Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fincrafters Advisory LLC CRD: 338552 | - | 0 | 1 | - | Unknown |
| Find Your FI CRD: 322147 | - | 0 | 1 | - | Unknown |
| Findec Wealth Services, Inc. CRD: 311949 | - | 0 | 1 | - | Unknown |
| Findicia, Inc. CRD: 330609 | - | 0 | 1 | - | Unknown |
| Fine Capital Partners, L.P. CRD: 156889 | - | 0 | 1 | - | Unknown |
| Fine Equities, Inc. CRD: 38004 | - | 1 | 0 | B | INACTIVE |
| Fine Fossilized Swine LLC CRD: 325726 | - | 0 | 0 | - | Unknown |
| Fine Plan CRD: 116199 | - | 0 | 0 | - | Unknown |
| Finease Consulting CRD: 332546 | - | 0 | 1 | - | Unknown |
| Fineberg Financial Management LLC CRD: 322268 | - | 0 | 1 | - | Unknown |
| Finec Asset Management CRD: 231789 | - | 0 | 1 | - | Unknown |
| Finely Capital CRD: 315270 | - | 0 | 0 | - | Unknown |
| Finepoint Capital LP CRD: 170668 | - | 0 | 1 | - | Unknown |
| Finequities LLC CRD: 305744 | - | 0 | 1 | - | Unknown |
| Finer & Finer, Cpa's CRD: 147747 | - | 0 | 3 | - | Unknown |
| Finer Wealth Management, Inc. CRD: 129987 | - | 0 | 2 | - | Unknown |
| Finesse Funds, LLC CRD: 132640 | - | 0 | 2 | - | Unknown |
| Finest Edge Financial LLC CRD: 330498 | - | 0 | 1 | - | Unknown |
| Finestone Partners CRD: 125608 | - | 0 | 0 | - | Unknown |
| Finet Trading LLC CRD: 124409 | - | 2 | 0 | B | INACTIVE |
| Finex LLP CRD: 327468 | - | 0 | 0 | - | Unknown |
| Finex Securities, Inc. CRD: 39913 | - | 0 | 0 | A | INACTIVE |
| Finfare Advisors CRD: 330247 | - | 0 | 0 | - | Unknown |
| Fingage Advisors LLC CRD: 283340 | - | 0 | 1 | - | Unknown |
| Finhabits Advisors, LLC CRD: 210522 | - | 0 | 2 | - | Unknown |
| Finiat, LLC CRD: 329094 | - | 0 | 2 | - | Unknown |
| Finint Infrastrutture SGR S.P.A. CRD: 341164 | - | 0 | 0 | - | Unknown |
| Finish Line Trading Group, L.L.C. CRD: 46162 | - | 0 | 0 | A | INACTIVE |
| Finish Line Wealth Management, LLC CRD: 341489 | - | 0 | 1 | - | Unknown |
| Finish Well RIA LLC CRD: 321957 | - | 0 | 1 | - | Unknown |
| Finisterre Capital LLP CRD: 162101 | - | 0 | 0 | - | Unknown |
| Finisterre Hedge Fund CRD: 328395 | - | 0 | 0 | - | Unknown |
| Finisterre Malta Limited CRD: 171113 | - | 0 | 0 | - | Unknown |
| Finite Management, LLC CRD: 314875 | - | 0 | 1 | - | Unknown |
| Finivi Inc. CRD: 292329 | - | 0 | 1 | - | Unknown |
| Fink LLC CRD: 161276 | - | 0 | 0 | - | Unknown |
| Finkelstein Securities, Inc. CRD: 36648 | - | 0 | 0 | A | INACTIVE |
| Finlayson Financial Planning, Inc. CRD: 165631 | - | 0 | 2 | - | Unknown |
| Finles Capital Management CRD: 164920 | - | 0 | 0 | - | Unknown |
| Finley Alexander Capital CRD: 323104 | - | 0 | 0 | - | Unknown |
| Finley Financial, LLC CRD: 131442 | - | 0 | 2 | - | Unknown |
| Finley Wealth Advisors CRD: 142776 | - | 0 | 0 | - | Unknown |
| Finmas Capital LLC CRD: 317644 | - | 0 | 1 | - | Unknown |
| Finmentum LLC CRD: 339822 | - | 0 | 1 | - | Unknown |
| Finn Financial Advisory Group, Inc. CRD: 157773 | - | 0 | 0 | - | Unknown |
| Finn Street Financial, LLC CRD: 285912 | - | 0 | 0 | - | Unknown |
| Finn Wealth Management LLC CRD: 318774 | - | 0 | 1 | - | Unknown |
| Finnestad Financial CRD: 141420 | - | 0 | 2 | - | Unknown |
| Finnet Securities, Inc. CRD: 17960 | - | 0 | 0 | A | INACTIVE |
| Finom CRD: 158714 | - | 0 | 0 | - | Unknown |