Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BBF ADVISORY PARTNERS, LLC
CRD: 310604
0 0 A Unknown
BBJ INVESTMENTS, INC.
CRD: 16488
0 0 A INACTIVE
BBK WEALTH LLC
CRD: 311324
0 0 A Unknown
BBM SECURITIES INC.
CRD: 36446
0 0 A INACTIVE
BBM&F LLC
CRD: 329339
0 0 A Unknown
BBN MANAGEMENT, LLC
CRD: 147954
0 0 A Unknown
BBP, INC.
CRD: 33954
1 0 F INACTIVE
BBR PARTNERS, LLC
CRD: 109688
0 0 A Unknown
BBRC ASSET MANAGEMENT US, LLC
CRD: 307572
0 0 A Unknown
BBRIDGE LLC
CRD: 288485
0 0 A Unknown
BBS PARTNERS LLC
CRD: 123975
0 0 A INACTIVE
BBV CAPITAL LLC
CRD: 333180
0 0 A Unknown
BBV GP I LLC
CRD: 290773
0 0 A Unknown
BBV SECURITIES, INC.
CRD: 37831
0 0 A INACTIVE
BBVA INVESTMENTS INC.
CRD: 31769
1 0 F INACTIVE
BBVA SECURITIES INC.
CRD: 27060
NY 10 1 F Active
BC ADVISORS, LLC
CRD: 142982
0 0 A Unknown
BC FINANCIAL
CRD: 288411
0 0 A INACTIVE
BC PARTNERS ADVISORS L.P.
CRD: 288495
0 0 A Unknown
BC PARTNERS LIMITED
CRD: 161902
0 0 A Unknown
BC PARTNERS LLP
CRD: 284927
0 0 A Unknown
BC PARTNERS PE L.P.
CRD: 333698
0 0 A Unknown
BC2 CAPITAL LLC
CRD: 317558
0 0 A Unknown
BCA SECURITIES, L.P.
CRD: 24756
0 0 A INACTIVE
BCAS
CRD: 105666
0 0 A Unknown
BCC ADVISORY SERVICES, LLC
CRD: 143642
2 0 F INACTIVE
BCD ADVISORS
CRD: 169468
0 0 A Unknown
BCF LAW GROUP, LLC
CRD: 147174
0 0 A Unknown
BCG ADVISORS LLC
CRD: 160975
0 0 A Unknown
BCG SECURITIES, INC.
CRD: 70
NJ 7 1 F Active
BCH SECURITIES INC.
CRD: 43606
0 0 A INACTIVE
BCI CAPITAL CORPORATION
CRD: 26220
0 0 A INACTIVE
BCI CAPITAL MANAGEMENT
CRD: 113509
0 0 A Unknown
BCI SECURITIES, INC.
CRD: 168047
FL 0 1 A Active
BCK CAPITAL MANAGEMENT LP
CRD: 282798
0 0 A Unknown
BCK PARTNERS, INC.
CRD: 181512
0 0 A Unknown
BCL, LLC
CRD: 162353
0 0 A Unknown
BCM ADVISOR, LLC
CRD: 296897
0 0 A Unknown
BCM BENEFITS INC.
CRD: 146182
0 0 A Unknown
BCM CT, INC.
CRD: 312757
0 0 A Unknown
BCM VENTURES, LTD.
CRD: 15806
0 0 A INACTIVE
BCM WEALTH MANAGEMENT
CRD: 122434
0 0 A Unknown
BCMG SECURITIES, LLC
CRD: 37116
0 0 A INACTIVE
BCN FINANCIAL, INC.
CRD: 135655
0 0 A Unknown
BCP SECURITIES, INC.
CRD: 27063
CT 1 1 F Active
BCP VENTURES, LLC
CRD: 323241
0 0 A Unknown
BCR CAPITAL CORPORATION
CRD: 25330
1 0 F INACTIVE
BCW SECURITIES LLC
CRD: 144930
CT 0 1 A Active
BCWM
CRD: 144748
0 0 A Unknown
BD INVESTMENTS
CRD: 326825
0 0 A Unknown
Page 54 of 544 (27,152 total)