Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Family Office Partners, Inc. CRD: 285939 | - | 0 | 0 | - | Unknown |
| Family Office Research, LLC CRD: 144136 | - | 0 | 1 | - | Unknown |
| Family Office Venture Capital LLC CRD: 306372 | - | 0 | 1 | - | Unknown |
| Family Partners Capital, LLC CRD: 304176 | - | 0 | 3 | - | Unknown |
| Family Retirement LLC CRD: 290423 | - | 0 | 1 | - | Unknown |
| Family Style Advisors LLC CRD: 342407 | - | 0 | 1 | - | Unknown |
| Family Tree Financial Services, LLC CRD: 308214 | - | 0 | 0 | - | Unknown |
| Family Tree Wealth Advisors, LLC CRD: 157777 | - | 0 | 1 | - | Unknown |
| Family Wealth Advisors CRD: 117475 | - | 0 | 2 | - | Unknown |
| Family Wealth Advisors, Inc. CRD: 143105 | - | 0 | 0 | - | Unknown |
| Family Wealth Advisory Group, LLC CRD: 130595 | - | 0 | 2 | - | Unknown |
| Family Wealth Architects LLC CRD: 113233 | - | 0 | 3 | - | Unknown |
| Family Wealth Coaching, LLC CRD: 290736 | - | 0 | 2 | - | Unknown |
| Family Wealth Consultants, Inc. CRD: 128494 | - | 0 | 1 | - | Unknown |
| Family Wealth Consultants, Ltd. CRD: 122508 | - | 0 | 0 | - | Unknown |
| Family Wealth Counseling, Inc CRD: 136888 | - | 0 | 0 | - | Unknown |
| Family Wealth Counselors, LLC. CRD: 115629 | - | 0 | 2 | - | Unknown |
| Family Wealth Investments, LLC CRD: 284731 | - | 0 | 0 | - | Unknown |
| Family Wealth Management CRD: 329463 | - | 0 | 1 | - | Unknown |
| Family Wealth Management LLC CRD: 109253 | - | 0 | 0 | - | Unknown |
| Family Wealth Management, LLC CRD: 172890 | - | 0 | 1 | - | Unknown |
| Family Wealth Partners CRD: 121030 | - | 0 | 0 | - | Unknown |
| Family Wealth Partners LLC CRD: 304935 | - | 0 | 1 | - | Unknown |
| Family Wealth Partners, LLC CRD: 317764 | - | 0 | 2 | - | Unknown |
| Family Wealth Planning Partners CRD: 323656 | - | 0 | 1 | - | Unknown |
| Family Wealth Solutions CRD: 328105 | - | 0 | 0 | - | Unknown |
| Family WMS, LLC CRD: 126456 | - | 0 | 4 | - | Unknown |
| Family, Industry & College Planning Co., Inc. CRD: 281 | - | 0 | 0 | A | INACTIVE |
| Familyvest CRD: 284687 | - | 0 | 0 | - | Unknown |
| Familywealth CRD: 289193 | - | 0 | 14 | - | Unknown |
| Familywealth Asset Management CRD: 147869 | - | 0 | 4 | - | Unknown |
| FAN Asset Management LLC CRD: 109418 | - | 0 | 0 | - | Unknown |
| Fanclub Sports Capital CRD: 324765 | - | 0 | 0 | - | Unknown |
| Faneuil Hall Securities, Inc. CRD: 24619 | - | 0 | 0 | A | INACTIVE |
| Fang Capital LLC CRD: 325707 | - | 0 | 0 | - | Unknown |
| Fang Yuan Capital, LLC CRD: 312990 | - | 0 | 0 | - | Unknown |
| Fangorn Wealth Management CRD: 330686 | - | 0 | 1 | - | Unknown |
| Fannin Advisory, LLC CRD: 311069 | - | 0 | 1 | - | Unknown |
| Fannin Partners, LLC CRD: 172795 | - | 0 | 0 | - | Unknown |
| Fanning Investments, Inc. CRD: 6327 | - | 0 | 0 | A | INACTIVE |
| Fano Securities LLC CRD: 37867 | - | 1 | 0 | B | INACTIVE |
| Fantail Ventures Advisors LLC CRD: 299054 | - | 0 | 0 | - | Unknown |
| Fantex Brokerage Services, LLC CRD: 164783 | - | 0 | 0 | A | INACTIVE |
| FAO Wealth Inc CRD: 335746 | - | 0 | 3 | - | Unknown |
| Faoc, LLC CRD: 318158 | - | 0 | 0 | - | Unknown |
| FAP,LLC CRD: 114976 | - | 0 | 2 | - | Unknown |
| Fapa Financial Services CRD: 170654 | - | 0 | 1 | - | Unknown |
| FAR Financial CRD: 332378 | - | 0 | 1 | - | Unknown |
| FAR Hills Group, LLC. CRD: 32243 | NY | 1 | 3 | B | Active |
| FAR North Capital CRD: 299633 | - | 0 | 0 | - | Unknown |