Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Everleap Financial Planning
CRD: 339081
- 0 1 A Unknown
Everlong Financial
CRD: 172634
- 0 1 A Unknown
Everlution Capital LLC
CRD: 341311
- 0 1 - Unknown
Everman Prosperity
CRD: 329528
- 0 1 - Unknown
Evermay Wealth Management, LLC
CRD: 149230
- 0 7 - Unknown
Evermont Wealth
CRD: 168581
- 0 4 A Unknown
Evermore Global Advisors, LLC
CRD: 151443
- 0 0 - Unknown
Evernest Financial Advisors
CRD: 328161
- 0 4 - Unknown
Everpar Advisors LLC
CRD: 326468
- 0 1 - Unknown
Everpeak Advisors LLC
CRD: 308090
- 0 0 - Unknown
Everpeak Capital Group, LLC
CRD: 338269
- 0 1 - Unknown
Eversept Partners, L.P.
CRD: 282358
- 0 1 A Unknown
Everside Capital Partners
CRD: 289799
- 0 1 - Unknown
Eversight Wealth LLC
CRD: 175285
- 0 2 - Unknown
Everson Wealth Management LLC
CRD: 323654
- 0 0 - Unknown
Eversource Wealth Advisors, LLC
CRD: 286340
- 0 79 - Unknown
Everspire
CRD: 222515
- 0 9 A Unknown
Everstar Asset Management, LLC
CRD: 313334
- 0 7 - Unknown
Everstone Capital Asia PTE. Ltd.
CRD: 162566
- 0 0 - Unknown
Everstone Capital Management
CRD: 162519
- 0 0 - Unknown
Everstream Energy Capital Advisers, LLC
CRD: 167493
- 0 0 A Unknown
Everstrong Capital LLC
CRD: 290324
- 0 0 - Unknown
Evertern Wealth, LLC
CRD: 340830
- 0 3 - Unknown
Evertrade Direct Brokerage, Inc.
CRD: 47388
- 0 0 - INACTIVE
Evertrue Financial Services
CRD: 284222
- 0 0 - Unknown
Evertrue Financial Services LLC
CRD: 322304
- 0 0 - Unknown
Evertrust Group Inc
CRD: 340177
- 0 1 A Unknown
Everview Partners, L.P.
CRD: 334067
- 0 1 A Unknown
Everwealth
CRD: 129458
- 0 3 A Unknown
Everwest Funds Advisors LLC
CRD: 119475
- 0 0 - Unknown
Every Securities LLC
CRD: 333167
- 0 1 - Unknown
Everyday Financial Planning
CRD: 323128
- 0 0 - Unknown
Everyield Investments
CRD: 165668
- 0 0 A Unknown
Everyone Capital, LLC
CRD: 315737
- 0 0 - Unknown
Everyplan Financial
CRD: 334519
- 0 1 - Unknown
Everythinghr Financial Services LLC
CRD: 290201
- 0 1 - Unknown
Eves&haines Wealth Management
CRD: 171501
- 0 1 - Unknown
Evesham Capital Management
CRD: 125366
- 0 0 - Unknown
Evestia Financial
CRD: 313074
- 0 1 A Unknown
Evets Financial Securities, Inc.
CRD: 41070
- 0 0 - INACTIVE
Evexia Wealth, LLC
CRD: 323788
- 0 6 A Unknown
EVF Capital Advisors, LLC
CRD: 340645
- 0 1 - Unknown
Evia Investment Advisors
CRD: 171453
- 0 1 - Unknown
Evidence Advisors Investment Management
CRD: 282234
- 0 1 - Unknown
Evidence Based Financial Planning
CRD: 307682
- 0 0 - Unknown
Evidence Based Investing, LLC
CRD: 173395
- 0 1 - Unknown
Evidence Wealth, LLC
CRD: 314767
- 0 1 A Unknown
Evidencial Financial Consulting
CRD: 298003
- 0 1 - Unknown
Evident Financial
CRD: 281661
- 0 1 A Unknown
Evident Wealth
CRD: 226630
- 0 0 A Unknown
Page 490 of 1601 (80,028 total)