Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Even Herd LLC CRD: 329728 | - | 0 | 1 | - | Unknown |
| Even Keel Advisors CRD: 313728 | - | 0 | 1 | - | Unknown |
| Evening Fund Management Company, LLC CRD: 313574 | - | 0 | 0 | - | Unknown |
| Evening Fund Management Company, LLC CRD: 326963 | - | 0 | 1 | - | Unknown |
| Evening Star Advisors CRD: 314669 | - | 0 | 1 | - | Unknown |
| Evenkiehl, LLC CRD: 314795 | - | 0 | 1 | - | Unknown |
| Evensky & Katz/Foldes Wealth Management CRD: 109698 | - | 0 | 9 | - | Unknown |
| Event Capital Partners LLC CRD: 157875 | - | 0 | 0 | - | Unknown |
| Event Capital Strategies Management, LLC CRD: 326921 | - | 0 | 1 | - | Unknown |
| Event Horizon Capital, LLC CRD: 166996 | - | 0 | 0 | - | Unknown |
| Event Horizon Management Ltd CRD: 319499 | - | 0 | 1 | - | Unknown |
| Eventide Asset Management, LLC CRD: 147110 | - | 0 | 3 | - | Unknown |
| Eventshares CRD: 288305 | - | 0 | 0 | - | Unknown |
| Eventure Capital Partners 1 GMBH CRD: 162485 | - | 0 | 0 | - | Unknown |
| Eventure Capital Partners II LLC CRD: 160625 | - | 0 | 0 | - | Unknown |
| Eventurelink Securities Inc. CRD: 36755 | - | 6 | 0 | D | INACTIVE |
| Eventus Trading LLC CRD: 324231 | - | 0 | 1 | - | Unknown |
| Ever Green Wealth Management, LLC CRD: 297459 | - | 0 | 1 | - | Unknown |
| Everbank Wealth Management CRD: 154237 | - | 0 | 0 | - | Unknown |
| Everberg Capital, LLC CRD: 304767 | - | 0 | 0 | - | Unknown |
| Everbridge Advisors CRD: 336855 | - | 0 | 2 | - | Unknown |
| Everclear Investments, LLC CRD: 169217 | - | 0 | 0 | - | Unknown |
| Evercore Group L.L.C. CRD: 42405 | NY | 3 | 27 | C | Active |
| Evercore Wealth Management, LLC CRD: 148399 | - | 0 | 1 | - | Unknown |
| Evercove Wealth LLC CRD: 338324 | - | 0 | 1 | - | Unknown |
| Evercurrent Wealth Management CRD: 342293 | - | 0 | 1 | - | Unknown |
| Everence Securities, Inc. CRD: 128158 | - | 0 | 0 | A | INACTIVE |
| Everence Trust Company CRD: 113179 | - | 0 | 0 | - | Unknown |
| Everest Consultants, LLC CRD: 128474 | - | 0 | 0 | - | Unknown |
| Everest Financial Advisors, LLC CRD: 152866 | - | 0 | 3 | - | Unknown |
| Everest Financial Group CRD: 137260 | - | 0 | 5 | - | Unknown |
| Everest Investment Advisors, Inc. CRD: 158287 | - | 0 | 0 | - | Unknown |
| Everest Private Wealth CRD: 142945 | - | 0 | 1 | - | Unknown |
| Everest Securities, Inc. CRD: 21668 | - | 0 | 0 | A | INACTIVE |
| Everest Securities, Inc. CRD: 28548 | - | 0 | 0 | A | INACTIVE |
| Everest Trading Group L.P. CRD: 128278 | - | 0 | 0 | A | INACTIVE |
| Everest Trading, LLC CRD: 104072 | - | 6 | 0 | D | INACTIVE |
| Everest Wealth Management CRD: 133823 | - | 0 | 2 | - | Unknown |
| Everett Capital Advisors UK LLP CRD: 282335 | - | 0 | 0 | - | Unknown |
| Everett Harris & Co CRD: 106830 | - | 0 | 7 | - | Unknown |
| Everett Wealth Solutions, Inc CRD: 151725 | - | 0 | 1 | - | Unknown |
| Everette Capital, LLC CRD: 330195 | - | 0 | 0 | - | Unknown |
| Everflow Programs, Inc. CRD: 19791 | - | 0 | 0 | A | INACTIVE |
| Everglades Global Advisors LLC CRD: 313651 | - | 0 | 1 | - | Unknown |
| Everglades Resources, Inc. CRD: 142020 | - | 0 | 1 | - | Unknown |
| Evergreen Advisors Capital, LLC CRD: 165072 | MD | 0 | 2 | A | Active |
| Evergreen Advisors, LLC CRD: 149861 | - | 0 | 1 | - | Unknown |
| Evergreen Associates CRD: 103716 | - | 0 | 0 | A | INACTIVE |
| Evergreen Capital Corporation CRD: 18745 | - | 0 | 0 | A | INACTIVE |
| Evergreen Capital Holdings, LLC CRD: 312345 | - | 0 | 2 | - | Unknown |