Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ethos ESG Investments LLC CRD: 319638 | - | 0 | 0 | A | Unknown |
| Ethos Financial Group, LLC CRD: 321748 | - | 0 | 17 | - | Unknown |
| Ethos Financial Planning CRD: 333162 | - | 0 | 1 | - | Unknown |
| Ethos Fund LLC CRD: 322038 | - | 0 | 1 | A | Unknown |
| Ethos Investment Advisory Services, LLC CRD: 307914 | - | 0 | 0 | - | Unknown |
| Ethos Investment Management LP CRD: 318861 | - | 0 | 1 | - | Unknown |
| Ethos IRR CRD: 326269 | - | 0 | 1 | A | Unknown |
| Ethos Manager LLC CRD: 310619 | - | 0 | 1 | A | Unknown |
| Ethos MID Market Fund I (PTY) Limited CRD: 297478 | - | 0 | 0 | - | Unknown |
| Ethos Private Equity CRD: 162657 | - | 0 | 0 | A | Unknown |
| Ethos Private Wealth CRD: 166465 | - | 0 | 3 | - | Unknown |
| Ethos Securities Corp. CRD: 125605 | - | 0 | 0 | A | INACTIVE |
| Ethos Securities SP CRD: 32445 | - | 0 | 0 | A | INACTIVE |
| Ethos Strategic Investments CRD: 331831 | - | 0 | 1 | - | Unknown |
| Ethtrust, Inc. CRD: 317265 | - | 0 | 0 | A | Unknown |
| ETI Services, Inc. CRD: 14838 | - | 0 | 0 | A | INACTIVE |
| Etiam Capital, LLC CRD: 159525 | - | 0 | 0 | A | Unknown |
| Etico Partners, LLC CRD: 122481 | NY | 1 | 7 | B | Active |
| Etico Wealth Management LLC CRD: 151046 | - | 0 | 0 | - | Unknown |
| Etna Capital CRD: 330644 | - | 0 | 0 | A | Unknown |
| Etna Capital CRD: 342621 | - | 0 | 1 | - | Unknown |
| Eton Advisors CRD: 289395 | - | 0 | 1 | A | Unknown |
| Eton Advisors, LP CRD: 147745 | - | 0 | 0 | A | Unknown |
| Eton Park Capital Management, L.P. CRD: 156930 | - | 0 | 0 | A | Unknown |
| Eton Securities Corp. CRD: 17049 | - | 0 | 0 | A | INACTIVE |
| Etoro USA Securities Inc. CRD: 298361 | NJ | 1 | 4 | B | Active |
| ETP Wealth Management CRD: 312967 | - | 0 | 0 | A | Unknown |
| Etre LLC CRD: 121355 | - | 0 | 2 | A | Unknown |
| Etrier CRD: 150513 | - | 0 | 0 | A | Unknown |
| ETS Securities, Inc. CRD: 47647 | - | 0 | 0 | A | INACTIVE |
| Etshokin, David CRD: 42120 | - | 0 | 0 | A | INACTIVE |
| Etshokin, LLC CRD: 107014 | - | 0 | 0 | A | INACTIVE |
| Etspreads, LLC CRD: 148363 | - | 0 | 0 | A | Unknown |
| ETY Trading, LLC CRD: 122650 | - | 0 | 0 | A | INACTIVE |
| ETZ Advisory LLC CRD: 334861 | - | 0 | 1 | A | Unknown |
| Etzler Financial Advisors, LLC CRD: 134022 | - | 0 | 1 | - | Unknown |
| Eubank, Hutson & Associates, LLC CRD: 226519 | - | 0 | 1 | - | Unknown |
| Eubanks Financial CRD: 306185 | - | 0 | 2 | A | Unknown |
| Eubel Brady & Suttman CRD: 107316 | - | 0 | 9 | - | Unknown |
| Eucalyptus Partners LLC CRD: 149410 | - | 0 | 0 | - | INACTIVE |
| Euclid Advisors LLC CRD: 109483 | - | 0 | 0 | - | Unknown |
| Euclid Harding, LLC CRD: 336693 | - | 0 | 1 | A | Unknown |
| Euclid Investment Advisory, LLC CRD: 116740 | - | 0 | 0 | - | Unknown |
| Euclidean Technologies Management, LLC CRD: 159018 | - | 0 | 1 | - | Unknown |
| Euclidsr Corporation CRD: 162632 | - | 0 | 0 | A | Unknown |
| Eudaimon Wealth Management CRD: 307658 | - | 0 | 1 | - | Unknown |
| Eudaimonia Advisors LLC CRD: 302001 | - | 0 | 0 | - | Unknown |
| Eudaimonia Asset Management, LLC CRD: 299379 | - | 0 | 2 | - | Unknown |
| Eudaimonia Partners Limited CRD: 291296 | - | 0 | 0 | - | Unknown |
| Eudaimonia Partners, LLC CRD: 283884 | - | 0 | 0 | - | Unknown |