Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fairfield Securities, Inc. CRD: 12983 | - | 0 | 0 | A | INACTIVE |
| Fairfield, Bush & Co. CRD: 105970 | - | 0 | 2 | - | Unknown |
| Fairhaven Capital CRD: 161172 | - | 0 | 1 | - | Unknown |
| Fairhaven Financial Advisory Corporation CRD: 124266 | - | 0 | 1 | - | Unknown |
| Fairholme Capital Management, L.L.C. CRD: 107987 | - | 0 | 1 | - | Unknown |
| Fairholme Distributors, LLC CRD: 150987 | - | 1 | 0 | B | INACTIVE |
| Fairhope Advisors CRD: 281085 | - | 0 | 0 | - | Unknown |
| Fairinvest LLC CRD: 300999 | - | 0 | 0 | - | Unknown |
| Fairlane Investment Advisors Inc CRD: 105624 | - | 0 | 1 | - | Unknown |
| Fairlead Financial Advisors, LLC CRD: 128855 | - | 0 | 1 | - | Unknown |
| Fairlead Financial Group, LLC CRD: 269842 | - | 0 | 0 | - | Unknown |
| Fairlead Strategies LLC CRD: 341167 | - | 0 | 1 | - | Unknown |
| Fairlead Trading, LLC CRD: 107525 | - | 0 | 0 | A | INACTIVE |
| Fairlight Advisors CRD: 305352 | - | 0 | 3 | - | Unknown |
| Fairlight Capital LLC CRD: 170420 | - | 0 | 0 | - | Unknown |
| Fairlight Capital LLC CRD: 300486 | - | 0 | 1 | - | Unknown |
| Fairmeadow Securities, Inc. CRD: 6933 | - | 0 | 0 | A | INACTIVE |
| Fairmont Investment Group, Inc. CRD: 13901 | - | 0 | 0 | A | INACTIVE |
| Fairmount Capital Corporation CRD: 13860 | - | 0 | 0 | A | INACTIVE |
| Fairmount Funds Management LLC CRD: 284844 | - | 0 | 1 | - | Unknown |
| Fairmount Partners LP CRD: 146668 | PA | 0 | 2 | A | Active |
| Fairpointe Capital LLC CRD: 156356 | - | 0 | 0 | - | Unknown |
| Fairport Advisors, Inc. CRD: 117177 | - | 0 | 7 | - | Unknown |
| Fairport Asset Management CRD: 145182 | - | 0 | 0 | - | Unknown |
| Fairport Asset Management Corp CRD: 108414 | - | 0 | 2 | - | Unknown |
| Fairport Capital, Inc. CRD: 15034 | AZ | 0 | 5 | A | Active |
| Fairscale Capital, LLC CRD: 165535 | - | 0 | 2 | - | Unknown |
| Fairtree Capital International IC Limited CRD: 326588 | - | 0 | 0 | - | Unknown |
| Fairview Capital CRD: 108102 | - | 0 | 1 | - | Unknown |
| Fairview Capital Partners, LLC CRD: 161258 | - | 0 | 1 | - | Unknown |
| Fairview Capital Ventures, LLC. CRD: 111952 | - | 0 | 0 | A | INACTIVE |
| Fairview Constitution Management IV LLC CRD: 159304 | - | 0 | 1 | - | Unknown |
| Fairview Financial LLC CRD: 122287 | - | 0 | 2 | - | Unknown |
| Fairview Securities, Inc. CRD: 35703 | CT | 1 | 2 | B | Active |
| Fairview Trading, Inc. CRD: 43007 | - | 0 | 0 | A | INACTIVE |
| Fairvoy Private Wealth, LLC CRD: 329636 | - | 0 | 2 | - | Unknown |
| Fairwater Investments LLC CRD: 312429 | - | 0 | 0 | - | Unknown |
| Fairwater Wealth Management CRD: 172430 | - | 0 | 0 | - | Unknown |
| Fairway America Investment Advisors, LLC CRD: 284847 | - | 0 | 0 | - | Unknown |
| Fairway Asset Management, Inc. CRD: 142038 | - | 0 | 2 | - | Unknown |
| Fairway Capital Advisors CRD: 314892 | - | 0 | 3 | - | Unknown |
| Fairway Capital, L.P. CRD: 41428 | - | 0 | 0 | A | INACTIVE |
| Fairway Financial LLC CRD: 282857 | - | 0 | 0 | - | Unknown |
| Fairway Financial, LLC CRD: 134675 | - | 0 | 1 | - | Unknown |
| Fairway Investment Group, LLC CRD: 149034 | - | 0 | 28 | - | Unknown |
| Fairway Legacy Advisors LLC CRD: 338315 | - | 0 | 0 | - | Unknown |
| Fairway Planning CRD: 337261 | - | 0 | 1 | - | Unknown |
| Fairway Securities, Inc. CRD: 24191 | - | 0 | 0 | A | INACTIVE |
| Fairway Wealth Management LLC CRD: 120296 | - | 0 | 0 | - | Unknown |
| Fairway Wealth Management LLC CRD: 311031 | - | 0 | 10 | - | Unknown |