Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Finom, LLC CRD: 307589 | - | 0 | 0 | - | Unknown |
| Finomenon Investments LLC CRD: 330907 | - | 0 | 1 | - | Unknown |
| Finomic Investment Fund, Inc. CRD: 11155 | - | 0 | 0 | A | INACTIVE |
| Finotify CRD: 318151 | - | 0 | 1 | - | Unknown |
| Finpoint LLC DBA Planvestor CRD: 170764 | - | 0 | 0 | - | Unknown |
| Finpostfin LLC CRD: 297463 | - | 0 | 0 | A | INACTIVE |
| Finpower CRD: 299546 | - | 0 | 1 | - | Unknown |
| Finpowered Female LLC CRD: 318108 | - | 0 | 1 | - | Unknown |
| Finq AI CRD: 326858 | - | 0 | 0 | - | Unknown |
| Finsec, LLC CRD: 128592 | - | 1 | 0 | B | INACTIVE |
| Finseco CRD: 6571 | - | 0 | 0 | A | INACTIVE |
| Finsense Investments LLC CRD: 312742 | - | 0 | 0 | - | Unknown |
| Finser Investment Advisor CRD: 142570 | - | 0 | 3 | - | Unknown |
| Finser Investment Company CRD: 14981 | - | 0 | 0 | A | INACTIVE |
| Finsie CRD: 313047 | - | 0 | 1 | - | Unknown |
| Finsym Partners, LLC CRD: 153712 | - | 0 | 2 | - | Unknown |
| Fintan Partners LLC CRD: 137897 | - | 0 | 0 | - | Unknown |
| Fintech Securities CRD: 132873 | - | 1 | 0 | B | INACTIVE |
| Fintech Wealth Management, LLC CRD: 306000 | - | 0 | 1 | - | Unknown |
| Fintegra, LLC CRD: 16741 | - | 5 | 0 | C | INACTIVE |
| Fintegrity CRD: 292421 | - | 0 | 2 | - | Unknown |
| Fintelect AM, LLC CRD: 324452 | - | 0 | 1 | - | Unknown |
| Fintent CRD: 331452 | - | 0 | 1 | - | Unknown |
| Fintentional LLC CRD: 284829 | - | 0 | 1 | - | Unknown |
| Fintop Capital CRD: 290858 | - | 0 | 1 | - | Unknown |
| Fintrade Services Inc. CRD: 175448 | - | 0 | 0 | - | Unknown |
| Fintron Advisors, LLC CRD: 324052 | - | 0 | 2 | - | Unknown |
| Fintrust Brokerage Services, LLC CRD: 41608 | - | 0 | 0 | A | INACTIVE |
| Fintrust Capital Advisors, LLC CRD: 145460 | - | 0 | 0 | - | Unknown |
| Fintrust Investment Advisory Services, LLC CRD: 139887 | - | 0 | 0 | - | Unknown |
| Finturo Inc. CRD: 334581 | - | 0 | 0 | - | Unknown |
| Finvasia Financial Services PVT Ltd CRD: 154602 | - | 0 | 0 | - | Unknown |
| Finvest CRD: 329172 | - | 0 | 1 | - | Unknown |
| Finvisor SPV LLC CRD: 335738 | - | 0 | 1 | - | Unknown |
| Finwell, Inc. CRD: 289916 | - | 0 | 0 | - | Unknown |
| Finwell, Inc. CRD: 310850 | - | 0 | 4 | - | Unknown |
| Finz Advisors, LLC CRD: 332737 | - | 0 | 1 | - | Unknown |
| Finzio CRD: 313680 | - | 0 | 0 | - | Unknown |
| FIO Advisors LP CRD: 300903 | - | 0 | 1 | - | Unknown |
| Fioh Global Asset Management and Strategies, LLC CRD: 157591 | - | 0 | 2 | - | Unknown |
| Fiorentini, Walter August CRD: 120189 | - | 0 | 0 | A | INACTIVE |
| Fiori Financial Group CRD: 318641 | - | 0 | 2 | - | Unknown |
| Fiorile & Associates, LLC CRD: 158733 | - | 0 | 1 | - | Unknown |
| Fiphysician LLC CRD: 299667 | - | 0 | 0 | - | Unknown |
| FIR Hill Investments LLC CRD: 287717 | - | 0 | 1 | - | Unknown |
| FIR Tree Partners CRD: 156651 | - | 0 | 0 | - | Unknown |
| FIR Tree SOF VI (Cayman), Ltd. CRD: 175455 | - | 0 | 0 | - | Unknown |
| Fire and ICE Financial Services Inc. CRD: 298225 | - | 0 | 0 | - | Unknown |
| Fire Capital Management, LLC CRD: 299218 | - | 0 | 1 | - | Unknown |
| Fire Financial CRD: 317939 | - | 0 | 0 | - | Unknown |