Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fenwick Financial CRD: 331235 | - | 0 | 2 | - | Unknown |
| Fenwick Investments, LLC CRD: 167342 | - | 0 | 1 | - | Unknown |
| Fenwick Securities, Inc. CRD: 45353 | - | 0 | 0 | A | INACTIVE |
| Feoh Investments UK LLP CRD: 338941 | - | 0 | 0 | - | Unknown |
| FEP Investments LLC CRD: 147152 | - | 0 | 0 | A | INACTIVE |
| Fereday Investments Inc. CRD: 135722 | - | 0 | 0 | - | Unknown |
| Fergerson Financial LLC CRD: 139572 | - | 0 | 0 | - | Unknown |
| Ferghana Securities, Inc. CRD: 43430 | NY | 1 | 2 | B | Active |
| Ferguson & Brewer Securities CRD: 25563 | - | 0 | 0 | A | INACTIVE |
| Ferguson Financial Advisors CRD: 323758 | - | 0 | 1 | - | Unknown |
| Ferguson Financial Planning CRD: 131538 | - | 0 | 1 | - | Unknown |
| Ferguson Financial, Inc. CRD: 118983 | - | 0 | 0 | - | Unknown |
| Ferguson Shapiro LLC CRD: 297555 | - | 0 | 4 | - | Unknown |
| Ferguson Wellman Capital Management, Inc. CRD: 104692 | - | 0 | 6 | - | Unknown |
| Ferguson, Andrews & Associates, Inc. CRD: 30010 | - | 0 | 0 | A | INACTIVE |
| Ferguson, Andrews Investment Advisers, Inc CRD: 106695 | - | 0 | 2 | - | Unknown |
| Ferguson-Johnson Wealth Management, Inc. CRD: 109232 | - | 0 | 1 | - | Unknown |
| Fermata Advisors CRD: 305614 | - | 0 | 11 | - | Unknown |
| Fermi 42 Ventures, LLC CRD: 338204 | - | 0 | 1 | - | Unknown |
| Fern Capital Inc. CRD: 230790 | - | 0 | 2 | - | Unknown |
| Fern Financial Group, LLC CRD: 322658 | - | 0 | 3 | - | Unknown |
| Fern Impact Advisors, LLC CRD: 164264 | - | 0 | 3 | - | Unknown |
| Fernandez Financial Advisory, LLC CRD: 112954 | - | 0 | 2 | - | Unknown |
| Fernandez Wealth Management CRD: 337600 | - | 0 | 1 | - | Unknown |
| Fernandez, Bartsch & Mirra CRD: 3605 | - | 0 | 0 | A | INACTIVE |
| Ferocious Finance CRD: 296744 | - | 0 | 0 | - | Unknown |
| Ferox Capital LLP CRD: 161928 | - | 0 | 0 | - | Unknown |
| Ferox Capital Management, LP CRD: 162639 | - | 0 | 0 | - | Unknown |
| Ferrante Capital LLC CRD: 338301 | - | 0 | 1 | - | Unknown |
| Ferrara, Richard Francis CRD: 124181 | - | 0 | 0 | A | INACTIVE |
| Ferrara, Richard Francis CRD: 130280 | - | 0 | 0 | A | INACTIVE |
| Ferraro Wealth Management, LLC CRD: 308015 | - | 0 | 1 | - | Unknown |
| Ferre Financial Inc. CRD: 309642 | - | 0 | 0 | - | Unknown |
| Ferrell Securities, Inc. CRD: 14165 | - | 0 | 0 | A | INACTIVE |
| Ferrell Wealth Management Inc. CRD: 106245 | - | 0 | 0 | - | Unknown |
| Ferrer Freeman & Company, LLC CRD: 157829 | - | 0 | 0 | - | Unknown |
| Ferretti Group, Inc. CRD: 47768 | NY | 0 | 3 | A | Active |
| Ferri Investment Solutions CRD: 300479 | - | 0 | 1 | - | Unknown |
| Ferris Capital, LLC CRD: 160116 | - | 0 | 0 | - | Unknown |
| Ferris Financial Services, L.L.C. CRD: 330890 | - | 0 | 1 | - | Unknown |
| Ferris Wheel Finance, Inc. CRD: 292091 | - | 0 | 2 | - | Unknown |
| Ferris, Baker Watts, LLC CRD: 285 | - | 50 | 0 | F | INACTIVE |
| Ferro Capital LLC CRD: 162809 | - | 0 | 0 | - | Unknown |
| Ferro Financial, LLC CRD: 139729 | - | 0 | 0 | - | Unknown |
| Ferrucci Securities Corp. CRD: 15948 | - | 0 | 0 | A | INACTIVE |
| Ferry Street Capital LLC CRD: 281040 | - | 0 | 0 | - | Unknown |
| Fesc Asset Management LLC CRD: 316067 | - | 0 | 2 | - | Unknown |
| Festog Capital, LLC CRD: 170317 | - | 0 | 1 | - | Unknown |
| Fetterman Investments, Inc. CRD: 17028 | - | 0 | 0 | A | INACTIVE |
| Fettig Financial Services LLC CRD: 288344 | - | 0 | 0 | - | Unknown |