Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Evidity Capital LLC CRD: 288126 | - | 0 | 1 | - | Unknown |
| Evince Asset Management LP CRD: 300938 | - | 0 | 0 | - | Unknown |
| Evio Venture Capital, LLC CRD: 331348 | - | 0 | 0 | - | Unknown |
| Evla Hills Equity Services LLC CRD: 142446 | - | 0 | 2 | - | Unknown |
| Evoadvisers CRD: 149615 | - | 0 | 2 | - | Unknown |
| Evocapital Macro Advisors LLC CRD: 284518 | - | 0 | 0 | - | Unknown |
| Evoke Advisors CRD: 300856 | - | 0 | 8 | - | Unknown |
| Evoke Financial Services, LLC CRD: 330459 | - | 0 | 1 | - | Unknown |
| Evologic Investment Advisors, LLC CRD: 150449 | - | 0 | 0 | - | Unknown |
| Evolution Capital Advisors, LLC CRD: 137738 | - | 0 | 2 | A | Active |
| Evolution Capital Management Inc CRD: 287667 | - | 0 | 0 | - | Unknown |
| Evolution Capital Management LLC CRD: 161668 | - | 0 | 0 | - | Unknown |
| Evolution Capital Management LLC CRD: 338170 | - | 0 | 0 | - | Unknown |
| Evolution Capital Strategies LLC CRD: 133311 | - | 0 | 0 | - | Unknown |
| Evolution Capital, Inc. CRD: 40590 | - | 0 | 0 | A | INACTIVE |
| Evolution Credit Partners Management, LLC CRD: 292216 | - | 0 | 1 | - | Unknown |
| Evolution Equity Partners CRD: 319748 | - | 0 | 1 | - | Unknown |
| Evolution Financial LLC CRD: 289745 | - | 0 | 1 | - | Unknown |
| Evolution Financial Technologies, LLC CRD: 104249 | - | 8 | 0 | D | INACTIVE |
| Evolution Global Advisors, LLC CRD: 292350 | - | 0 | 2 | - | Unknown |
| Evolution Investment Management LLC CRD: 324108 | - | 0 | 1 | - | Unknown |
| Evolution Markets Financial Services LLC CRD: 140978 | - | 0 | 0 | A | INACTIVE |
| Evolution Securities US Inc. CRD: 28275 | - | 2 | 0 | B | INACTIVE |
| Evolution Ventures Fund Management I, LLC CRD: 331461 | - | 0 | 1 | - | Unknown |
| Evolution Vision Wealth Management CRD: 340871 | - | 0 | 2 | - | Unknown |
| Evolution Wealth Advisors, LLC CRD: 285142 | - | 0 | 3 | - | Unknown |
| Evolution Wealth Management Inc. CRD: 307644 | - | 0 | 4 | - | Unknown |
| Evolutionary Tree Capital Management, LLC CRD: 291127 | - | 0 | 3 | - | Unknown |
| Evolv Capital Advisors LLC CRD: 283126 | - | 0 | 0 | - | Unknown |
| Evolve CRD: 293596 | - | 0 | 0 | - | Unknown |
| Evolve Capital LLC CRD: 285668 | - | 0 | 0 | - | Unknown |
| Evolve Financial CRD: 309676 | - | 0 | 2 | - | Unknown |
| Evolve Financial Group CRD: 284764 | - | 0 | 0 | - | Unknown |
| Evolve Investing LLC CRD: 309587 | - | 0 | 2 | - | Unknown |
| Evolve Private Wealth, LLC CRD: 333932 | - | 0 | 4 | - | Unknown |
| Evolve Securities, Inc. CRD: 127474 | - | 3 | 0 | C | INACTIVE |
| Evolve Wealth Accumulator Fund Management, LLC CRD: 316452 | - | 0 | 1 | - | Unknown |
| Evolve Wealth Advisors LP CRD: 316038 | - | 0 | 2 | - | Unknown |
| Evolve Wealth Management, LLC CRD: 268815 | - | 0 | 0 | - | Unknown |
| Evolved Capital Management, LLC CRD: 335483 | - | 0 | 0 | - | Unknown |
| Evolvence India Advisers Inc CRD: 163677 | - | 0 | 0 | - | Unknown |
| Evolytical Investments LLC CRD: 307056 | - | 0 | 0 | - | Unknown |
| Evozen Wealth, LLC CRD: 297960 | - | 0 | 0 | - | Unknown |
| EVP Capital Advisors, LLC CRD: 281360 | - | 0 | 2 | - | Unknown |
| EVP Securities, LLC CRD: 117728 | - | 0 | 0 | A | INACTIVE |
| EVR Research LP CRD: 283385 | - | 0 | 1 | - | Unknown |
| EVT Financial Advisors CRD: 155268 | - | 0 | 0 | - | Unknown |
| EW Adviser, LLC CRD: 316118 | - | 0 | 1 | - | Unknown |
| EW Healthcare Partners CRD: 158263 | - | 0 | 1 | - | Unknown |
| EWA, LLC CRD: 308977 | - | 0 | 2 | - | Unknown |