Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Falkor L.L.C. CRD: 45515 | - | 0 | 0 | A | INACTIVE |
| Fall Line Capital, LLC CRD: 283625 | - | 0 | 1 | - | Unknown |
| Fallbrook Capital Securities Corp. CRD: 101180 | CA | 0 | 2 | A | Active |
| Fallbrook FI CRD: 334369 | - | 0 | 1 | - | Unknown |
| Falls Bridge Securities, LLC CRD: 299526 | PA | 0 | 2 | A | Active |
| Falvey Capital CRD: 322108 | - | 0 | 1 | - | Unknown |
| FAM Distributors, Inc. CRD: 4100 | - | 3 | 0 | C | INACTIVE |
| FAM Financial Group CRD: 299524 | - | 0 | 0 | - | Unknown |
| Fama Fiduciary Wealth LLC CRD: 125627 | - | 0 | 1 | - | Unknown |
| Fama RE.CAPITAL Ltda CRD: 148198 | - | 0 | 0 | - | Unknown |
| Famco CRD: 282019 | - | 0 | 2 | - | Unknown |
| Families Fund Management LLC CRD: 341007 | - | 0 | 1 | - | Unknown |
| Family AI! Financial CRD: 330689 | - | 0 | 1 | - | Unknown |
| Family Alignment LLC CRD: 283989 | - | 0 | 0 | - | Unknown |
| Family and Money Matters CRD: 313222 | - | 0 | 1 | - | Unknown |
| Family Asset Management, LLC CRD: 129738 | - | 0 | 0 | - | Unknown |
| Family Business Office, Inc. CRD: 114621 | - | 0 | 0 | - | Unknown |
| Family Capital Advisors, LLC CRD: 291257 | - | 0 | 1 | - | Unknown |
| Family Capital Management CRD: 111230 | - | 0 | 1 | - | Unknown |
| Family CFO Inc CRD: 127335 | - | 0 | 2 | - | Unknown |
| Family CFO Services, LLC CRD: 194514 | - | 0 | 0 | - | Unknown |
| Family CFO, LLC CRD: 288769 | - | 0 | 1 | - | Unknown |
| Family CFO, LLC CRD: 108891 | - | 0 | 1 | - | Unknown |
| Family Dynasty Advisors LLC CRD: 297082 | - | 0 | 1 | - | Unknown |
| Family Endowment Partners, LP CRD: 150151 | - | 0 | 0 | - | Unknown |
| Family Faith & Finance Asset Management CRD: 144703 | - | 0 | 2 | - | Unknown |
| Family Fiduciary Services, Inc. CRD: 146339 | - | 0 | 3 | - | Unknown |
| Family Financial CRD: 316723 | - | 0 | 2 | - | Unknown |
| Family Financial Planners, Inc. CRD: 134980 | - | 0 | 0 | - | Unknown |
| Family Financial Planning CRD: 313066 | - | 0 | 1 | - | Unknown |
| Family Financial Planning Services, LLC CRD: 301453 | - | 0 | 0 | - | Unknown |
| Family Financial Planning, LLC CRD: 139716 | - | 0 | 3 | - | Unknown |
| Family Financial Services, Inc. CRD: 150643 | - | 0 | 0 | - | Unknown |
| Family Financial Services, LLC CRD: 171532 | - | 0 | 1 | - | Unknown |
| Family Financial Solutions Group, LLC CRD: 172725 | - | 0 | 1 | - | Unknown |
| Family First Financial Planning CRD: 131254 | - | 0 | 1 | - | Unknown |
| Family First Wealth Management CRD: 306030 | - | 0 | 1 | - | Unknown |
| Family Freedom Wealth Management, LLC CRD: 333216 | - | 0 | 1 | - | Unknown |
| Family Fund and Founder Community Management CRD: 318907 | - | 0 | 1 | - | Unknown |
| Family Investment Center CRD: 113799 | - | 0 | 7 | - | Unknown |
| Family Investors Company CRD: 1785 | - | 0 | 0 | A | INACTIVE |
| Family Legacy Advisors, LLC CRD: 320754 | - | 0 | 1 | - | Unknown |
| Family Legacy Financial Solutions, LLC CRD: 314351 | - | 0 | 1 | - | Unknown |
| Family Legacy Planning CRD: 294277 | - | 0 | 3 | - | Unknown |
| Family Legacy Wealth Management, LLC CRD: 153560 | - | 0 | 0 | - | Unknown |
| Family Legacy, Inc. CRD: 110945 | - | 0 | 3 | - | Unknown |
| Family Life Financial Planning CRD: 284922 | - | 0 | 1 | - | Unknown |
| Family Manage LLC CRD: 104951 | - | 0 | 10 | - | Unknown |
| Family Office Advisors LLC CRD: 125939 | - | 0 | 1 | - | Unknown |
| Family Office Investment Advisory LLC CRD: 339607 | - | 0 | 1 | - | Unknown |