Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Feynman Point Asset Management CRD: 330536 | - | 0 | 1 | - | Unknown |
| FF Capital Partners, LLC CRD: 316997 | - | 0 | 0 | - | Unknown |
| FF Financial, LLC CRD: 330892 | - | 0 | 0 | - | Unknown |
| FF Fund Management, LLC CRD: 289060 | - | 0 | 0 | - | Unknown |
| FF Venture Capital CRD: 163509 | - | 0 | 1 | - | Unknown |
| FFA Holdings, LLC CRD: 281090 | - | 0 | 0 | - | Unknown |
| FFC Capital Advisors, LLC CRD: 149179 | - | 0 | 0 | A | INACTIVE |
| FFC Capital Management CRD: 113205 | - | 0 | 0 | - | Unknown |
| Ffec Wealth Partners LLC CRD: 16507 | - | 9 | 0 | D | INACTIVE |
| FFF Management Co. LLC CRD: 294040 | - | 0 | 1 | - | Unknown |
| FFG Investments Inc. CRD: 18320 | - | 0 | 0 | A | INACTIVE |
| FFG Retirement Counseling CRD: 308305 | - | 0 | 1 | - | Unknown |
| FFI Advisors LLC CRD: 224515 | - | 0 | 0 | - | Unknown |
| FFI Advisors LLC CRD: 307936 | - | 0 | 0 | - | Unknown |
| FFL CRD: 156980 | - | 0 | 1 | - | Unknown |
| FFMC Securities, Inc. CRD: 7658 | - | 1 | 0 | B | INACTIVE |
| FFN Capital Management CRD: 314580 | - | 0 | 0 | - | Unknown |
| FFO Investments LLC CRD: 338887 | - | 0 | 1 | - | Unknown |
| FFP Securities, Inc. CRD: 16337 | - | 48 | 0 | F | INACTIVE |
| FFP Wealth Management CRD: 115155 | - | 0 | 0 | - | Unknown |
| FFP Wealth Management, LLC CRD: 300253 | - | 0 | 1 | - | Unknown |
| FFPS Brokerage, Inc. CRD: 15979 | - | 0 | 0 | A | INACTIVE |
| FFR Advisory LLC CRD: 108602 | - | 0 | 0 | - | Unknown |
| Ffriend Enterprises Ltd CRD: 126141 | - | 0 | 0 | - | Unknown |
| Ffstock Inc. CRD: 340816 | - | 0 | 1 | - | Unknown |
| FFT Wealth Management CRD: 151225 | - | 0 | 2 | - | Unknown |
| FG Advisors, LLC CRD: 148201 | - | 0 | 0 | A | INACTIVE |
| FG Advisory Services, LLC. CRD: 329430 | - | 0 | 0 | - | Unknown |
| FG Capital LC CRD: 125229 | MO | 0 | 2 | A | Active |
| FG Financial CRD: 312218 | - | 0 | 0 | - | Unknown |
| FG Special Situations Fund Advisor, LLC CRD: 310950 | - | 0 | 0 | - | Unknown |
| FG Wealth Management CRD: 117845 | - | 0 | 1 | - | Unknown |
| FG&G Financial Services, LLC CRD: 149180 | - | 0 | 1 | - | Unknown |
| FG1 Partners Advisors, LP CRD: 314369 | - | 0 | 1 | - | Unknown |
| FGC Management Co., LLC CRD: 304629 | - | 0 | 1 | - | Unknown |
| FGC Securities, LLC CRD: 158399 | NY | 0 | 2 | A | Active |
| FGH Investment Advisors, LLC CRD: 115134 | - | 0 | 1 | - | Unknown |
| FGI Fund Management, L.P. CRD: 167962 | - | 0 | 0 | - | Unknown |
| FH Financial Planning Services CRD: 310086 | - | 0 | 0 | - | Unknown |
| FHI Group, LLC CRD: 281815 | - | 0 | 0 | - | Unknown |
| FHN Financial Main Street Advisors, LLC CRD: 133719 | - | 0 | 0 | - | Unknown |
| FHN Financial Securities Corp. CRD: 46346 | TN | 8 | 27 | C | Active |
| FHT, LLC CRD: 122827 | - | 0 | 2 | - | Unknown |
| FHWV Financial LLC CRD: 146046 | - | 0 | 4 | - | Unknown |
| FHZ Wealth Management, LLC CRD: 311858 | - | 0 | 1 | - | Unknown |
| FI-Nancial Planner LLC CRD: 299675 | - | 0 | 1 | - | Unknown |
| FI3 Financial Advisors, LLC CRD: 168005 | - | 0 | 6 | - | Unknown |
| FI401K Advisors CRD: 168408 | - | 0 | 2 | - | Unknown |
| FIA Services, Inc. CRD: 282694 | - | 0 | 1 | - | Unknown |
| FIA Wealth Management LLC CRD: 167446 | - | 0 | 0 | - | Unknown |