 1 | A | Unknown |
| Eternal Capital, LLC CRD: 333684 | - | 0 | 1 | - | Unknown |
| Eternal Digital Fund Ltd. CRD: 339146 | - | 0 | 1 | - | Unknown |
| Eternia Horizons Manager LLC CRD: 336796 | - | 0 | 1 | - | Unknown |
| Eternity Investment Advisors, LLC CRD: 269849 | - | 0 | 0 | - | Unknown |
| Etesian Wealth Advisors, Inc. CRD: 152127 | - | 0 | 5 | - | Unknown |
| Etexfinancial, Inc. CRD: 142696 | - | 0 | 0 | - | Unknown |
| ETF Accounts Asset Management, Inc. CRD: 135266 | - | 0 | 0 | - | Unknown |
| ETF Architect CRD: 171412 | - | 0 | 2 | A | Unknown |
| ETF Distributors LLC CRD: 166181 | - | 0 | 0 | - | INACTIVE |
| ETF Managers Group LLC CRD: 268796 | - | 0 | 0 | A | Unknown |
| ETF Model Solutions, LLC CRD: 168410 | - | 0 | 1 | - | Unknown |
| ETF Momentum Investing, LLC CRD: 285181 | - | 0 | 0 | - | Unknown |
| ETF Portfolio Management LLC CRD: 145698 | - | 0 | 1 | - | Unknown |
| ETF Portfolio Partners, Inc. CRD: 128366 | - | 0 | 2 | A | Unknown |
| ETF Strategies, LLC CRD: 153477 | - | 0 | 1 | - | Unknown |
| Etfconcepts CRD: 159411 | - | 0 | 0 | A | Unknown |
| Etfidea, LLC CRD: 121188 | - | 0 | 0 | A | Unknown |
| Etfmg Financial LLC CRD: 284172 | - | 0 | 0 | - | INACTIVE |
| Etfportfolio Advisors LLC CRD: 282231 | - | 0 | 0 | - | Unknown |
| ETG Capital Advisors LLC CRD: 269901 | - | 0 | 0 | - | Unknown |
| ETG Proprietary Trading LLC CRD: 103926 | - | 0 | 0 | - | INACTIVE |
| ETH Corp. CRD: 161250 | - | 0 | 1 | A | Unknown |
| ETHER.FI Sezc CRD: 340278 | - | 0 | 0 | A | Unknown |
| Ethereal Ventures Management Ltd. CRD: 322432 | - | 0 | 0 | - | Unknown |
| Ethic CRD: 282827 | - | 0 | 2 | A | Unknown |
| Ethical Capital CRD: 316032 | - | 0 | 1 | A | Unknown |
| Ethicalpha Inc. CRD: 283396 | - | 0 | 0 | A | Unknown |
| Ethika Investments, LLC CRD: 166214 | - | 0 | 0 | A | Unknown |
| Ethos Capital Group, LLC CRD: 149579 | - | 0 | 1 | - | Unknown |
| Ethos Capital LP CRD: 306874 | - | 0 | 1 | A | Unknown |
| Ethos Capital Management, Inc. CRD: 313145 | - | 0 | 3 | - | Unknown |
| Ethos Digital GP CRD: 324926 | - | 0 | 0 | A | Unknown |