Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fidelity Federal Planning Corp. CRD: 114873 | - | 0 | 2 | - | Unknown |
| Fidelity Investments Money Management, Inc. CRD: 108252 | - | 0 | 0 | - | Unknown |
| Fidelity Management & Research (Hong Kong) Limited CRD: 148045 | - | 0 | 0 | - | Unknown |
| Fidelity Management & Research (Japan) Limited CRD: 148239 | - | 0 | 0 | - | Unknown |
| Fidelity Management & Research Company LLC CRD: 108281 | - | 0 | 1 | - | Unknown |
| Fidelity National Capital Investors, Inc. CRD: 30626 | - | 3 | 0 | C | INACTIVE |
| Fidelity Personal and Workplace Advisors CRD: 288590 | - | 0 | 0 | - | Unknown |
| Fidelity Prime Financing CRD: 299736 | MA | 0 | 6 | A | Active |
| Fidelity Private Advisors LLC CRD: 146849 | - | 0 | 0 | - | Unknown |
| Fidelity Selectco, LLC CRD: 166782 | - | 0 | 0 | - | Unknown |
| Fidem Credit Advisors CRD: 335175 | - | 0 | 1 | - | Unknown |
| Fident Financial, LLC CRD: 286510 | - | 0 | 1 | - | Unknown |
| Fidenza Asset Management Corp CRD: 297183 | - | 0 | 0 | - | Unknown |
| Fidera Limited CRD: 313529 | - | 0 | 0 | - | Unknown |
| Fidera Vecta Limited CRD: 318088 | - | 0 | 0 | - | Unknown |
| Fideras LLC CRD: 284633 | - | 0 | 1 | - | Unknown |
| Fidere CRD: 152013 | - | 0 | 1 | - | Unknown |
| Fidere Advisors CRD: 312675 | - | 0 | 1 | - | Unknown |
| Fides Consulting CRD: 308004 | - | 0 | 0 | - | Unknown |
| Fiducia Group, LLC CRD: 147134 | - | 0 | 0 | - | Unknown |
| Fiducia Wealth Management CRD: 338281 | - | 0 | 1 | - | Unknown |
| Fiducia Wealth Management CRD: 309571 | - | 0 | 1 | - | Unknown |
| Fiducial Investment Advisors, Inc. CRD: 44792 | - | 0 | 0 | A | INACTIVE |
| Fiducial Partners LLC CRD: 294063 | - | 0 | 1 | - | Unknown |
| Fiduciam Wealth Planning LLC CRD: 288443 | - | 0 | 0 | - | Unknown |
| Fiduciaone CRD: 327737 | - | 0 | 2 | - | Unknown |
| Fiduciaria Eguia CRL CRD: 321662 | - | 0 | 1 | - | Unknown |
| Fiduciary Advisor Advocates CRD: 169039 | - | 0 | 1 | - | Unknown |
| Fiduciary Advisors CRD: 286552 | - | 0 | 0 | - | Unknown |
| Fiduciary Advisors, Inc. CRD: 108239 | - | 0 | 2 | - | Unknown |
| Fiduciary Advisors, LLC CRD: 104189 | - | 0 | 1 | A | INACTIVE |
| Fiduciary Architects LLC CRD: 322251 | - | 0 | 2 | - | Unknown |
| Fiduciary Benefits Group CRD: 326204 | - | 0 | 3 | - | Unknown |
| Fiduciary Capital, Inc. CRD: 126178 | - | 0 | 2 | - | Unknown |
| Fiduciary Concepts LLC CRD: 281581 | - | 0 | 0 | - | Unknown |
| Fiduciary Consulting Group CRD: 149122 | - | 0 | 21 | - | Unknown |
| Fiduciary Consulting Group, Inc. CRD: 132889 | - | 0 | 2 | - | Unknown |
| Fiduciary Counsel, Inc. CRD: 132866 | - | 0 | 3 | - | Unknown |
| Fiduciary Counselling Inc CRD: 104753 | - | 0 | 4 | - | Unknown |
| Fiduciary Counselors Inc. CRD: 111827 | - | 0 | 1 | - | Unknown |
| Fiduciary Experts LLC CRD: 146721 | - | 0 | 1 | - | Unknown |
| Fiduciary Family Office, LLC CRD: 326990 | - | 0 | 2 | - | Unknown |
| Fiduciary Financial Advisors CRD: 172103 | - | 0 | 18 | - | Unknown |
| Fiduciary Financial Group, LLC CRD: 285681 | - | 0 | 7 | - | Unknown |
| Fiduciary Financial Partners, LLC CRD: 156389 | - | 0 | 3 | - | Unknown |
| Fiduciary Financial Planning Network CRD: 313361 | - | 0 | 2 | - | Unknown |
| Fiduciary Financial Services Wealth Management CRD: 106607 | - | 0 | 0 | - | Unknown |
| Fiduciary First CRD: 150330 | - | 0 | 1 | - | Unknown |
| Fiduciary First Advising, LLC CRD: 317659 | - | 0 | 1 | - | Unknown |
| Fiduciary First Advisors, LLC CRD: 153645 | - | 0 | 0 | - | Unknown |