Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fire Wealth Management, LLC CRD: 327958 | - | 0 | 2 | - | Unknown |
| Firebird Management CRD: 136559 | - | 0 | 1 | - | Unknown |
| Firebolt Ventures CRD: 283580 | - | 0 | 0 | - | Unknown |
| Firebolt Ventures Management Company, LLC CRD: 171737 | - | 0 | 1 | - | Unknown |
| Firebrand Management, LLC CRD: 296293 | - | 0 | 1 | - | Unknown |
| Firefly Capital CRD: 317460 | - | 0 | 0 | - | Unknown |
| Firefly Capital, Inc. CRD: 113312 | - | 0 | 0 | A | INACTIVE |
| Firefly Value Partners, LP CRD: 157495 | - | 0 | 0 | - | Unknown |
| Firefly Wealth Management CRD: 331225 | - | 0 | 1 | - | Unknown |
| Firehouse Trading L.L.C CRD: 135074 | - | 0 | 0 | A | INACTIVE |
| Firehouse Trading, LLC CRD: 119017 | - | 0 | 0 | A | INACTIVE |
| Fireman's Fund Mortgage Securities Corporation CRD: 14352 | - | 0 | 0 | A | INACTIVE |
| Fireplace Financial Inc CRD: 312085 | - | 0 | 1 | - | Unknown |
| Fireside Advisors, LLC CRD: 338594 | - | 0 | 1 | - | Unknown |
| Fireside Capital Advisors CRD: 329297 | - | 0 | 2 | - | Unknown |
| Fireside Finances CRD: 298887 | - | 0 | 2 | - | Unknown |
| Fireside Financial CRD: 287698 | - | 0 | 0 | - | Unknown |
| Fireside Financial Planning, Inc. CRD: 121784 | - | 0 | 1 | - | Unknown |
| Fireside Investments CRD: 323080 | - | 0 | 1 | - | Unknown |
| Fireside Ventures Advisory LLP CRD: 339340 | - | 0 | 0 | - | Unknown |
| Firestorm Capital CRD: 155732 | - | 0 | 1 | - | Unknown |
| Firethorn Capital, LLC CRD: 127698 | - | 0 | 2 | - | Unknown |
| Firethorn Partners, LLC CRD: 288935 | - | 0 | 1 | - | Unknown |
| Firetower Advisors CRD: 336549 | - | 0 | 1 | - | Unknown |
| Fireweed Manager LLC CRD: 226737 | - | 0 | 0 | - | Unknown |
| Fireweed Ventures Management, LLC CRD: 333456 | - | 0 | 1 | - | Unknown |
| Firework Fuse Management Holdings, LLC CRD: 326115 | - | 0 | 1 | - | Unknown |
| Firework Ventures Management LLC CRD: 318070 | - | 0 | 1 | - | Unknown |
| Firex21 Capital Ltd CRD: 336767 | - | 0 | 1 | - | Unknown |
| Firm Footing Financial Planning CRD: 331798 | - | 0 | 1 | - | Unknown |
| Firm Foundation Wealth Management, LLC CRD: 298761 | - | 0 | 1 | - | Unknown |
| Firm Investment Corp CRD: 8259 | - | 0 | 0 | A | INACTIVE |
| Firm ONE Securities, Incorporated CRD: 13531 | - | 0 | 0 | A | INACTIVE |
| Firma Advisors LLC CRD: 315957 | - | 0 | 0 | - | Unknown |
| Firmament CAP Advisors, LLC CRD: 324201 | - | 0 | 0 | - | Unknown |
| Firmament Financial CRD: 304536 | - | 0 | 1 | - | Unknown |
| Firmament Opportunities Advisors, LLC CRD: 317799 | - | 0 | 0 | - | Unknown |
| Firmiacer Investment LLC CRD: 286448 | - | 0 | 1 | - | Unknown |
| Firmo Investment Consulting Services CRD: 153185 | - | 0 | 2 | - | Unknown |
| Firn Advisors LLC CRD: 325097 | - | 0 | 1 | - | Unknown |
| Firreo CRD: 325297 | - | 0 | 1 | - | Unknown |
| First Advisors Capital, Inc. CRD: 149832 | - | 0 | 0 | - | Unknown |
| First Advisors National, LLC CRD: 166212 | - | 0 | 67 | - | Unknown |
| First Advisory Corporation CRD: 134883 | - | 0 | 0 | - | Unknown |
| First Affirmative Financial Network LLC CRD: 109036 | - | 0 | 11 | - | Unknown |
| First Affirmative Financial Network, Inc. CRD: 18339 | - | 0 | 0 | A | INACTIVE |
| First Alexander Securities CRD: 23500 | - | 0 | 0 | A | INACTIVE |
| First Alliance Equities,Inc. CRD: 16259 | - | 0 | 0 | A | INACTIVE |
| First Alliance Financial Services, Inc. CRD: 7161 | - | 0 | 0 | A | INACTIVE |
| First Alliance Securities, Inc. CRD: 10254 | - | 0 | 0 | A | INACTIVE |