Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fieldman, Rolapp Financial Services, LLC CRD: 114911 | - | 0 | 0 | - | Unknown |
| Fieldmark Advisors CRD: 288693 | - | 0 | 0 | - | Unknown |
| Fields Gottscho Capital Management LLC CRD: 136069 | - | 0 | 1 | - | Unknown |
| Fields Wealth Management CRD: 306479 | - | 0 | 0 | - | Unknown |
| Fields, Carey & Co., Inc. CRD: 21692 | - | 0 | 0 | A | INACTIVE |
| Fieldsong Investments, LLC CRD: 330590 | - | 0 | 1 | - | Unknown |
| Fieldstone Financial Management Group, LLC CRD: 112296 | - | 0 | 0 | - | Unknown |
| Fieldstone Money Management, Inc. CRD: 126510 | - | 0 | 2 | - | Unknown |
| Fieldstone Private Capital Group, L.P. CRD: 28111 | - | 0 | 0 | A | INACTIVE |
| Fien Capital Management, LLC CRD: 114951 | - | 0 | 1 | - | Unknown |
| Fiera Capital (Asia) Hong Kong Limited CRD: 297705 | - | 0 | 0 | - | Unknown |
| Fiera Capital (IOM) Limited CRD: 118090 | - | 0 | 0 | - | Unknown |
| Fiera Capital (UK) Limited CRD: 137637 | - | 0 | 0 | - | Unknown |
| Fiera Capital Inc. CRD: 113638 | - | 0 | 4 | - | Unknown |
| Fiera Capital Management Company LLC CRD: 171259 | - | 0 | 0 | - | Unknown |
| Fiera Comox Partners Inc CRD: 323679 | - | 0 | 0 | - | Unknown |
| Fiera Infrastructure Inc. CRD: 304286 | - | 0 | 0 | - | Unknown |
| Fierce Financial Group LLC CRD: 299467 | - | 0 | 1 | - | Unknown |
| Fiero Brothers Inc. CRD: 27269 | - | 2 | 0 | B | INACTIVE |
| Fierro, Christopher P CRD: 139448 | - | 0 | 1 | - | Unknown |
| Fierston Financial Group Inc CRD: 105003 | - | 0 | 3 | - | Unknown |
| Fife Wealth Management LLC CRD: 313870 | - | 0 | 0 | - | Unknown |
| Fifield Capital Corp. CRD: 17567 | - | 0 | 0 | A | INACTIVE |
| Fifield Companies CRD: 314599 | - | 0 | 0 | - | Unknown |
| Fifit LLC CRD: 307957 | - | 0 | 1 | - | Unknown |
| Fifr CRD: 328620 | - | 0 | 1 | - | Unknown |
| Fifth Avenue Family Office CRD: 122448 | - | 0 | 1 | - | Unknown |
| Fifth Avenue Securities, Inc. CRD: 25057 | - | 0 | 0 | A | INACTIVE |
| Fifth Avenue Wealth Advisors LLC CRD: 166896 | - | 0 | 1 | - | Unknown |
| Fifth Down CAP LLC CRD: 312861 | - | 0 | 1 | - | Unknown |
| Fifth ERA Partners LP CRD: 316750 | - | 0 | 1 | - | Unknown |
| Fifth ERA, LLC CRD: 308913 | - | 0 | 0 | - | Unknown |
| Fifth Force Management CRD: 325161 | - | 0 | 2 | - | Unknown |
| Fifth Horizon, LLC CRD: 306821 | - | 0 | 1 | - | Unknown |
| Fifth Lane Capital, LP CRD: 308318 | - | 0 | 0 | - | Unknown |
| Fifth Partners Advisors, LLC CRD: 324339 | - | 0 | 0 | - | Unknown |
| Fifth Partners Management, LLC CRD: 326712 | - | 0 | 1 | - | Unknown |
| Fifth Point Advisors LLC CRD: 282146 | - | 0 | 1 | - | Unknown |
| Fifth Pointe CRD: 324305 | - | 0 | 1 | - | Unknown |
| Fifth River Capital, LLC CRD: 283931 | - | 0 | 0 | - | Unknown |
| Fifth Season Partners LLC CRD: 171631 | - | 0 | 0 | - | Unknown |
| Fifth Season Registry, Inc. CRD: 16087 | - | 0 | 0 | A | INACTIVE |
| Fifth Season Ventures LLC CRD: 171627 | - | 0 | 0 | - | Unknown |
| Fifth Street Capital LLC CRD: 162259 | - | 0 | 0 | - | Unknown |
| Fifth Street Capital, LLC CRD: 103701 | - | 4 | 0 | C | INACTIVE |
| Fifth Street Management LLC CRD: 146032 | - | 0 | 0 | - | Unknown |
| Fifth Third Securities, Inc. CRD: 3155 | - | 0 | 0 | A | INACTIVE |
| Fifth Third Securities, Inc. CRD: 628 | OH | 57 | 1,391 | B | Active |
| Fifth Third Wealth Advisors LLC CRD: 313015 | - | 0 | 53 | - | Unknown |
| Fifth Third/Maxus Securities Inc CRD: 6790 | - | 1 | 0 | B | INACTIVE |