Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fahey, Frank CRD: 42066 | - | 0 | 0 | A | INACTIVE |
| Fahnestock International Inc. CRD: 279 | - | 0 | 0 | A | INACTIVE |
| Fahy & Co., Inc. CRD: 14573 | - | 0 | 0 | A | INACTIVE |
| FAI Advisors, Inc. CRD: 122132 | - | 0 | 1 | - | Unknown |
| FAI Capital Management CRD: 147025 | - | 0 | 2 | - | Unknown |
| FAI Wealth Management CRD: 104610 | - | 0 | 0 | - | Unknown |
| Faic Securities, Inc. CRD: 8323 | - | 0 | 0 | A | INACTIVE |
| Fair Advisors CRD: 147756 | - | 0 | 0 | - | Unknown |
| Fair Asset Management, LLC CRD: 334853 | - | 0 | 1 | - | Unknown |
| Fair Edge LLC CRD: 338444 | - | 0 | 1 | - | Unknown |
| Fair Haven Capital LLC CRD: 169986 | - | 0 | 1 | - | Unknown |
| Fair Haven Partners, LLC CRD: 155308 | - | 0 | 0 | - | Unknown |
| Fair Invest, LLC. CRD: 314718 | - | 0 | 0 | - | Unknown |
| Fair Knighten, LLC CRD: 172475 | - | 0 | 0 | - | Unknown |
| Fair Oaks Capital Limited CRD: 289249 | - | 0 | 0 | - | Unknown |
| Fair Oaks Capital US LP CRD: 290131 | - | 0 | 0 | - | Unknown |
| Fair Oaks Financial LLC CRD: 311765 | - | 0 | 2 | - | Unknown |
| Fair Street Financial Services, LLC CRD: 109974 | - | 0 | 0 | - | Unknown |
| Fair Trust Financial LLC CRD: 304448 | - | 0 | 2 | - | Unknown |
| Fair Value Capital Management CRD: 323250 | - | 0 | 0 | - | Unknown |
| Fair Weather Strategies LLC CRD: 163031 | - | 0 | 1 | - | Unknown |
| Fair Winds Financial Planning CRD: 330941 | - | 0 | 1 | - | Unknown |
| Fair Winds TAX and Financial, LLC CRD: 148917 | - | 0 | 0 | - | Unknown |
| Fairbanks Capital CRD: 331422 | - | 0 | 1 | - | Unknown |
| Fairbanks Capital Management, Inc. CRD: 107650 | - | 0 | 3 | - | Unknown |
| Fairbanks Financial Wealth Management CRD: 114551 | - | 0 | 4 | - | Unknown |
| Fairbridge Asset Management LLC CRD: 314538 | - | 0 | 1 | - | Unknown |
| Fairbridge Capital Markets CRD: 103818 | - | 6 | 0 | D | INACTIVE |
| Fairchild Associates, Inc. CRD: 41041 | - | 0 | 0 | A | INACTIVE |
| Fairchild Capital LLC CRD: 170387 | - | 0 | 0 | - | Unknown |
| Fairchild Capital LLC CRD: 298428 | - | 0 | 1 | - | Unknown |
| Fairchild Financial Advisors, Inc. CRD: 165434 | - | 0 | 1 | - | Unknown |
| Fairchild Financial Group, Inc. CRD: 21404 | - | 0 | 0 | A | INACTIVE |
| Faircourt Partners, LLC CRD: 295508 | - | 0 | 4 | - | Unknown |
| Faire Capital Group CRD: 322829 | - | 0 | 1 | - | Unknown |
| Fairfax Global Investment Management LLC CRD: 314171 | - | 0 | 3 | - | Unknown |
| Fairfax Global Markets LLC CRD: 164741 | - | 0 | 0 | - | Unknown |
| Fairfax Securities Corporation CRD: 37967 | - | 0 | 0 | A | INACTIVE |
| Fairfax Wealth, LLC CRD: 297108 | - | 0 | 0 | - | Unknown |
| Fairfield Capital CRD: 19392 | - | 0 | 0 | A | INACTIVE |
| Fairfield Capital Consultants, LLC CRD: 46632 | - | 0 | 0 | A | INACTIVE |
| Fairfield Capital Funding, Inc. CRD: 29084 | - | 0 | 0 | A | INACTIVE |
| Fairfield Financial Advisors CRD: 106408 | - | 0 | 2 | - | Unknown |
| Fairfield Greenwich Advisors LLC CRD: 129410 | - | 0 | 0 | - | Unknown |
| Fairfield Group, Inc. CRD: 14671 | - | 0 | 0 | A | INACTIVE |
| Fairfield Heathcliff Capital LLC CRD: 117647 | - | 1 | 0 | B | INACTIVE |
| Fairfield Investors Services, Inc. CRD: 7466 | - | 0 | 0 | A | INACTIVE |
| Fairfield Realty Advisors LLC CRD: 165453 | - | 0 | 0 | - | Unknown |
| Fairfield Realty Advisors LLC CRD: 300633 | - | 0 | 1 | - | Unknown |
| Fairfield Research Securities Corporation CRD: 19744 | - | 0 | 0 | A | INACTIVE |