Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| European Investors Corporate Finance, Inc. CRD: 38794 | - | 0 | 0 | A | INACTIVE |
| Euroscope Capital, LLC CRD: 310476 | VA | 0 | 2 | A | Active |
| Eustace Advisors CRD: 323440 | - | 0 | 1 | - | Unknown |
| Eustis-Hopkins Investments, Ltd. CRD: 10001 | - | 0 | 0 | A | INACTIVE |
| Euthenia Capital LLC CRD: 295403 | - | 0 | 0 | - | Unknown |
| EV Capital Management LLC CRD: 340224 | - | 0 | 1 | - | Unknown |
| EV Management Company CRD: 301096 | - | 0 | 1 | - | Unknown |
| EV Private Equity US Inc. CRD: 163538 | - | 0 | 0 | - | Unknown |
| EV Private Investments LLC CRD: 317329 | - | 0 | 1 | - | Unknown |
| EV3 Ventures LLC CRD: 323090 | - | 0 | 1 | - | Unknown |
| EVA Capital Management LP CRD: 283827 | - | 0 | 0 | - | Unknown |
| EVA Investing LLC CRD: 316234 | - | 0 | 0 | - | Unknown |
| Eval Ventures Management LLC CRD: 334051 | - | 0 | 1 | - | Unknown |
| Evaluation Associates Securities Co., Inc. CRD: 19233 | - | 0 | 0 | A | INACTIVE |
| Evaluvest Direct Investments, Inc. CRD: 6957 | - | 4 | 0 | C | INACTIVE |
| Evan Capital CRD: 282114 | - | 0 | 1 | - | Unknown |
| Evan Press, CFP® CRD: 289378 | - | 0 | 0 | - | Unknown |
| Evan R. Rosser & Company CRD: 3228 | - | 0 | 0 | A | INACTIVE |
| Evanoff Financial Advisors CRD: 127483 | - | 0 | 2 | - | Unknown |
| Evans & Co., Inc. CRD: 268 | - | 0 | 0 | A | INACTIVE |
| Evans & Hughes Inc. CRD: 11881 | - | 0 | 0 | A | INACTIVE |
| Evans Capital Management Associates CRD: 110699 | - | 0 | 2 | - | Unknown |
| Evans Capital Partners LLC CRD: 323000 | - | 0 | 1 | - | Unknown |
| Evans Financial Group, Inc. CRD: 119834 | - | 0 | 0 | - | Unknown |
| Evans Financial Planning, Inc. CRD: 112662 | - | 0 | 0 | - | Unknown |
| Evans Financial Services Group, Inc. CRD: 335764 | TX | 0 | 1 | A | Active |
| Evans Investment Advisors, L.L.C. CRD: 147000 | - | 0 | 3 | - | Unknown |
| Evans Investments L.L.C. CRD: 103777 | - | 0 | 0 | A | INACTIVE |
| Evans JR., John Joseph CRD: 34004 | - | 0 | 0 | A | INACTIVE |
| Evans Llewellyn Securities, Inc. CRD: 8404 | - | 0 | 0 | A | INACTIVE |
| Evans Trading Company LLC CRD: 111583 | - | 1 | 0 | B | INACTIVE |
| Evans Trading Company,Inc. CRD: 14794 | - | 0 | 0 | A | INACTIVE |
| Evans Wealth Management CRD: 151640 | - | 0 | 1 | - | Unknown |
| Evans Wealth Management CRD: 164320 | - | 0 | 1 | - | Unknown |
| Evans, Bradley Alan CRD: 128109 | - | 0 | 0 | A | INACTIVE |
| Evans, Brinkerhof & Nelson, Inc. CRD: 13222 | - | 0 | 0 | A | INACTIVE |
| Evans, Marans & Wisnia CRD: 10152 | - | 0 | 0 | A | INACTIVE |
| Evansbrook Capital Management CRD: 327916 | - | 0 | 2 | - | Unknown |
| Evanson Asset Management, LLC CRD: 135188 | - | 0 | 0 | - | Unknown |
| Evanson Financial, LLC DBA Evanson Asset Managemen… CRD: 340506 | - | 0 | 5 | - | Unknown |
| Evanston Advisors CRD: 106269 | - | 0 | 0 | - | Unknown |
| Evantic Capital, LLC CRD: 338533 | - | 0 | 1 | - | Unknown |
| Evart, Young & Hobbs Investment Management CRD: 110263 | - | 0 | 1 | - | Unknown |
| Evati Advisory CRD: 289281 | - | 0 | 0 | - | Unknown |
| EVC Management LLC CRD: 318737 | - | 0 | 1 | - | Unknown |
| EVE Investing CRD: 321851 | - | 0 | 0 | - | Unknown |
| EVE Partners CRD: 307661 | - | 0 | 1 | - | Unknown |
| EVE Schniebolk, CFP. CRD: 149235 | - | 0 | 0 | - | Unknown |
| EVE Wealth CRD: 334657 | - | 0 | 1 | - | Unknown |
| Evelyn Partners Asset Management Limited CRD: 160376 | - | 0 | 0 | - | Unknown |