Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Federal Hill Capital Management CRD: 151499 | - | 0 | 1 | - | Unknown |
| Federal Prep CRD: 282663 | - | 0 | 2 | - | Unknown |
| Federal Retirement Planners CRD: 317665 | - | 0 | 0 | - | Unknown |
| Federal Street Capital CRD: 7721 | - | 0 | 0 | A | INACTIVE |
| Federal Street Investments, Inc. CRD: 104290 | - | 2 | 0 | B | INACTIVE |
| Federal Street Partners, LLC CRD: 112302 | - | 0 | 0 | - | Unknown |
| Federated Capital Corporation CRD: 16947 | - | 0 | 0 | A | INACTIVE |
| Federated Equity Management Company of Pennsylvani… CRD: 128610 | - | 0 | 1 | - | Unknown |
| Federated Global Investment Management Corp. CRD: 106277 | - | 0 | 333 | - | Unknown |
| Federated Hermes (UK) LLP CRD: 169087 | - | 0 | 0 | - | Unknown |
| Federated Investment Counseling CRD: 105325 | - | 0 | 349 | - | Unknown |
| Federated Management Inc. CRD: 6148 | - | 0 | 0 | A | INACTIVE |
| Federated Securities Corp. CRD: 5009 | PA | 4 | 234 | B | Active |
| Federated Securities, Inc. CRD: 5050 | NY | 1 | 2 | B | Active |
| Federation for Financial Independence CRD: 13355 | - | 0 | 0 | A | INACTIVE |
| Federico, Eugene J CRD: 126004 | - | 0 | 0 | A | INACTIVE |
| Federmann Financial Advisors Inc. CRD: 129975 | - | 0 | 2 | - | Unknown |
| Fedick & Company, Inc. CRD: 13900 | - | 0 | 0 | A | INACTIVE |
| Fedmarket Securities, Inc. CRD: 14972 | - | 0 | 0 | A | INACTIVE |
| Fedway Financial LLC CRD: 313134 | - | 0 | 1 | - | Unknown |
| FEE Insurance Brokerage, Inc. CRD: 43198 | - | 0 | 0 | A | INACTIVE |
| FEE-Only Financial Advisors, LLC CRD: 285747 | - | 0 | 1 | - | Unknown |
| FEE-Only Financial Advisors,Ltd. CRD: 122873 | - | 0 | 2 | - | Unknown |
| FEE-Only Financial Planning CRD: 128824 | - | 0 | 2 | - | Unknown |
| FEE-Only Financial Planning, L.C. CRD: 108365 | - | 0 | 2 | - | Unknown |
| FEE-Only Financial Services LLC CRD: 116094 | - | 0 | 2 | - | Unknown |
| FEE-Only Financial Solutions, P.C. CRD: 110158 | - | 0 | 0 | - | Unknown |
| Feel Good Investments CRD: 311652 | - | 0 | 0 | - | Unknown |
| Feenix Venture Partners, LLC CRD: 304152 | - | 0 | 1 | - | Unknown |
| Feerick Patrick Francis CRD: 41447 | - | 0 | 0 | A | INACTIVE |
| Feex CRD: 221522 | - | 0 | 0 | - | Unknown |
| FEF Distributors, LLC CRD: 46585 | NY | 1 | 9 | B | Active |
| Fefa Financial CRD: 324833 | - | 0 | 10 | - | Unknown |
| FEG CRD: 121658 | - | 0 | 2 | - | Unknown |
| FEG Investment Services, LLC CRD: 281516 | - | 0 | 1 | - | Unknown |
| FEG Investors, LLC CRD: 146444 | - | 0 | 0 | - | Unknown |
| FEG Private Investors, LLC CRD: 156458 | - | 0 | 1 | - | Unknown |
| Feic Capital Corporation CRD: 25545 | - | 0 | 0 | A | INACTIVE |
| Feier Advisors, Inc CRD: 112920 | - | 0 | 0 | - | Unknown |
| Fein Advisors CRD: 130002 | - | 0 | 2 | - | Unknown |
| Fein Capital LLC CRD: 340304 | - | 0 | 1 | - | Unknown |
| Feis Trading Corp. CRD: 41086 | - | 0 | 0 | A | INACTIVE |
| Feist Asset Management CRD: 154847 | - | 0 | 0 | - | Unknown |
| Felden, William N CRD: 124158 | - | 0 | 0 | A | INACTIVE |
| Feldman Financial Services, LLC CRD: 287685 | - | 0 | 1 | - | Unknown |
| Feldman Securities Group L.L.C. CRD: 39385 | - | 2 | 0 | B | INACTIVE |
| Feldman, Ingardona & Co. CRD: 29449 | - | 0 | 1 | A | INACTIVE |
| Feldman,Cumming & Co., Inc. CRD: 13706 | - | 0 | 0 | A | INACTIVE |
| Feldstein Financial Group, LLC CRD: 113988 | NJ | 0 | 2 | A | Active |
| Feldstein, Steven DBA Steven Feldstein & Associate… CRD: 109022 | - | 0 | 2 | - | Unknown |