Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Farrell Financial Inc CRD: 134388 | - | 0 | 2 | - | Unknown |
| Farrell Marsh & Co. CRD: 31971 | - | 1 | 0 | B | INACTIVE |
| Farrell, John Robert CRD: 121428 | - | 0 | 0 | - | Unknown |
| Farringdon Capital, Ltd. CRD: 298738 | - | 0 | 0 | - | Unknown |
| Farringdon Netherlands BV CRD: 170090 | - | 0 | 0 | - | Unknown |
| Farris Capital Management Inc. CRD: 169051 | - | 0 | 2 | - | Unknown |
| Farrow Financial Inc CRD: 110526 | - | 0 | 3 | - | Unknown |
| Farther CRD: 302050 | - | 0 | 282 | - | Unknown |
| Farthing, Edward Richard CRD: 119844 | - | 0 | 0 | - | Unknown |
| Farvahar Capital LLC CRD: 281901 | FL | 0 | 2 | A | Active |
| Farview Management, LLC CRD: 321269 | - | 0 | 1 | - | Unknown |
| FAS Corp. CRD: 43536 | KS | 0 | 4 | A | Active |
| FAS Wealth Management Services, Inc. CRD: 10164 | - | 4 | 0 | C | INACTIVE |
| FAS Wealth Partners, Inc. CRD: 109796 | - | 0 | 4 | - | Unknown |
| Fasa, LLC CRD: 139488 | - | 0 | 0 | - | Unknown |
| Fasanara Capital Ltd CRD: 315503 | - | 0 | 0 | - | Unknown |
| Fasanara Capital Ltd. CRD: 282543 | - | 0 | 0 | - | Unknown |
| Fasco International, Inc. CRD: 31009 | - | 0 | 0 | A | INACTIVE |
| Fashionable Investing LLC CRD: 307631 | - | 0 | 0 | - | Unknown |
| Fast Execution Services LLC CRD: 306649 | IL | 0 | 2 | A | Active |
| Fastbreak Capital, LLC CRD: 322821 | - | 0 | 1 | - | Unknown |
| FAT 5 Investments, LLC CRD: 318838 | - | 0 | 1 | - | Unknown |
| FAT Pitch Management, L. P. CRD: 166547 | - | 0 | 0 | - | Unknown |
| FAT Securities, LLC CRD: 147857 | - | 0 | 0 | A | INACTIVE |
| FAT Squirrel Trading Group LLC CRD: 123129 | - | 2 | 0 | B | INACTIVE |
| Fata Financial CRD: 135765 | - | 0 | 2 | - | Unknown |
| Fatfire Financial CRD: 340905 | - | 0 | 1 | - | Unknown |
| Fathom Fund Management, L.L.C. CRD: 329316 | - | 0 | 1 | - | Unknown |
| Fathom Point Capital LLC CRD: 339729 | - | 0 | 1 | - | Unknown |
| Fathom Venture Partners LLC CRD: 336830 | - | 0 | 1 | - | Unknown |
| Fator Securities LLC CRD: 142008 | - | 0 | 0 | A | INACTIVE |
| Fator Securities, LLC CRD: 38897 | - | 1 | 0 | B | INACTIVE |
| Fatv Manager, LLC CRD: 281056 | - | 0 | 1 | - | Unknown |
| Faubion Wealth Management LLC CRD: 309318 | - | 0 | 0 | - | Unknown |
| Faulk & Co., Incorporated CRD: 17867 | - | 0 | 0 | A | INACTIVE |
| Faulkner Financial Planning, LLC CRD: 166337 | - | 0 | 3 | - | Unknown |
| Faulkner Investment Services, LLC CRD: 116811 | - | 0 | 0 | - | Unknown |
| FAV-ONE Investments, LLC CRD: 164923 | - | 0 | 0 | - | Unknown |
| Faver Securities, LLC CRD: 1792 | - | 0 | 0 | A | INACTIVE |
| Favia, John CRD: 34542 | - | 4 | 0 | C | INACTIVE |
| Favia, Michael a CRD: 32604 | - | 0 | 0 | A | INACTIVE |
| Favor Wealth Advisors, LLC CRD: 316705 | - | 0 | 1 | - | Unknown |
| Favored Financial Planning CRD: 160940 | - | 0 | 1 | - | Unknown |
| Favorpoint Capital CRD: 336295 | AZ | 0 | 1 | A | Active |
| Favrile Financial CRD: 290620 | - | 0 | 1 | - | Unknown |
| Fawcett Trading, LLC CRD: 124657 | - | 0 | 0 | A | INACTIVE |
| Faxtor, Inc. CRD: 144827 | - | 1 | 0 | B | INACTIVE |
| FAY Investments & Planning CRD: 120752 | - | 0 | 0 | - | Unknown |
| Fayez Sarofim & Co. CRD: 106584 | - | 0 | 6 | - | Unknown |
| Faykus Financial, LLC CRD: 288957 | - | 0 | 2 | - | Unknown |