CRD #43536 · FINRA BrokerCheck + SEC IAPD

FAS Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FAS Corp. ranks #9,722 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #17 of 20 on the same disclosure sort used on the state browse page. FAS Corp. has a clean FINRA BrokerCheck record, no reportable disclosures across its 4 branch offices, earning a Grade A.

Grade A
Safety grade
4
branch offices
0
disclosures
#9,722 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 43536 FAS Corp.

FAS Corp. · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 43536
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 4
  • PER-OFF 0.00
  • RANK #9,722 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00FAS Corp. (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

FAS Corp. ranks #9,722 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 4 offices

Clean disclosure surface

FAS Corp. has zero reportable FINRA BrokerCheck disclosures in this extract across 4 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Leawood, KS, 66224
Formed
06/18/1997
State of Formation
Kansas
CRD Number
43536
SEC Number
50307

Clean BrokerCheck surface

FAS Corp.'s clean BrokerCheck surface

FAS Corp. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 4 branch offices (Grade A).

FAS Corp. shows zero reportable disclosures across 4 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of FAS Corp.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Kansas cohort · 0.00× state average

FAS Corp. sits below the Kansas disclosure average

FAS Corp. reports 0 BrokerCheck disclosures, 0.00× the Kansas average of 1.6, lighter than most of the 20 graded firms filed there.

In Kansas, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Kansas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does FAS Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FAS Corp. ranks #9,722 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #17 of 20 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for FAS Corp.?
A grade of A means FAS Corp. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does FAS Corp. have?
FAS Corp. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FAS Corp.?
FAS Corp. operates 4 branch offices and is classified by FINRA as a small firm, registered in KS (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FAS Corp.'s disciplinary record?
You can verify FAS Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 43536. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. FAS Corp. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.