Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Evergreen Capital Management CRD: 337980 | - | 0 | 1 | - | Unknown |
| Evergreen Capital Management Inc CRD: 104670 | - | 0 | 1 | - | Unknown |
| Evergreen Capital Management Inc. CRD: 155358 | - | 0 | 0 | - | Unknown |
| Evergreen Capital Management LLC CRD: 104931 | - | 0 | 13 | - | Unknown |
| Evergreen Capital Management, Inc. CRD: 129764 | - | 0 | 1 | - | Unknown |
| Evergreen Computation LLC CRD: 306057 | - | 0 | 1 | - | Unknown |
| Evergreen Consulting CRD: 315061 | - | 0 | 0 | - | Unknown |
| Evergreen Distributor, Inc. CRD: 35773 | - | 0 | 0 | - | INACTIVE |
| Evergreen Financial Advisors LLC CRD: 325316 | - | 0 | 0 | - | Unknown |
| Evergreen Financial Advisors, Inc. CRD: 154635 | - | 0 | 0 | - | Unknown |
| Evergreen Financial Group CRD: 47479 | - | 0 | 0 | - | INACTIVE |
| Evergreen Financial Group CRD: 312097 | - | 0 | 3 | - | Unknown |
| Evergreen Financial Services, Inc. CRD: 169257 | - | 0 | 0 | - | Unknown |
| Evergreen Financial, LLC CRD: 161542 | - | 0 | 0 | - | Unknown |
| Evergreen Investing, LLC CRD: 150006 | - | 0 | 1 | - | Unknown |
| Evergreen Investment Advisors CRD: 133550 | - | 0 | 1 | - | Unknown |
| Evergreen Investment Advisors LLC CRD: 112932 | - | 0 | 0 | - | Unknown |
| Evergreen Investment Management LLC CRD: 339989 | - | 0 | 2 | - | Unknown |
| Evergreen Investment Management, LLC CRD: 289979 | - | 0 | 1 | - | Unknown |
| Evergreen Legacy Management CRD: 312090 | - | 0 | 1 | - | Unknown |
| Evergreen Mountain Equity Partners, LLC CRD: 321818 | - | 0 | 1 | A | Unknown |
| Evergreen Pacific Partners Management Company, Inc… CRD: 160783 | - | 0 | 0 | - | Unknown |
| Evergreen Private Wealth CRD: 324777 | - | 0 | 1 | - | Unknown |
| Evergreen RIA, LLC CRD: 324526 | - | 0 | 1 | A | Unknown |
| Evergreen Ridge Capital, LLC CRD: 329298 | - | 0 | 0 | - | Unknown |
| Evergreen Securities, Inc. CRD: 15596 | - | 0 | 0 | - | INACTIVE |
| Evergreen Venture Partners CRD: 162497 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth CRD: 168998 | - | 0 | 7 | A | Unknown |
| Evergreen Wealth Advisors CRD: 155966 | - | 0 | 1 | - | Unknown |
| Evergreen Wealth Advisors CRD: 326535 | - | 0 | 3 | - | Unknown |
| Evergreen Wealth Advisors, Inc. CRD: 136947 | - | 0 | 2 | - | Unknown |
| Evergreen Wealth Advisors, LLC CRD: 120942 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth Advisory Group, LLC CRD: 140253 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth LLC CRD: 323244 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth Management CRD: 313909 | - | 0 | 1 | - | Unknown |
| Evergreen Wealth Management LLC CRD: 111917 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth Management Services, Inc. CRD: 137164 | - | 0 | 0 | - | Unknown |
| Evergreen Wealth Management, LLC CRD: 174090 | - | 0 | 4 | - | Unknown |
| Evergreen Wealth Partners LLC CRD: 335451 | - | 0 | 3 | - | Unknown |
| Evergreen Wealth Services CRD: 307675 | - | 0 | 2 | - | Unknown |
| Evergreenbay Group LLC CRD: 285569 | - | 0 | 1 | A | Unknown |
| Evergrove Investments CRD: 307473 | - | 0 | 0 | A | Unknown |
| Evergrowth Biohealthcare Advisors, LLC CRD: 329106 | - | 0 | 1 | - | Unknown |
| Everguide Financial Group, LLC CRD: 283681 | - | 0 | 1 | - | Unknown |
| Everhart Advisors CRD: 107091 | - | 0 | 12 | - | Unknown |
| Everimagine Financial Planning CRD: 302111 | - | 0 | 0 | - | Unknown |
| Everingham O'malley CRD: 135416 | - | 0 | 0 | A | Unknown |
| Everkey Financial LLC CRD: 325189 | - | 0 | 1 | - | Unknown |
| Everlake Distributors, LLC CRD: 100460 | - | 0 | 5 | - | Active |
| Everlane Equity Partners, LLC CRD: 300133 | - | 0 | 1 | A | Unknown |