Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
First Equity Management Systems, Inc.
CRD: 18222
 - 0 0 A INACTIVE
First European Financial Group, Inc.
CRD: 23303
 - 0 0 A INACTIVE
First Exchange Securities, Inc.
CRD: 10615
 - 0 0 A INACTIVE
First Family Wealth
CRD: 338250
 - 0 1 - Unknown
First Federal Securities, LLC
CRD: 104388
 - 2 0 B INACTIVE
First Fidelity Brokers, Inc.
CRD: 15225
 - 0 0 A INACTIVE
First Fidelity Capital Corp.
CRD: 17967
 - 0 0 A INACTIVE
First Fidelity Equities Corp
CRD: 11301
 - 0 0 A INACTIVE
First Fidelity Group LLC
CRD: 174073
 - 0 2 - Unknown
First Fidelity Wealth Advisors, Inc.
CRD: 142869
 - 0 0 - Unknown
First Fidelity Wealth Management LLC
CRD: 339843
 - 0 1 - Unknown
First Fiduciary Investment Counsel Inc
CRD: 111144
 - 0 2 - Unknown
First Finance Delaware LP
CRD: 174607
 - 0 0 - Unknown
First Financial
CRD: 14776
 - 0 0 A INACTIVE
First Financial Advisors
CRD: 118184
 - 0 0 - Unknown
First Financial Advisors Inc
CRD: 106040
 - 0 0 - Unknown
First Financial Advisors, Inc.
CRD: 114068
 - 0 0 - Unknown
First Financial Advisors, LLC
CRD: 134897
 - 0 0 - Unknown
First Financial Advisory Services Inc
CRD: 105031
 - 0 2 - Unknown
First Financial Alliance Securities, Inc.
CRD: 18522
 - 0 0 A INACTIVE
First Financial Brokerage Services, Inc.
CRD: 43663
 - 0 0 A INACTIVE
First Financial Capital, Inc.
CRD: 15522
 - 0 0 A INACTIVE
First Financial Coaching, Inc.
CRD: 152070
 - 0 14 - Unknown
First Financial Consulting
CRD: 107456
 - 0 1 - Unknown
First Financial Discount Brokerage Services,Inc.
CRD: 14704
 - 0 0 A INACTIVE
First Financial Government Securities, Inc.
CRD: 15716
 - 0 0 A INACTIVE
First Financial Group
CRD: 134006
 - 0 1 - Unknown
First Financial Investment Advisors, Inc.
CRD: 141941
 - 0 0 - Unknown
First Financial Investment Services, Inc
CRD: 10145
 - 0 0 A INACTIVE
First Financial Investments, Inc.
CRD: 13241
 - 0 0 A INACTIVE
First Financial Management, Inc.
CRD: 14945
 - 0 0 A INACTIVE
First Financial Monetary Systems, Inc.
CRD: 13541
 - 0 0 A INACTIVE
First Financial Products Corporation
CRD: 14163
 - 0 0 A INACTIVE
First Financial Resource Corporation
CRD: 8727
 - 0 0 A INACTIVE
First Financial Securities of America, Inc.
CRD: 13642
 TX 0 6 A Active
First Financial Securities, Inc.
CRD: 15715
 - 0 0 A INACTIVE
First Financial Securities, Inc.
CRD: 6758
 - 0 0 A INACTIVE
First Financial Security, LLC
CRD: 120878
 - 0 2 - Unknown
First Financial Services
CRD: 170253
 - 0 0 - Unknown
First Financial Services
CRD: 125551
 - 0 1 - Unknown
First Financial Services, LLC
CRD: 329276
 - 0 1 - Unknown
First Financial Strategies Inc
CRD: 110467
 - 0 1 - Unknown
First Financial Wealth Management
CRD: 309170
 - 0 0 - Unknown
First Florida Securities Group, Inc.
CRD: 14320
 - 0 0 A INACTIVE
First Florida Securities, Inc.
CRD: 3892
 - 0 0 A INACTIVE
First Fort Worth Securities Corporation
CRD: 17908
 - 0 0 A INACTIVE
First Foster Securities Corp.
CRD: 14839
 - 0 0 A INACTIVE
First Foundation Advisors
CRD: 106075
 - 0 22 - Unknown
First Founders Securities, Inc.
CRD: 128624
 - 0 0 A INACTIVE
First Fund Distributors, Inc.
CRD: 27038
 - 0 0 A INACTIVE
Page 531 of 1601 (80,028 total)
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