Branch offices
2 offices
FINRA: Small firm
CRD #27394 · FINRA BrokerCheck + SEC IAPD
Enterprise Equities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Enterprise Equities, Inc. ranks #9,409 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #13 of 24 on the same disclosure sort used on the state browse page. Enterprise Equities, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #9,409 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 27394 Enterprise Equities, Inc.
Enterprise Equities, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 27394
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #9,409 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Enterprise Equities, Inc. ranks #9,409 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Enterprise Equities, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Columbia, MD, 21044
- Formed
- 05/10/1989
- State of Formation
- Delaware
- CRD Number
- 27394
- SEC Number
- 43068
Clean BrokerCheck surface
Enterprise Equities, Inc.'s clean BrokerCheck surface
Enterprise Equities, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Enterprise Equities, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Enterprise Equities, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Maryland cohort · 0.00× state average
Enterprise Equities, Inc. sits below the Maryland disclosure average
Enterprise Equities, Inc. reports 0 BrokerCheck disclosures, 0.00× the Maryland average of 1.6, lighter than most of the 24 graded firms filed there.
In Maryland, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maryland state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Enterprise Equities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Enterprise Equities, Inc. ranks #9,409 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #13 of 24 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Enterprise Equities, Inc.?
A grade of A means Enterprise Equities, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Enterprise Equities, Inc. have?
Enterprise Equities, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Enterprise Equities, Inc.?
Enterprise Equities, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in MD (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Enterprise Equities, Inc.'s disciplinary record?
You can verify Enterprise Equities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 27394. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Enterprise Equities, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Enterprise Equities, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Enterprise Equities, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Enterprise Equities, Inc.'s 0.00
- Firms in MD - state roster that includes Enterprise Equities, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Enterprise Equities, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Enterprise Equities, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Enterprise Equities, Inc..
- Compare firms - put Enterprise Equities, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.