Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Financial Concepts Unlimited, Inc. CRD: 118641 | - | 0 | 1 | - | Unknown |
| Financial Concepts, Inc. CRD: 288750 | - | 0 | 0 | - | Unknown |
| Financial Connection, Inc CRD: 120191 | - | 0 | 1 | - | Unknown |
| Financial Connections Group, Inc. CRD: 108906 | - | 0 | 0 | - | Unknown |
| Financial Consulate CRD: 106898 | - | 0 | 24 | - | Unknown |
| Financial Consultant Group, LLC CRD: 25644 | - | 1 | 0 | B | INACTIVE |
| Financial Consultants Group Inc CRD: 108062 | - | 0 | 1 | - | Unknown |
| Financial Consultants, Inc. CRD: 1819 | - | 0 | 0 | A | INACTIVE |
| Financial Consulting Associates CRD: 114044 | - | 0 | 2 | - | Unknown |
| Financial Consulting Services CRD: 173235 | - | 0 | 2 | - | Unknown |
| Financial Cornerstones, LLC CRD: 305120 | - | 0 | 1 | - | Unknown |
| Financial Corporation of Virginia CRD: 16440 | - | 0 | 0 | A | INACTIVE |
| Financial Council Inc CRD: 110751 | - | 0 | 0 | - | Unknown |
| Financial Council, LLC CRD: 110748 | - | 0 | 2 | - | Unknown |
| Financial Counsel, LLC CRD: 113828 | - | 0 | 2 | - | Unknown |
| Financial Counseling & Administration CRD: 112292 | - | 0 | 0 | - | Unknown |
| Financial Counseling Resources LLC CRD: 315883 | - | 0 | 1 | - | Unknown |
| Financial Counseling Resources LLC CRD: 108743 | - | 0 | 0 | - | Unknown |
| Financial Counseling, Inc. CRD: 119969 | - | 0 | 2 | - | Unknown |
| Financial Counselors of Virginia, Inc. CRD: 115286 | - | 0 | 0 | - | Unknown |
| Financial Crest LLC CRD: 170352 | - | 0 | 0 | - | Unknown |
| Financial Crossroads CRD: 120610 | - | 0 | 0 | - | Unknown |
| Financial Decision Partners, LLC CRD: 125981 | - | 0 | 1 | - | Unknown |
| Financial Decisions (USA) LLC CRD: 126408 | - | 0 | 1 | - | Unknown |
| Financial Decisions, Inc. CRD: 117639 | - | 0 | 0 | - | Unknown |
| Financial Decisions, Inc. CRD: 118883 | - | 0 | 0 | - | Unknown |
| Financial Decisions, LLC CRD: 107755 | - | 0 | 5 | - | Unknown |
| Financial Depot CRD: 170148 | - | 0 | 0 | - | Unknown |
| Financial Design & Management Inc CRD: 105640 | - | 0 | 0 | - | Unknown |
| Financial Design & Management, Inc. CRD: 113387 | - | 0 | 0 | - | Unknown |
| Financial Design & Research CRD: 319684 | - | 0 | 1 | - | Unknown |
| Financial Design Group, LLC CRD: 316103 | - | 0 | 3 | - | Unknown |
| Financial Design of Minneapolis, Inc. CRD: 14843 | - | 0 | 0 | A | INACTIVE |
| Financial Design Services Inc CRD: 106634 | - | 0 | 0 | - | Unknown |
| Financial Design Studio, Inc. CRD: 286686 | - | 0 | 1 | - | Unknown |
| Financial Design, Inc. CRD: 104174 | - | 2 | 0 | B | INACTIVE |
| Financial Designs CRD: 14502 | - | 0 | 0 | A | INACTIVE |
| Financial Designs Corporation CRD: 14829 | - | 0 | 4 | A | INACTIVE |
| Financial Designs Wealth Management CRD: 314520 | - | 0 | 1 | - | Unknown |
| Financial Designs, Inc. CRD: 115270 | - | 0 | 0 | - | Unknown |
| Financial Designs, Inc. CRD: 116979 | - | 0 | 0 | - | Unknown |
| Financial Destiny LLC CRD: 127030 | - | 0 | 0 | - | Unknown |
| Financial Dexterity, LLC CRD: 300164 | - | 0 | 0 | - | Unknown |
| Financial Dimensions Group, Inc. CRD: 115143 | - | 0 | 0 | - | Unknown |
| Financial Dimensions, LLC. CRD: 121379 | - | 0 | 1 | - | Unknown |
| Financial Directions Incorporated CRD: 14166 | - | 0 | 0 | A | INACTIVE |
| Financial Directions LLC CRD: 108475 | - | 0 | 1 | - | Unknown |
| Financial Directions LLP CRD: 107279 | - | 0 | 0 | - | Unknown |
| Financial Discoveries Corporation CRD: 16088 | - | 0 | 0 | A | INACTIVE |
| Financial Discovery CRD: 125383 | - | 0 | 3 | - | Unknown |