Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Financial Growth Management, Inc.
CRD: 135420
 - 0 0 - Unknown
Financial Growth Resources, Inc.
CRD: 112579
 - 0 0 - Unknown
Financial Guard, LLC
CRD: 156059
 - 0 0 - Unknown
Financial Guidance Group, Inc.
CRD: 108799
 - 0 4 - Unknown
Financial Guidance Group, LLC
CRD: 151772
 - 0 2 - Unknown
Financial Guidance Investment Advisers, Inc.
CRD: 120856
 - 0 2 - Unknown
Financial Guideposts
CRD: 282006
 - 0 0 - Unknown
Financial Harvest Wealth Advisors
CRD: 148271
 - 0 1 - Unknown
Financial Horizons Investment Advisors LLC
CRD: 158126
 - 0 0 - Unknown
Financial Horizons Discount Brokerage, Inc.
CRD: 23616
 - 0 0 A INACTIVE
Financial Horizons Securities Corporation
CRD: 20221
 - 0 0 A INACTIVE
Financial Horizons, Inc.
CRD: 110741
 - 0 1 - Unknown
Financial Independence Group
CRD: 120403
 - 0 0 - Unknown
Financial Independence Group,Inc.
CRD: 14603
 - 0 0 A INACTIVE
Financial Independence Systems, Inc.
CRD: 46425
 - 0 0 A INACTIVE
Financial Independence, Inc. a California Corporat…
CRD: 134764
 - 0 0 - Unknown
Financial Independence, LLC
CRD: 150515
 - 0 3 - Unknown
Financial Information Centers Brokerage, Inc.
CRD: 21119
 - 0 0 A INACTIVE
Financial Innovations, LLC
CRD: 142769
 - 0 1 - Unknown
Financial Insight Center
CRD: 153610
 - 0 0 - Unknown
Financial Insights
CRD: 168470
 - 0 0 - Unknown
Financial Insights LLC
CRD: 309813
 - 0 0 - Unknown
Financial Insights Wealth Management
CRD: 108797
 - 0 1 - Unknown
Financial Institution Services, LLC
CRD: 145269
 - 0 3 - Unknown
Financial Integrity Advisors, LLC
CRD: 130458
 - 0 2 - Unknown
Financial Integrity Design, LLC
CRD: 112922
 - 0 0 - Unknown
Financial International
CRD: 304894
 - 0 0 - Unknown
Financial International
CRD: 310192
 - 0 3 - Unknown
Financial Investment Analysts, Inc.
CRD: 16010
 - 10 0 D INACTIVE
Financial Investment Consultants, Inc.
CRD: 122809
 - 0 0 - Unknown
Financial Investment Team ("FIT")
CRD: 145724
 - 0 2 - Unknown
Financial Journey LLC
CRD: 310786
 - 0 1 - Unknown
Financial Junk, LLC
CRD: 167502
 - 0 1 - Unknown
Financial Justus
CRD: 336690
 - 0 1 - Unknown
Financial LAB
CRD: 326483
 - 0 1 - Unknown
Financial Legacy Builders
CRD: 336752
 - 0 1 - Unknown
Financial Legacy Management, NC.
CRD: 136348
 - 0 1 - Unknown
Financial Life Advisors
CRD: 114152
 - 0 0 - Unknown
Financial Life Advisors
CRD: 128502
 - 0 1 - Unknown
Financial Life Check LLC
CRD: 175088
 - 0 0 - Unknown
Financial Life Designs LLC
CRD: 285241
 - 0 1 - Unknown
Financial Life Focus, LLC
CRD: 152904
 - 0 0 - Unknown
Financial Life Journeys
CRD: 306786
 - 0 1 - Unknown
Financial Life Planners
CRD: 129415
 - 0 1 - Unknown
Financial Life Planning, LLC
CRD: 147011
 - 0 1 - Unknown
Financial Lifemaps
CRD: 144028
 - 0 2 - Unknown
Financial Lifestyle Management
CRD: 127138
 - 0 1 - Unknown
Financial Links, Inc.
CRD: 41392
 - 9 0 D INACTIVE
Financial Management Consultants LLC
CRD: 114062
 - 0 2 - Unknown
Financial Management Consultants of Virginia
CRD: 117312
 - 0 0 - Unknown
Page 520 of 1601 (80,028 total)
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