Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fayohne Advisors, LLC CRD: 167209 | - | 0 | 0 | - | Unknown |
| FB Advisory Services, LLC CRD: 144203 | - | 0 | 1 | - | Unknown |
| FB Equity Sales Corporation of Michigan CRD: 39337 | - | 0 | 0 | A | INACTIVE |
| FB Income Advisor, LLC CRD: 147049 | - | 0 | 0 | - | Unknown |
| FB Securities, LLC CRD: 332916 | TX | 0 | 1 | A | Active |
| FBA Capital Management LLC CRD: 314995 | - | 0 | 0 | - | Unknown |
| FBA Wealth Management, LLC CRD: 146390 | - | 0 | 1 | - | Unknown |
| FBB Capital Partners CRD: 108967 | - | 0 | 5 | - | Unknown |
| FBD Asset MGMT CRD: 307216 | - | 0 | 1 | - | Unknown |
| FBD Investment Services, Inc. CRD: 35592 | - | 2 | 0 | B | INACTIVE |
| FBF Financial Services Ltd. CRD: 28029 | - | 0 | 0 | A | INACTIVE |
| FBH Equities of Oregon, Inc. CRD: 8214 | - | 0 | 0 | A | INACTIVE |
| FBL Marketing Services, LLC CRD: 5309 | IA | 1 | 915 | B | Active |
| FBL Wealth Management, LLC CRD: 291396 | - | 0 | 223 | - | Unknown |
| FBMC Retirement Solutions, LLC CRD: 334707 | - | 0 | 1 | - | Unknown |
| FBN Securities, Inc. CRD: 18315 | NY | 3 | 5 | B | Active |
| FBR Investment Services, Inc. CRD: 43442 | - | 0 | 0 | A | INACTIVE |
| FBS Brokerage Services, Inc. CRD: 15935 | - | 0 | 0 | A | INACTIVE |
| FBS Merchant Banking Co. CRD: 10461 | - | 0 | 0 | A | INACTIVE |
| FBS Securities CRD: 326538 | - | 0 | 1 | - | Unknown |
| FBT Advisors, Inc. CRD: 112690 | - | 0 | 0 | - | Unknown |
| FBT Investments, Inc. CRD: 104463 | - | 1 | 0 | B | INACTIVE |
| FBV-Manager, LLC CRD: 291193 | - | 0 | 1 | - | Unknown |
| FC Advisors CRD: 168050 | - | 0 | 0 | - | Unknown |
| FC Capital Management LLC CRD: 161220 | - | 0 | 1 | - | Unknown |
| FC Golf GP II LLC CRD: 288193 | - | 0 | 0 | - | Unknown |
| FC Golf GP LLC CRD: 167588 | - | 0 | 0 | - | Unknown |
| FC Wealth Solutions LLC CRD: 286381 | - | 0 | 1 | - | Unknown |
| FC360 Wealth Management, Inc. CRD: 171788 | - | 0 | 1 | - | Unknown |
| FCA Advisors, Inc. CRD: 143137 | FL | 1 | 2 | B | Active |
| FCA Capital Markets LLC CRD: 322688 | CO | 0 | 2 | A | Active |
| FCA Corp CRD: 110658 | - | 0 | 10 | - | Unknown |
| FCA Health Innovations II Management LLC CRD: 319572 | - | 0 | 1 | - | Unknown |
| FCA Management Group, LLC CRD: 343447 | - | 0 | 1 | - | Unknown |
| FCA Partners, LLC CRD: 322393 | - | 0 | 1 | - | Unknown |
| FCA Securities, Inc. CRD: 39243 | - | 0 | 0 | A | INACTIVE |
| FCA Venture Management Group LLC CRD: 319574 | - | 0 | 1 | - | Unknown |
| FCA Venture Management LLC CRD: 319575 | - | 0 | 0 | - | Unknown |
| FCA Venture Partners VII Management LLC CRD: 319570 | - | 0 | 1 | - | Unknown |
| FCC Investments, Inc. CRD: 10373 | - | 1 | 0 | B | INACTIVE |
| Fcci Consulting, LLC CRD: 111457 | - | 0 | 0 | - | Unknown |
| FCF Securities and Derivatives LLC CRD: 157067 | IL | 4 | 2 | B | Active |
| FCG Advisors, LLC CRD: 40633 | - | 3 | 0 | C | INACTIVE |
| FCG Investment Company CRD: 308192 | - | 0 | 1 | - | Unknown |
| FCG Wealth Management LLC CRD: 321734 | - | 0 | 1 | - | Unknown |
| FCG Wealth Management, LLC CRD: 281165 | - | 0 | 0 | - | Unknown |
| FCI Advisors CRD: 106398 | - | 0 | 2 | - | Unknown |
| Fcig Wealth Management, LLC CRD: 329906 | - | 0 | 6 | - | Unknown |
| FCL Fund Management LLC CRD: 172526 | - | 0 | 0 | - | Unknown |
| FCM Financial CRD: 297042 | - | 0 | 0 | - | Unknown |