Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
First Colorado Financial Services Company, Inc.
CRD: 22734
 - 0 0 A INACTIVE
First Colorado Investments & Securities, Inc.
CRD: 6929
 - 0 0 A INACTIVE
First Columbia Corporation
CRD: 6443
 - 0 0 A INACTIVE
First Command Brokerage Services, Inc.
CRD: 3641
 TX 8 250 B Active
First Command Securities Corporation
CRD: 46870
 - 0 0 A INACTIVE
First Commercial Investments, Inc.
CRD: 30542
 - 0 0 A INACTIVE
First Commit IM OÜ
CRD: 331797
 - 0 0 - Unknown
First Commonwealth Investment Corporation
CRD: 10692
 - 0 0 A INACTIVE
First Commonwealth Securities Corporation
CRD: 20854
 GA 12 1 D Active
First Continental Corporation
CRD: 21954
 - 0 0 A INACTIVE
First Continental Securities Corporation of Americ…
CRD: 18202
 - 0 0 A INACTIVE
First Corporate Brokerage Services, Inc.
CRD: 7480
 - 0 0 A INACTIVE
First Craft Securities, LLC
CRD: 159680
 MD 0 2 A Active
First Credit Advisors
CRD: 164886
 - 0 0 - Unknown
First Dallas Capital Corporation
CRD: 14577
 - 0 0 A INACTIVE
First Dallas Securities Incorporated
CRD: 24549
 TX 7 3 C Active
First Derivative Traders, L.P.
CRD: 125084
 - 2 0 B INACTIVE
First Devonshire Securities, Inc.
CRD: 16977
 - 0 0 A INACTIVE
First Digital Asset Management LLC
CRD: 289720
 - 0 0 - Unknown
First Discount Brokers
CRD: 16774
 - 0 0 A INACTIVE
First Diversified Management Group, Inc.
CRD: 19824
 - 0 0 A INACTIVE
First Dollar Saved LLC
CRD: 325113
 - 0 2 - Unknown
First Dominion Capital Corp.
CRD: 16330
 VA 1 5 B Active
First Dominion Financial Services, Inc.
CRD: 7775
 - 0 0 A INACTIVE
First Dominion Securities, LLC
CRD: 29665
 - 1 0 B INACTIVE
First Dominion Wealth Advisors LLC
CRD: 341571
 - 0 1 - Unknown
First Down Financial
CRD: 313133
 - 0 2 - Unknown
First DUE Financial
CRD: 284271
 - 0 0 - Unknown
First DUE Financial LLC
CRD: 335454
 - 0 1 - Unknown
First Dunbar Securities Corporation
CRD: 17901
 - 1 0 B INACTIVE
First Eagle Alternative Capital BDC, Inc.
CRD: 161293
 - 0 0 - Unknown
First Eagle Alternative Credit SLS, LLC
CRD: 161045
 - 0 0 - Unknown
First Eagle Alternative Credit, LLC
CRD: 150900
 - 0 1 - Unknown
First Eagle Investment Management, LLC
CRD: 108260
 - 0 1 - Unknown
First Eagle Private Credit, LLC
CRD: 160114
 - 0 0 - Unknown
First Eagle Separate Account Management, LLC
CRD: 300359
 - 0 1 - Unknown
First Eagle, Inc.
CRD: 16509
 - 0 0 A INACTIVE
First Eastern Brokerage Services, Inc.
CRD: 16966
 - 0 0 A INACTIVE
First Eastern Equity Corp.
CRD: 7331
 - 0 0 A INACTIVE
First Eastern Merchant Banking Group, Inc.
CRD: 23964
 - 0 0 A INACTIVE
First Eastern Securities Corporation
CRD: 14514
 - 0 0 A INACTIVE
First Empire Asset Management, Inc
CRD: 134411
 - 0 0 - Unknown
First Empire Funding Corp.
CRD: 14737
 - 0 0 A INACTIVE
First Empire Securities, Inc.
CRD: 15129
 - 1 0 B INACTIVE
First Enco Securities, Inc.
CRD: 15430
 - 0 0 A INACTIVE
First Equitable Securities, Inc.
CRD: 14674
 - 0 0 A INACTIVE
First Equities Corp.
CRD: 6372
 - 0 0 A INACTIVE
First Equity Capital Securities, Inc.
CRD: 30365
 - 1 0 B INACTIVE
First Equity Concepts, Inc.
CRD: 15132
 - 0 0 A INACTIVE
First Equity Corporation of Florida
CRD: 9
 - 14 0 D INACTIVE
Page 530 of 1601 (80,028 total)
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