Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fifth Wall Securities, LP CRD: 329185 | GA | 0 | 2 | A | Active |
| Fifth Wall Ventures Management, LLC CRD: 284141 | - | 0 | 1 | - | Unknown |
| Fifthdelta Limited CRD: 314513 | - | 0 | 0 | - | Unknown |
| Fifty Years CRD: 283765 | - | 0 | 1 | - | Unknown |
| Fifty Years II GP, LLC CRD: 304998 | - | 0 | 0 | - | Unknown |
| Fifty Years Industries, LLC CRD: 318242 | - | 0 | 1 | - | Unknown |
| FIG Advisory Services, LLC CRD: 287960 | - | 0 | 0 | - | Unknown |
| FIG Capital Management, LLC CRD: 290099 | - | 0 | 1 | - | Unknown |
| FIG Partners, LLC CRD: 41554 | - | 4 | 0 | C | INACTIVE |
| FIG Social Capital LLC CRD: 321061 | - | 0 | 0 | - | Unknown |
| FIG Tree Capital CRD: 288112 | - | 0 | 1 | - | Unknown |
| FIG Tree Financials LLC CRD: 317013 | - | 0 | 1 | - | Unknown |
| FIG Tree Wealth Management LLC CRD: 319194 | - | 0 | 1 | - | Unknown |
| Figa Capital Management LLC. CRD: 326589 | - | 0 | 1 | - | Unknown |
| Figrowth CRD: 226743 | - | 0 | 0 | - | Unknown |
| Figtree Financial Advisors, LLC CRD: 301517 | - | 0 | 1 | - | Unknown |
| Figure 11 Partners I GP, LLC CRD: 301278 | - | 0 | 1 | - | Unknown |
| Figure 8 Investment Strategies LLC CRD: 282973 | - | 0 | 2 | - | Unknown |
| Figure Securities, Inc. CRD: 307093 | CA | 0 | 4 | A | Active |
| Fika Management II, LLC CRD: 333266 | - | 0 | 1 | - | Unknown |
| Fika Management LLC CRD: 285567 | - | 0 | 1 | - | Unknown |
| Fike Advisors, LLC CRD: 153568 | - | 0 | 1 | - | Unknown |
| Fikejs Trading L.L.C. CRD: 46073 | - | 0 | 0 | A | INACTIVE |
| Fikejs, J. David CRD: 39494 | - | 0 | 0 | A | INACTIVE |
| FIL Asia Ventures Limited CRD: 163008 | - | 0 | 0 | - | Unknown |
| FIL Investment Advisors CRD: 111103 | - | 0 | 0 | - | Unknown |
| FIL Investment Advisors (UK) Ltd. CRD: 110970 | - | 0 | 0 | - | Unknown |
| FIL Investments (Japan) Limited CRD: 110938 | - | 0 | 0 | - | Unknown |
| Filament, LLC CRD: 138419 | - | 0 | 0 | - | Unknown |
| Filbrandt Investment Advisers Incorporated CRD: 104562 | - | 0 | 0 | - | Unknown |
| Filice Retirement Services CRD: 135984 | - | 0 | 2 | - | Unknown |
| Filigree Wealth Advisors, LLC CRD: 318729 | - | 0 | 4 | - | Unknown |
| Filippini, David CRD: 103845 | - | 0 | 0 | A | INACTIVE |
| Filon Capital CRD: 315321 | - | 0 | 1 | - | Unknown |
| Filter14, LLC CRD: 297737 | - | 0 | 0 | - | Unknown |
| Filter14, Series-2, LLC CRD: 288391 | - | 0 | 0 | - | Unknown |
| Filtered Finance CRD: 284767 | - | 0 | 0 | - | Unknown |
| FIM Asset Management CRD: 316329 | - | 0 | 0 | - | Unknown |
| FIM Group CRD: 109811 | - | 0 | 0 | - | Unknown |
| Fimark Securities, Inc. CRD: 36977 | - | 0 | 0 | A | INACTIVE |
| Fimat Preferred LLC CRD: 135680 | - | 0 | 0 | A | INACTIVE |
| Fimco Securities Group, Inc. CRD: 30343 | WI | 1 | 2 | B | Active |
| Fimco, LLC CRD: 159292 | - | 0 | 0 | - | Unknown |
| Fimi 4 2007 Ltd CRD: 163395 | - | 0 | 0 | - | Unknown |
| Fimi 5 2012, Ltd. CRD: 283198 | - | 0 | 0 | - | Unknown |
| Fimi 6 2016, Ltd. CRD: 283197 | - | 0 | 0 | - | Unknown |
| Fimi 7 2020 Ltd. CRD: 318254 | - | 0 | 0 | - | Unknown |
| Fimi Opportunity 2005, Ltd. CRD: 283196 | - | 0 | 0 | - | Unknown |
| Fimi Securities, Inc. CRD: 37140 | - | 0 | 0 | A | INACTIVE |
| FIN Capital CRD: 298492 | - | 0 | 1 | - | Unknown |