Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Financial Economics Consulting Group, Inc. CRD: 117418 | - | 0 | 3 | - | Unknown |
| Financial Edge CRD: 114609 | - | 0 | 2 | - | Unknown |
| Financial Elements, Inc CRD: 148557 | - | 0 | 1 | - | Unknown |
| Financial Empowerment CRD: 328342 | - | 0 | 1 | - | Unknown |
| Financial Empowerment LLC CRD: 131425 | - | 0 | 1 | - | Unknown |
| Financial Empowerment, LLC CRD: 320670 | - | 0 | 0 | - | Unknown |
| Financial Engineering LLC CRD: 308314 | - | 0 | 2 | - | Unknown |
| Financial Engines Advisor Center, LLC CRD: 109238 | - | 0 | 0 | - | Unknown |
| Financial Enhancement Group CRD: 159017 | - | 0 | 18 | - | Unknown |
| Financial Enterprise, Inc. CRD: 284194 | - | 0 | 0 | - | Unknown |
| Financial Enterprises, Inc. CRD: 14439 | - | 0 | 0 | A | INACTIVE |
| Financial Equations Advisors, Inc. CRD: 305295 | - | 0 | 1 | - | Unknown |
| Financial Equities Resources, Inc. CRD: 13810 | - | 0 | 0 | A | INACTIVE |
| Financial Essentials 4 Life, Inc. CRD: 335105 | - | 0 | 1 | - | Unknown |
| Financial Estate Planning, Inc. CRD: 287 | - | 0 | 0 | A | INACTIVE |
| Financial Evolution, LLC CRD: 292192 | - | 0 | 0 | - | Unknown |
| Financial Excavation CRD: 334503 | - | 0 | 1 | - | Unknown |
| Financial Exchange,Ltd. CRD: 13151 | - | 0 | 0 | A | INACTIVE |
| Financial Facilitators, Inc. CRD: 154323 | - | 0 | 1 | - | Unknown |
| Financial Filosophy CRD: 134461 | - | 0 | 1 | - | Unknown |
| Financial First Advisors, Inc. CRD: 120995 | - | 0 | 2 | - | Unknown |
| Financial First Securities, Inc. CRD: 14082 | - | 0 | 0 | A | INACTIVE |
| Financial FIT, LLC CRD: 331856 | - | 0 | 1 | - | Unknown |
| Financial Fitness CRD: 159321 | - | 0 | 0 | - | Unknown |
| Financial Fitness CRD: 323798 | - | 0 | 1 | - | Unknown |
| Financial Fitness Strategies CRD: 126018 | - | 0 | 0 | - | Unknown |
| Financial Focus CRD: 134904 | - | 0 | 0 | - | Unknown |
| Financial Focus CRD: 126225 | - | 0 | 0 | - | Unknown |
| Financial Focus Asset Management,Inc. CRD: 128847 | - | 0 | 1 | - | Unknown |
| Financial Focus Inc. CRD: 113225 | - | 0 | 0 | - | Unknown |
| Financial Focus LLC CRD: 282177 | - | 0 | 2 | - | Unknown |
| Financial Focus, Inc. CRD: 117327 | - | 0 | 0 | - | Unknown |
| Financial Foresight CRD: 138293 | - | 0 | 0 | - | Unknown |
| Financial Forum, Inc. CRD: 307740 | - | 0 | 1 | - | Unknown |
| Financial Foundations, Inc. CRD: 129212 | - | 0 | 1 | - | Unknown |
| Financial Fountains, LLC CRD: 144410 | - | 0 | 0 | - | Unknown |
| Financial Freedom CRD: 118772 | - | 0 | 4 | - | Unknown |
| Financial Freedom Advisors, LLC CRD: 170963 | - | 0 | 1 | - | Unknown |
| Financial Freedom Capital Management CRD: 174385 | - | 0 | 1 | - | Unknown |
| Financial Freedom for Dentists LLC CRD: 301981 | - | 0 | 1 | - | Unknown |
| Financial Freedom House CRD: 123430 | - | 0 | 2 | - | Unknown |
| Financial Freedom Innovations, Ltd CRD: 304056 | - | 0 | 0 | - | Unknown |
| Financial Freedom Management LLC CRD: 281293 | - | 0 | 1 | - | Unknown |
| Financial Freedom Planners CRD: 168395 | - | 0 | 1 | - | Unknown |
| Financial Futures CRD: 128900 | - | 0 | 3 | - | Unknown |
| Financial Goal Securities, Inc. CRD: 19066 | - | 3 | 0 | B | INACTIVE |
| Financial Gravity Family Office Services, LLC CRD: 316024 | - | 0 | 43 | - | Unknown |
| Financial Grit L.L.C. CRD: 297019 | - | 0 | 0 | - | Unknown |
| Financial Growth Concepts CRD: 125029 | - | 0 | 1 | - | Unknown |
| Financial Growth Management Inc. CRD: 336548 | - | 0 | 2 | - | Unknown |