Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| F G Markets, Inc. CRD: 104274 | - | 2 | 0 | B | INACTIVE |
| F L Cicero Financial Services CRD: 118170 | - | 0 | 0 | - | Unknown |
| F T Capital Markets, Inc. CRD: 18451 | - | 0 | 0 | A | INACTIVE |
| F&PA CRD: 124730 | - | 0 | 0 | - | Unknown |
| F&V Capital Management, L.L.C. CRD: 146399 | - | 0 | 1 | - | Unknown |
| F. Berdon & Co., L.P. CRD: 10760 | - | 0 | 0 | A | INACTIVE |
| F. D. Williams & Associates, LLC CRD: 155900 | - | 0 | 0 | - | Unknown |
| F. David Holloway CRD: 120261 | - | 0 | 0 | - | Unknown |
| F. K. Kerpen & Co., Inc. CRD: 2425 | - | 0 | 0 | A | INACTIVE |
| F. L. Arias & Associates, LLC CRD: 164185 | - | 0 | 1 | - | Unknown |
| F. L. Equities, Inc. CRD: 15379 | - | 0 | 0 | A | INACTIVE |
| F. M. Roberts & Company, Inc. CRD: 10095 | - | 0 | 0 | A | INACTIVE |
| F. Martin Koenig, Inc. CRD: 13922 | - | 0 | 0 | A | INACTIVE |
| F. W. Betley & Associates CRD: 7755 | - | 0 | 0 | A | INACTIVE |
| F. W. Doyle and Co. CRD: 1675 | - | 0 | 0 | A | INACTIVE |
| F.A. Peters & Co., Inc. CRD: 3017 | - | 0 | 0 | A | INACTIVE |
| F.A. Schultz & Company Inc. CRD: 14437 | - | 0 | 0 | A | INACTIVE |
| F.A.I. Virginia Securities, Inc. CRD: 19103 | - | 0 | 0 | A | INACTIVE |
| F.A.I.T.H. Driven Planning CRD: 315284 | - | 0 | 0 | - | Unknown |
| F.B. Horner & Associates, Inc. CRD: 19898 | - | 0 | 0 | A | INACTIVE |
| F.D. Roberts Securities, Inc. CRD: 693 | - | 0 | 0 | A | INACTIVE |
| F.F. Advisors, LLC CRD: 131075 | - | 0 | 2 | - | Unknown |
| F.H.SECURITIES, Inc. CRD: 10175 | - | 0 | 0 | A | INACTIVE |
| F.I.A. Securities Group, Inc. CRD: 14028 | - | 0 | 0 | A | INACTIVE |
| F.I.G. Financial Advisory Services, Inc. CRD: 105506 | - | 0 | 1 | - | Unknown |
| F.INC Capital Management Co, LLC CRD: 326506 | - | 0 | 1 | - | Unknown |
| F.J. Garber & Co. CRD: 17989 | - | 0 | 0 | A | INACTIVE |
| F.J. Kaufman and Company of Virginia CRD: 13170 | - | 0 | 0 | A | INACTIVE |
| F.J. Morrissey & Co., Inc. CRD: 2828 | - | 2 | 0 | B | INACTIVE |
| F.L. Bryant & Co., Inc. CRD: 25965 | - | 0 | 0 | A | INACTIVE |
| F.M. Stevens Securities Corp. CRD: 13204 | - | 0 | 0 | A | INACTIVE |
| F.M. Taylor and Company, Inc. CRD: 10236 | - | 0 | 0 | A | INACTIVE |
| F.N. Wolf & Co., Inc. CRD: 13051 | - | 0 | 0 | A | INACTIVE |
| F.P. Quinn & Co. CRD: 16302 | - | 0 | 0 | A | INACTIVE |
| F.S. Lafer Associates, Inc. CRD: 17296 | - | 0 | 0 | A | INACTIVE |
| F.T. Bank & Associates, Inc. CRD: 28431 | - | 0 | 0 | A | INACTIVE |
| F.W. Cygnet, Inc. CRD: 112555 | - | 0 | 0 | - | Unknown |
| F/64 Capital Management, LLC CRD: 158684 | - | 0 | 0 | - | Unknown |
| F/M Distributors, LLC CRD: 324026 | - | 0 | 0 | A | INACTIVE |
| F/M Investments LLC CRD: 304405 | - | 0 | 18 | - | Unknown |
| F1 TRADING.COM, Inc. CRD: 20375 | - | 6 | 0 | D | INACTIVE |
| F2 Capital 3 Management Ltd CRD: 323538 | - | 0 | 0 | - | Unknown |
| F2 Ventures CRD: 326869 | - | 0 | 0 | - | Unknown |
| F2 Wealth CRD: 323559 | - | 0 | 1 | - | Unknown |
| F2F Retirement, LLC CRD: 164005 | - | 0 | 3 | - | Unknown |
| F3 Capital CRD: 316735 | - | 0 | 1 | - | Unknown |
| F3 Partners LLC CRD: 333302 | - | 0 | 1 | - | Unknown |
| F3 Wealth Management, LLC CRD: 281633 | - | 0 | 1 | - | Unknown |
| F3Logic, LLC CRD: 289863 | - | 0 | 0 | - | Unknown |
| F4 Management, LLC CRD: 326849 | - | 0 | 1 | - | Unknown |