Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| FIN Financial LLC CRD: 332319 | - | 0 | 0 | - | Unknown |
| FIN-Atlantic Securities, Inc. CRD: 25523 | - | 4 | 0 | C | INACTIVE |
| FIN-EST Investment Advisors, LLC CRD: 151244 | - | 0 | 0 | - | Unknown |
| FIN2 CRD: 316863 | NY | 0 | 1 | A | Active |
| Finaccess Advisors, LLC CRD: 150697 | - | 0 | 1 | - | Unknown |
| Finacleai CRD: 322740 | - | 0 | 0 | - | Unknown |
| Finacor Vendome Inc. CRD: 28921 | - | 0 | 0 | A | INACTIVE |
| Finacorp Securities CRD: 41569 | - | 2 | 0 | B | INACTIVE |
| Finacura Advisory LLC CRD: 325447 | - | 0 | 1 | - | Unknown |
| Final Ascent Wealth Advisors, LLC CRD: 313896 | - | 0 | 1 | - | Unknown |
| Finalis Securities LLC CRD: 305908 | NY | 0 | 8 | A | Active |
| Finality CP Management LLC CRD: 324589 | - | 0 | 1 | - | Unknown |
| Finalyze Capital LLC CRD: 306238 | - | 0 | 0 | - | Unknown |
| Finamerica LLC CRD: 172568 | - | 0 | 0 | - | Unknown |
| Finamex International, LLC CRD: 301726 | TX | 0 | 3 | A | Active |
| Finance 180 CRD: 289453 | - | 0 | 1 | - | Unknown |
| Finance 500, Inc. CRD: 12981 | - | 21 | 0 | F | INACTIVE |
| Finance and Economics Incorporated CRD: 14141 | - | 0 | 0 | A | INACTIVE |
| Finance by Design, Inc CRD: 113396 | - | 0 | 0 | - | Unknown |
| Finance Cape CRD: 300190 | - | 0 | 0 | - | Unknown |
| Finance Fiduciary LLC CRD: 306293 | - | 0 | 0 | - | Unknown |
| Finance Friends CRD: 313009 | - | 0 | 1 | - | Unknown |
| Finance in Motion GMBH CRD: 316330 | - | 0 | 0 | - | Unknown |
| Finance of America Capital Management LLC CRD: 282791 | - | 0 | 0 | - | Unknown |
| Finance of America Securities LLC CRD: 284464 | MN | 0 | 2 | A | Active |
| Finance Wisdom CRD: 325643 | - | 0 | 3 | - | Unknown |
| Financebuzz CRD: 330375 | - | 0 | 0 | - | Unknown |
| Financehq LLC CRD: 325157 | - | 0 | 1 | - | Unknown |
| Finances for Life, LLC CRD: 166163 | - | 0 | 1 | - | Unknown |
| Finances for Real Life CRD: 324090 | - | 0 | 1 | - | Unknown |
| Financial & Business Consultants CRD: 123100 | - | 0 | 1 | - | Unknown |
| Financial & Estate Advisors, Inc CRD: 119062 | - | 0 | 0 | - | Unknown |
| Financial & Investment Solutions, Inc. CRD: 115687 | - | 0 | 0 | - | Unknown |
| Financial & TAX Architects, LLC CRD: 119169 | - | 0 | 27 | - | Unknown |
| Financial Abundance, Inc. CRD: 143300 | - | 0 | 0 | - | Unknown |
| Financial Abundance, LLC CRD: 146201 | - | 0 | 0 | - | Unknown |
| Financial Action, Inc. CRD: 140285 | - | 0 | 2 | - | Unknown |
| Financial Advantage CRD: 127273 | - | 0 | 2 | - | Unknown |
| Financial Advantage Advisors Co. CRD: 117131 | - | 0 | 2 | - | Unknown |
| Financial Advantage, LLC CRD: 298612 | - | 0 | 0 | - | Unknown |
| Financial Advice Center CRD: 338757 | - | 0 | 2 | - | Unknown |
| Financial Advisers of America, LLC CRD: 142170 | - | 1 | 0 | B | INACTIVE |
| Financial Advisor Austin Wealth Management, LLC CRD: 162266 | - | 0 | 0 | - | Unknown |
| Financial Advisor for YOU, LLC CRD: 173815 | - | 0 | 1 | - | Unknown |
| Financial Advisor Network, Inc. CRD: 125537 | - | 0 | 1 | - | Unknown |
| Financial Advisors Enterprise, LLC CRD: 134386 | - | 0 | 0 | - | Unknown |
| Financial Advisors Network, Inc. CRD: 152083 | - | 0 | 4 | - | Unknown |
| Financial Advisors Network, LLC CRD: 115284 | - | 0 | 0 | A | INACTIVE |
| Financial Advisors of Virginia CRD: 118869 | - | 0 | 2 | - | Unknown |
| Financial Advisors, Inc. CRD: 115980 | - | 0 | 0 | - | Unknown |