Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Eudaimonia Wealth CRD: 305431 | - | 0 | 1 | A | Unknown |
| Eudemian Ventures, LLC CRD: 309132 | - | 0 | 1 | - | Unknown |
| Eugenias Advisory Group, LLC CRD: 146177 | - | 0 | 0 | A | Unknown |
| Eugenio Financial CRD: 143260 | - | 0 | 1 | A | Unknown |
| Eukles Asset Management, LLC CRD: 156649 | - | 0 | 4 | - | Unknown |
| Eulav Asset Management CRD: 156397 | - | 0 | 1 | - | Unknown |
| Eulav Securities LLC CRD: 156396 | - | 0 | 1 | - | Active |
| Eulav Securities, Inc. CRD: 848 | - | 0 | 0 | - | INACTIVE |
| Euler & Co. CRD: 1767 | - | 0 | 0 | A | INACTIVE |
| Euler ILS Partners Ltd CRD: 290699 | - | 0 | 0 | - | Unknown |
| Eunoia Financial LLC CRD: 281089 | - | 0 | 0 | - | Unknown |
| Euphrates Advisors CRD: 167257 | - | 0 | 1 | - | Unknown |
| Eurazeo Funds Management Luxembourg CRD: 302068 | - | 0 | 0 | - | Unknown |
| Eurazeo Infrastructure Partners CRD: 332365 | - | 0 | 0 | - | Unknown |
| Eurazeo North America, Inc. CRD: 300444 | - | 0 | 1 | - | Unknown |
| Eurazeo Partners CRD: 172224 | - | 0 | 0 | A | Unknown |
| Eurazeo PME CRD: 289211 | - | 0 | 0 | A | Unknown |
| Eureka Capital Markets, LLC CRD: 116873 | - | 0 | 2 | - | Active |
| Eureka Capital Ventures Management LLC CRD: 318743 | - | 0 | 1 | - | Unknown |
| Eureka Equity Partners CRD: 159236 | - | 0 | 1 | A | Unknown |
| Eureka Financial Planners, LLC CRD: 269975 | - | 0 | 1 | - | Unknown |
| Eureka Options, LLC CRD: 126859 | - | 0 | 0 | A | INACTIVE |
| Eureka Tree Financial CRD: 313355 | - | 0 | 0 | - | Unknown |
| Eureka Wealth Management CRD: 288494 | - | 0 | 1 | - | Unknown |
| Eureka Wealth Solutions CRD: 175087 | - | 0 | 2 | - | Unknown |
| Eurekacap Partners, Inc. CRD: 142248 | - | 0 | 2 | - | Active |
| Eurizon SLJ CRD: 293605 | - | 0 | 0 | A | Unknown |
| Euro American Capital Corp. CRD: 18297 | - | 0 | 0 | A | INACTIVE |
| Euro American Capital Corporation CRD: 43711 | - | 0 | 0 | - | INACTIVE |
| Euro Dollar Financial Group Inc CRD: 165538 | - | 0 | 0 | - | Unknown |
| Euro Pacific Asset Management, LLC CRD: 152922 | - | 0 | 1 | - | Unknown |
| Euro-American Equities, Inc. CRD: 25936 | WA | 0 | 2 | A | Active |
| Euro-Atlantic Securities Inc. CRD: 21367 | - | 0 | 0 | - | INACTIVE |
| Euro-Pacific Securities, Inc. CRD: 10377 | - | 0 | 0 | - | INACTIVE |
| Euroamerican Financial Limited L.L.C. CRD: 38886 | - | 1 | 0 | B | INACTIVE |
| Eurocapital Advisors, Inc CRD: 126163 | - | 0 | 2 | - | Unknown |
| Euroconsult Capital, LLC CRD: 143366 | - | 0 | 1 | - | Active |
| Eurolink Advisors LLC CRD: 165841 | - | 0 | 2 | - | Unknown |
| Eurolink Securities LLC CRD: 165041 | - | 0 | 2 | - | Active |
| Euromax Financial Services, Inc. CRD: 42426 | - | 0 | 0 | - | INACTIVE |
| Euronet Securities Corp. CRD: 48010 | - | 1 | 0 | B | INACTIVE |
| Euronext Market Services LLC CRD: 290564 | - | 0 | 2 | - | Active |
| Europa Capital, LLP CRD: 161325 | - | 0 | 0 | - | Unknown |
| Europa Digital Assets Limited CRD: 322535 | - | 0 | 0 | - | Unknown |
| Europa Investment Bank Inc. CRD: 159917 | - | 0 | 0 | - | Unknown |
| Europa Securities, LLC CRD: 28493 | - | 0 | 0 | - | INACTIVE |
| European American Securities, Inc. CRD: 28286 | - | 0 | 0 | - | INACTIVE |
| European Capital Group CRD: 28592 | - | 0 | 0 | - | INACTIVE |
| European Credit Management Inc. CRD: 128127 | - | 0 | 0 | - | INACTIVE |
| European Family Office Institute LLC. CRD: 285357 | - | 0 | 4 | - | Active |