Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fiad Capital CRD: 298616 | - | 0 | 0 | - | Unknown |
| Fiadu Investments, LLC CRD: 283740 | - | 0 | 0 | - | Unknown |
| Fiam LLC CRD: 133196 | - | 0 | 1 | - | Unknown |
| Fiat Financial Planners CRD: 324480 | - | 0 | 1 | - | Unknown |
| Fiat LUX Financial CRD: 141923 | - | 0 | 0 | - | Unknown |
| Fiat LUX Financial Planning CRD: 329391 | - | 0 | 1 | - | Unknown |
| Fiat Ventures Investment Management LLC CRD: 314624 | - | 0 | 1 | - | Unknown |
| Fiat Wealth Management CRD: 318201 | - | 0 | 5 | - | Unknown |
| Fibonacci Trade Inc. CRD: 121446 | - | 0 | 0 | - | Unknown |
| Fibra Securities Inc. CRD: 39680 | - | 0 | 0 | A | INACTIVE |
| FIC Capital, Inc. CRD: 108322 | - | 0 | 0 | - | Unknown |
| FIC Investment Services, Inc. CRD: 38524 | - | 0 | 0 | A | INACTIVE |
| FIC Partners Management, LP CRD: 282788 | - | 0 | 1 | - | Unknown |
| FIC Securities Corp. CRD: 13114 | - | 0 | 0 | A | INACTIVE |
| Ficadenti Tandon Asset Management, Inc. CRD: 116003 | - | 0 | 3 | - | Unknown |
| Ficast Corporation CRD: 159265 | - | 0 | 0 | - | Unknown |
| Fichter & Co. Investors CRD: 131997 | - | 0 | 2 | - | Unknown |
| Fichtner, Paul Anthony CRD: 32409 | - | 0 | 0 | A | INACTIVE |
| Ficus Venture Limited CRD: 339482 | - | 0 | 0 | - | Unknown |
| Fidalgo Financial Planning CRD: 286654 | - | 0 | 1 | - | Unknown |
| Fidante Partners USA LLC CRD: 288469 | - | 0 | 0 | A | INACTIVE |
| Fidare Wealth Solutions LLC CRD: 331122 | - | 0 | 1 | - | Unknown |
| Fidata Brokerage Incorporated CRD: 8078 | - | 0 | 0 | A | INACTIVE |
| Fidato Wealth LLC CRD: 158173 | - | 0 | 2 | - | Unknown |
| Fidel Securities Corp. CRD: 14862 | - | 0 | 0 | A | INACTIVE |
| Fidela Wealth CRD: 328060 | - | 0 | 1 | - | Unknown |
| Fidelcor Brokerage Services CRD: 17626 | - | 0 | 0 | A | INACTIVE |
| Fidelcor Trading Inc. CRD: 13963 | - | 0 | 0 | A | INACTIVE |
| Fidelio Capital Advisory AB CRD: 324013 | - | 0 | 0 | - | Unknown |
| Fidelio Capital Limited CRD: 324012 | - | 0 | 0 | - | Unknown |
| Fidelis Advisors LLC CRD: 154649 | - | 0 | 0 | - | Unknown |
| Fidelis Capital CRD: 322287 | - | 0 | 11 | - | Unknown |
| Fidelis Capital, LLC CRD: 141341 | - | 0 | 1 | - | Unknown |
| Fidelis Financial CRD: 329855 | - | 0 | 0 | - | Unknown |
| Fidelis Financial Planning, LLC CRD: 141698 | - | 0 | 1 | - | Unknown |
| Fidelis FS, LLC CRD: 286305 | - | 0 | 1 | - | Unknown |
| Fidelis IM CRD: 162985 | - | 0 | 1 | - | Unknown |
| Fidelis Infrastructure, LP CRD: 307107 | - | 0 | 0 | - | Unknown |
| Fidelis Investors, LLC CRD: 306920 | - | 0 | 1 | - | Unknown |
| Fidelis Wealth Advisors CRD: 292551 | - | 0 | 4 | - | Unknown |
| Fidelis Wealth Management, LLC CRD: 324434 | - | 0 | 0 | - | Unknown |
| Fidelity Asset Management, Inc. CRD: 40925 | - | 2 | 0 | B | INACTIVE |
| Fidelity Bancorp Funding CRD: 327530 | - | 0 | 0 | - | Unknown |
| Fidelity Brokerage Services LLC CRD: 7784 | RI | 152 | 739 | C | Active |
| Fidelity Capital Corporation, Inc. CRD: 17980 | - | 0 | 0 | A | INACTIVE |
| Fidelity Capital Management Corp CRD: 122651 | - | 0 | 3 | - | Unknown |
| Fidelity Distributors Company LLC CRD: 17507 | RI | 20 | 19 | C | Active |
| Fidelity Distributors Corporation CRD: 6848 | - | 8 | 0 | D | INACTIVE |
| Fidelity Diversifying Solutions LLC CRD: 315088 | - | 0 | 1 | - | Unknown |
| Fidelity Equity Services Corporation CRD: 17455 | - | 0 | 0 | A | INACTIVE |