Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| F5 Financial Planning, L.L.C. CRD: 170674 | - | 0 | 3 | - | Unknown |
| F500 Advisory Services, Inc. CRD: 107519 | - | 0 | 0 | - | Unknown |
| F6S Advisors CRD: 170321 | - | 0 | 0 | - | Unknown |
| F7 Ventures LLC CRD: 313484 | - | 0 | 1 | - | Unknown |
| FA Advisor Network, LLC. CRD: 154304 | - | 0 | 0 | - | Unknown |
| Faav CRD: 325450 | - | 0 | 1 | - | Unknown |
| FAB Co-Creation Services, LLC CRD: 312737 | - | 0 | 1 | - | Unknown |
| FAB Co-Creation Ventures CRD: 310513 | - | 0 | 1 | - | Unknown |
| FAB Securities of America, Inc. CRD: 28212 | - | 11 | 0 | D | INACTIVE |
| Fabco Investment Advisors, LLC CRD: 153020 | - | 0 | 1 | - | Unknown |
| Faber Financial Services CRD: 304134 | - | 0 | 0 | - | Unknown |
| Fabian Wealth Strategies, Inc. CRD: 144177 | - | 0 | 0 | - | Unknown |
| Fabric VC CRD: 323613 | - | 0 | 1 | - | Unknown |
| Fabric Ventures LLP CRD: 326899 | - | 0 | 0 | - | Unknown |
| Fabrica Management, LLC CRD: 320788 | - | 0 | 1 | - | Unknown |
| Fabrikant Bros. & Co. CRD: 1779 | - | 0 | 0 | A | INACTIVE |
| Fabula Capital Advisors, Ltd. CRD: 224520 | - | 0 | 0 | - | Unknown |
| Face 2 Face Financial Planning, LLC CRD: 285630 | - | 0 | 1 | - | Unknown |
| Face Capital Advisors CRD: 297316 | - | 0 | 0 | - | Unknown |
| Facere Asset Management CRD: 283088 | - | 0 | 0 | - | Unknown |
| Facet CRD: 285961 | - | 0 | 55 | - | Unknown |
| Facilitar Capital Group LLC CRD: 297339 | - | 0 | 0 | - | Unknown |
| Fact Capital, L.P. CRD: 307860 | - | 0 | 1 | - | Unknown |
| Fact Investments, Inc. CRD: 141747 | - | 0 | 0 | - | Unknown |
| Factor Financial CRD: 333597 | - | 0 | 1 | - | Unknown |
| Factor Investing Group CRD: 315131 | - | 0 | 5 | - | Unknown |
| Factor Investment Advisor, Inc. CRD: 291901 | - | 0 | 0 | - | Unknown |
| Factor Investment Solutions, LLC CRD: 137989 | - | 0 | 2 | - | Unknown |
| Factor Wealth Management CRD: 104708 | - | 0 | 1 | - | Unknown |
| Factor6 Capital, LP CRD: 318871 | - | 0 | 1 | - | Unknown |
| Factorial Funds Management LLC CRD: 319107 | - | 0 | 1 | - | Unknown |
| Factorial Partners, LLC CRD: 169879 | - | 0 | 0 | - | Unknown |
| Factorpoint Planning, LLC CRD: 341229 | - | 0 | 2 | - | Unknown |
| Factorwave, Inc. CRD: 282321 | - | 0 | 0 | - | Unknown |
| Factory HQ CRD: 315993 | - | 0 | 1 | - | Unknown |
| Facts Asset Management LLC CRD: 283446 | - | 0 | 0 | - | Unknown |
| Facts Wealth & Fiduciary Advisors CRD: 330739 | - | 0 | 0 | - | Unknown |
| Factset Data Systems, Inc. CRD: 7782 | - | 1 | 0 | B | INACTIVE |
| Fade in Financial CRD: 311994 | - | 0 | 2 | - | Unknown |
| FAE Securities CRD: 13768 | - | 0 | 0 | A | INACTIVE |
| Faehner Financial Planning CRD: 121032 | - | 0 | 0 | - | Unknown |
| Fagan & Company CRD: 31713 | - | 0 | 0 | A | INACTIVE |
| Fagan Associates Inc CRD: 107562 | - | 0 | 1 | - | Unknown |
| Fagan Financial Planners CRD: 135914 | - | 0 | 0 | - | Unknown |
| Fagenson & Co., Inc. CRD: 1781 | - | 4 | 0 | C | INACTIVE |
| Fagenson Capital Group Inc. CRD: 10545 | - | 0 | 0 | A | INACTIVE |
| Fagenson Frankel & Streicher, LLC CRD: 32903 | - | 0 | 0 | A | INACTIVE |
| Faherty, Aliaga & Company, Inc. CRD: 13279 | - | 0 | 0 | A | INACTIVE |
| Fahey Financial CRD: 147337 | - | 0 | 1 | - | Unknown |
| Fahey Retirement Partners CRD: 342341 | - | 0 | 1 | - | Unknown |