Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FAR View Capital Management, LLC CRD: 174731 | - | 0 | 0 | - | Unknown |
| FAR West Capital Management CRD: 135545 | - | 0 | 0 | - | Unknown |
| Faraco Partners, LLC CRD: 287647 | - | 0 | 0 | - | Unknown |
| Faraday Capital, L.P. CRD: 289584 | - | 0 | 0 | - | Unknown |
| Farah & Associates, Ltd. CRD: 152222 | - | 0 | 0 | - | Unknown |
| Farallon Capital Europe LLP CRD: 138713 | - | 0 | 0 | - | Unknown |
| Farallon Capital Management, L.L.C. CRD: 107322 | - | 0 | 1 | - | Unknown |
| Farallon Securities, LLC CRD: 103710 | - | 0 | 0 | A | INACTIVE |
| Farell Financial Advisory Services CRD: 146244 | - | 0 | 0 | - | Unknown |
| Farer Financial LLC CRD: 342144 | - | 0 | 1 | - | Unknown |
| Farid Consulting CRD: 329705 | - | 0 | 1 | - | Unknown |
| Farina & Associates, Inc. CRD: 32830 | - | 3 | 0 | C | INACTIVE |
| Farkas Capital CRD: 317570 | FL | 0 | 2 | A | Active |
| Farland Capital,Inc. CRD: 107077 | - | 0 | 0 | - | Unknown |
| Farley Capital CRD: 157747 | - | 0 | 1 | - | Unknown |
| Farley Financial CRD: 144922 | - | 0 | 1 | - | Unknown |
| Farm and Community Advisory CRD: 331936 | - | 0 | 2 | - | Unknown |
| Farm Family Financial Services, Inc. CRD: 43532 | - | 0 | 0 | A | INACTIVE |
| Farm Girl Capital LLC CRD: 314384 | - | 0 | 1 | - | Unknown |
| Farmand Investment Services, Inc. CRD: 144427 | - | 0 | 1 | - | Unknown |
| Farmer, Randolph W. CRD: 288288 | - | 0 | 1 | - | Unknown |
| Farmers Financial Solutions, LLC CRD: 103863 | CA | 5 | 2,417 | B | Active |
| Farmers Gate CRD: 311382 | - | 0 | 1 | - | Unknown |
| Farmingbury Financial Services, LLC CRD: 127323 | - | 0 | 2 | - | Unknown |
| Farmington Associates, Inc. CRD: 23151 | - | 0 | 0 | A | INACTIVE |
| Farmstead Financial CRD: 334357 | - | 0 | 0 | - | Unknown |
| Farmtogether CRD: 304511 | - | 0 | 0 | - | Unknown |
| Farnam Financial CRD: 306180 | - | 0 | 4 | - | Unknown |
| Farnam Street Brokerage Company CRD: 19985 | - | 3 | 0 | C | INACTIVE |
| Farnam Street Capital, Inc. CRD: 163719 | - | 0 | 1 | - | Unknown |
| Farnam Street Fund Management (Cayman) Limited CRD: 139109 | - | 0 | 0 | - | Unknown |
| Farnam Street Investments CRD: 155372 | - | 0 | 0 | - | Unknown |
| Farney Private Wealth Management, LLC CRD: 332291 | - | 0 | 1 | - | Unknown |
| Farnsley Advisors CRD: 288491 | - | 0 | 1 | - | Unknown |
| Farnsley Wealth Management, LLC CRD: 125538 | - | 0 | 2 | - | Unknown |
| Faroah Securities Corp. CRD: 112093 | - | 0 | 0 | A | INACTIVE |
| Farol Investment Advisers LP CRD: 166565 | - | 0 | 1 | - | Unknown |
| Faropoint Ventures, LLC CRD: 321107 | - | 0 | 1 | - | Unknown |
| Farr Miller & Washington LLC CRD: 107553 | - | 0 | 0 | - | Unknown |
| Farrall, Gregory Paul CRD: 47192 | - | 0 | 0 | A | INACTIVE |
| Farrand Investment Bankers CRD: 105785 | - | 1 | 0 | B | INACTIVE |
| Farrand Investment Bankers CRD: 103948 | - | 0 | 0 | A | INACTIVE |
| Farrar Financials CRD: 140223 | - | 0 | 1 | - | Unknown |
| Farrar Wealth Management, LLC CRD: 290486 | - | 0 | 1 | - | Unknown |
| Farrbarr, LLC CRD: 116788 | - | 0 | 0 | - | Unknown |
| Farrcrest Capital LLC CRD: 340912 | - | 0 | 2 | - | Unknown |
| Farrecian Investments Inc CRD: 305371 | - | 0 | 1 | - | Unknown |
| Farrell Advisory Group LLC CRD: 175014 | - | 0 | 0 | - | Unknown |
| Farrell Equities Corporation CRD: 15894 | - | 0 | 0 | A | INACTIVE |
| Farrell Financial CRD: 321609 | - | 0 | 3 | - | Unknown |