Branch offices
1 office
FINRA: Small firm
CRD #316863 · FINRA BrokerCheck + SEC IAPD
FIN2
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FIN2 ranks #9,832 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #533 of 868 on the same disclosure sort used on the state browse page. FIN2 has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #9,832 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 316863 FIN2
FIN2 · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 316863
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #9,832 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
FIN2 ranks #9,832 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
FIN2 has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY, 10120
- Formed
- 10/04/2021
- State of Formation
- Delaware
- CRD Number
- 316863
- SEC Number
- 70818
Clean BrokerCheck surface
FIN2's clean BrokerCheck surface
FIN2 shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
FIN2 shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of FIN2's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
FIN2 sits below the New York disclosure average
FIN2 reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does FIN2 sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FIN2 ranks #9,832 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #533 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for FIN2?
A grade of A means FIN2 has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does FIN2 have?
FIN2 has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FIN2?
FIN2 operates 1 branch office and is classified by FINRA as a small firm, registered in NY (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FIN2's disciplinary record?
You can verify FIN2's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 316863. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. FIN2 currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to FIN2's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to FIN2's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to FIN2's 0.00
- Firms in NY - state roster that includes FIN2's registration home.
- How to Vet a Financial Advisor - Use FIN2's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like FIN2's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside FIN2.
- Compare firms - put FIN2 next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.