Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fiduciary Funding and Design, LLC CRD: 135801 | - | 0 | 0 | - | Unknown |
| Fiduciary Global Advisors CRD: 167967 | - | 0 | 1 | - | Unknown |
| Fiduciary Health LLC CRD: 154647 | - | 0 | 0 | - | Unknown |
| Fiduciary Insight, LLC CRD: 312125 | - | 0 | 1 | - | Unknown |
| Fiduciary International Inc CRD: 105777 | - | 0 | 0 | - | Unknown |
| Fiduciary Investment Company, Inc. CRD: 1985 | - | 0 | 0 | A | INACTIVE |
| Fiduciary Investment Management International, Inc… CRD: 109625 | - | 0 | 0 | - | Unknown |
| Fiduciary Investment Risk Management CRD: 151873 | - | 0 | 0 | - | Unknown |
| Fiduciary Investment Trusts, LLC CRD: 296964 | - | 0 | 0 | - | Unknown |
| Fiduciary Management CRD: 336661 | - | 0 | 0 | - | Unknown |
| Fiduciary Management Group Ltd CRD: 110943 | - | 0 | 0 | - | Unknown |
| Fiduciary Management Group, LLC CRD: 136612 | - | 0 | 1 | - | Unknown |
| Fiduciary Management, Inc. CRD: 109149 | - | 0 | 1 | - | Unknown |
| Fiduciary Organization, LLC CRD: 325661 | - | 0 | 2 | - | Unknown |
| Fiduciary Partners, LLC CRD: 289488 | - | 0 | 1 | - | Unknown |
| Fiduciary Pension Partners, LLC CRD: 226716 | - | 0 | 1 | - | Unknown |
| Fiduciary Planners CRD: 336670 | - | 0 | 1 | - | Unknown |
| Fiduciary Planning Inc. CRD: 1812 | - | 0 | 0 | A | INACTIVE |
| Fiduciary Private Wealth CRD: 334700 | - | 0 | 0 | - | Unknown |
| Fiduciary Securities Corp. CRD: 21845 | - | 0 | 0 | A | INACTIVE |
| Fiduciary Services LLC CRD: 314777 | - | 0 | 0 | - | Unknown |
| Fiduciary Services, Inc. CRD: 129051 | - | 0 | 0 | - | Unknown |
| Fiduciary Solutions CRD: 133907 | - | 0 | 0 | - | Unknown |
| Fiduciary Solutions LLC CRD: 332247 | - | 0 | 1 | - | Unknown |
| Fiduciary Solutions, LLC CRD: 148118 | - | 0 | 0 | - | Unknown |
| Fiduciary Solutions, LLC CRD: 312694 | - | 0 | 0 | - | Unknown |
| Fiduciary Standard, LLC CRD: 152712 | - | 0 | 0 | - | Unknown |
| Fiduciary Standard, LLC CRD: 167058 | - | 0 | 1 | - | Unknown |
| Fiduciary Tactical Strategies, Inc. CRD: 110723 | - | 0 | 3 | - | Unknown |
| Fiduciary Transparency LLC CRD: 284011 | - | 0 | 0 | - | Unknown |
| Fiduciary Trust International, LLC CRD: 124062 | - | 0 | 4 | - | Unknown |
| Fiduciary Trust Private Wealth Counsel LLC CRD: 318579 | - | 0 | 2 | - | Unknown |
| Fiduciary Wealth CRD: 164702 | - | 0 | 1 | - | Unknown |
| Fiduciary Wealth Advisors, LLC CRD: 170709 | - | 0 | 0 | - | Unknown |
| Fiduciary Wealth Group, LLC CRD: 299711 | - | 0 | 2 | - | Unknown |
| Fiduciary Wealth Partners CRD: 339006 | - | 0 | 1 | - | Unknown |
| Fiduciary Wealth Partners, LLC CRD: 160696 | - | 0 | 3 | - | Unknown |
| Fiduciarydirections CRD: 315332 | - | 0 | 0 | - | Unknown |
| Fiduciaryvest, LLC CRD: 134351 | - | 0 | 1 | - | Unknown |
| Fiducient Advisors LLC CRD: 106720 | - | 0 | 43 | - | Unknown |
| Fidus Capital Advisors, LLC CRD: 331388 | - | 0 | 0 | - | Unknown |
| Fidus Securities, LLC CRD: 132882 | NC | 0 | 3 | A | Active |
| Fidx Markets LLC CRD: 322769 | PA | 0 | 2 | A | Active |
| Field Capital Management, LLC CRD: 114229 | - | 0 | 2 | - | Unknown |
| Field Freedom Advisors CRD: 281202 | - | 0 | 2 | - | Unknown |
| Field Logan & Co., LLC CRD: 44409 | - | 0 | 0 | A | INACTIVE |
| Field Street Capital Management, LLC CRD: 155587 | - | 0 | 0 | - | Unknown |
| Fielder & Associates, Inc. CRD: 8638 | - | 0 | 0 | A | INACTIVE |
| Fielder Capital Group LLC CRD: 156737 | - | 0 | 1 | - | Unknown |
| Fieldhouse Capital Management Inc. CRD: 158201 | - | 0 | 0 | - | Unknown |