CRD #109036 · FINRA BrokerCheck + SEC IAPD

First Affirmative Financial Network LLC

First Affirmative Financial Network LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

Not yet reviewed
Safety grade
11
branch offices

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

11 offices

FINRA: Medium firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 11 offices

Firm Details

Firm Size
Medium
CRD Number
109036

Mid-pack disclosure profile

What the record shows for First Affirmative Financial Network LLC

First Affirmative Financial Network LLC (broker-dealer, CRD# 109036) operates 11 branch offices with 0 disclosures as of July 2026.

First Affirmative Financial Network LLC carries 0 disclosures across 11 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review First Affirmative Financial Network LLC's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for First Affirmative Financial Network LLC?
First Affirmative Financial Network LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does First Affirmative Financial Network LLC have?
PlainAdvisorCheck has not yet pulled First Affirmative Financial Network LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 109036.
How big is First Affirmative Financial Network LLC?
First Affirmative Financial Network LLC operates 11 branch offices and is classified by FINRA as a medium firm (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify First Affirmative Financial Network LLC's disciplinary record?
You can verify First Affirmative Financial Network LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 109036. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

  • ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to First Affirmative Financial Network LLC's 0.00
  • AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to First Affirmative Financial Network LLC's 0.00
  • American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to First Affirmative Financial Network LLC's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like First Affirmative Financial Network LLC.
  • Reading BrokerCheck Reports - How First Affirmative Financial Network LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to First Affirmative Financial Network LLC.
  • Compare firms - put First Affirmative Financial Network LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.