Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Felicis Ventures CRD: 162301 | - | 0 | 1 | - | Unknown |
| Felicitas Global Partners, LLC CRD: 292411 | - | 0 | 1 | - | Unknown |
| Felicitas Investors LLC CRD: 162395 | - | 0 | 0 | - | Unknown |
| Felicity Financial LLC CRD: 325503 | - | 0 | 1 | - | Unknown |
| Felicity Financial Solutions CRD: 307118 | - | 0 | 0 | - | Unknown |
| Felis Advantage, LP CRD: 335282 | - | 0 | 1 | - | Unknown |
| Felix Advisors LLC CRD: 161396 | - | 0 | 0 | - | Unknown |
| Felix Capital CRD: 288843 | - | 0 | 0 | - | Unknown |
| Felix Garcia, RIA CRD: 114720 | - | 0 | 1 | - | Unknown |
| Felix Investments LLC CRD: 148441 | - | 7 | 0 | D | INACTIVE |
| Fell Capital Management CRD: 104986 | - | 0 | 1 | - | Unknown |
| Fellows Fund Management LLC CRD: 337221 | - | 0 | 1 | - | Unknown |
| Fellowship Financial Group CRD: 154103 | - | 0 | 1 | - | Unknown |
| Fellowship Financial Planning CRD: 330347 | - | 0 | 1 | - | Unknown |
| Fells Point Research LLC CRD: 148090 | - | 0 | 0 | A | INACTIVE |
| Felsette & Co. - Investment Institute CRD: 6198 | - | 0 | 0 | A | INACTIVE |
| Felsing Financial CRD: 141927 | - | 0 | 1 | - | Unknown |
| Felspar Financial CRD: 340684 | - | 0 | 2 | - | Unknown |
| Felt, Charles a CRD: 43227 | - | 7 | 0 | D | INACTIVE |
| Feltl & Company CRD: 6905 | MN | 13 | 3 | C | Active |
| Feltl Advisors CRD: 165244 | - | 0 | 13 | - | Unknown |
| Feltman & Co CRD: 26543 | - | 0 | 0 | A | INACTIVE |
| Feltman & Co. LLC CRD: 333088 | - | 0 | 1 | - | Unknown |
| Femhealth Ventures Management LLC CRD: 315602 | - | 0 | 0 | - | Unknown |
| Femhealth Ventures Management LLC CRD: 327160 | - | 0 | 1 | - | Unknown |
| Feminist Financial Advising, LLC CRD: 140055 | - | 0 | 0 | - | Unknown |
| Fempire Mindset LLC CRD: 334915 | - | 0 | 1 | - | Unknown |
| Fenbushi Associates, LLC CRD: 329407 | - | 0 | 1 | - | Unknown |
| Fenchurch Partners LP CRD: 321750 | NY | 0 | 2 | A | Active |
| Fenchurch Securities, Inc. CRD: 13956 | - | 0 | 0 | A | INACTIVE |
| Fencl Advisory Services, LLC CRD: 115904 | - | 0 | 3 | - | Unknown |
| Fengate CRD: 297333 | - | 0 | 0 | - | Unknown |
| Fengcapital LLC CRD: 174871 | - | 0 | 1 | - | Unknown |
| Fenger Financial, PLLC CRD: 333384 | - | 0 | 1 | - | Unknown |
| Fenghe Fund Management PTE. Ltd. CRD: 288586 | - | 0 | 0 | - | Unknown |
| Fenimore Financial CRD: 166253 | - | 0 | 0 | - | Unknown |
| Fenimore Securities, Inc. CRD: 104391 | NY | 0 | 3 | A | Active |
| Fenix Fund Management PTE. Ltd. CRD: 312497 | - | 0 | 0 | - | Unknown |
| Fenix Securities, LLC CRD: 159481 | NY | 3 | 3 | B | Active |
| Fenix Trading CRD: 291069 | - | 0 | 1 | - | Unknown |
| Fennebresque & Co., LLC CRD: 146857 | NC | 0 | 2 | A | Active |
| Fennel CRD: 316281 | NY | 0 | 1 | A | Active |
| Fenner Financial, Inc. CRD: 15135 | - | 0 | 0 | A | INACTIVE |
| Fenrir CRD: 339094 | - | 0 | 1 | - | Unknown |
| Fenter and Stricker CRD: 23324 | - | 0 | 0 | A | INACTIVE |
| Fenul LLC CRD: 310414 | - | 0 | 1 | - | Unknown |
| Fenul Wealth Management LLC CRD: 311474 | - | 0 | 1 | - | Unknown |
| Fenway Financial Advisors, LLC CRD: 139775 | - | 0 | 1 | - | Unknown |
| Fenway Partners, LLC CRD: 160630 | - | 0 | 1 | - | Unknown |
| Fenway Summer Investment Management LLC CRD: 174384 | - | 0 | 1 | - | Unknown |