Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FCM Investment Services, Inc. CRD: 7005 | - | 0 | 0 | A | INACTIVE |
| FCM Investments CRD: 107025 | - | 0 | 0 | - | Unknown |
| FCM Securities Corporation CRD: 13199 | - | 0 | 0 | A | INACTIVE |
| FCO Advisors LP CRD: 290182 | - | 0 | 1 | - | Unknown |
| FCP CRD: 161468 | - | 0 | 1 | - | Unknown |
| FCP Ventures Management, LLC CRD: 324550 | - | 0 | 0 | - | Unknown |
| FCPR Pechel Industries IV CRD: 167436 | - | 0 | 0 | - | Unknown |
| FCS Securities CRD: 40177 | - | 1 | 0 | B | INACTIVE |
| FCV GP LLC CRD: 325944 | - | 0 | 1 | - | Unknown |
| FD Ball Investment Advisors, LLC CRD: 155944 | - | 0 | 2 | - | Unknown |
| FD Becker Financial Management LLC CRD: 118183 | - | 0 | 0 | - | Unknown |
| FD Capital Advisors BD, LLC CRD: 148974 | - | 0 | 0 | A | INACTIVE |
| FD DE Leeuw & Associes, Trade Desk America CRD: 46289 | - | 0 | 0 | A | INACTIVE |
| FD Wealth Advisors, LLC CRD: 339923 | - | 0 | 1 | - | Unknown |
| FDFC Management LLC CRD: 336668 | - | 0 | 1 | - | Unknown |
| FDG Associates CRD: 158250 | - | 0 | 0 | - | Unknown |
| FDI Wealth Management, LLC CRD: 292050 | - | 0 | 1 | - | Unknown |
| FDL Energy Advisers, LLC CRD: 298221 | - | 0 | 0 | - | Unknown |
| FDL Fund Management LLC CRD: 313423 | - | 0 | 0 | - | Unknown |
| FDO Partners CRD: 110310 | - | 0 | 0 | - | Unknown |
| FDP Wealth Management, LLC CRD: 154597 | - | 0 | 1 | - | Unknown |
| FDVC Management, LLC CRD: 321268 | - | 0 | 1 | - | Unknown |
| FDX Advisors, Inc. CRD: 104601 | - | 0 | 1 | - | Unknown |
| FDX Capital LLC CRD: 119302 | NY | 2 | 2 | B | Active |
| FE Capital Markets CRD: 314943 | NY | 0 | 2 | A | Active |
| FE Global Clean Energy Corp. CRD: 160845 | - | 0 | 0 | - | Unknown |
| FEA, Inc. CRD: 24376 | - | 2 | 0 | B | INACTIVE |
| Feagler Financial, LLC CRD: 142353 | - | 0 | 0 | - | Unknown |
| Fealty Group LLC CRD: 324957 | - | 0 | 1 | - | Unknown |
| Feanor Venture L.L.C. CRD: 48004 | - | 0 | 0 | A | INACTIVE |
| Fearheller Advisors CRD: 133010 | - | 0 | 0 | - | Unknown |
| Fearless Fund Management, LLC CRD: 319073 | - | 0 | 1 | - | Unknown |
| Fearless SPV Management, LLC CRD: 335330 | - | 0 | 1 | - | Unknown |
| Fearless Ventures Management, LLC CRD: 299151 | - | 0 | 1 | - | Unknown |
| Fearless Wealth CRD: 140128 | - | 0 | 1 | - | Unknown |
| Fearnley Advisors as CRD: 167077 | - | 0 | 0 | - | Unknown |
| Fearnley Asset Management as CRD: 339455 | - | 0 | 0 | - | Unknown |
| Fearnley Securities CRD: 174133 | NY | 0 | 2 | A | Active |
| Featheringill Capital, LLC CRD: 299523 | - | 0 | 1 | - | Unknown |
| Featherstone Financial Management, LLC CRD: 170643 | - | 0 | 0 | - | Unknown |
| Feathersup Advisory LLC CRD: 330204 | - | 0 | 0 | - | Unknown |
| FEC Securities Corporation CRD: 11422 | - | 0 | 0 | A | INACTIVE |
| FED Advisors, Inc CRD: 304650 | - | 0 | 1 | - | Unknown |
| FED Mutual Financial Services, Inc. CRD: 7678 | - | 0 | 0 | A | INACTIVE |
| FED Securities, Inc. CRD: 36301 | - | 0 | 0 | A | INACTIVE |
| Fedaia UK Limited CRD: 338430 | - | 0 | 0 | - | Unknown |
| Fedcap Advisors, LLC CRD: 163169 | - | 0 | 0 | - | Unknown |
| Feddern Financial Consulting Group, LLC CRD: 141390 | - | 0 | 0 | - | Unknown |
| Fedeli Financial, LLC CRD: 322269 | - | 0 | 1 | - | Unknown |
| Federal Benefits Advisors CRD: 290212 | - | 0 | 1 | - | Unknown |