Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alfreton Capital LLP CRD: 288144 | - | 0 | 0 | - | Unknown |
| Alfs, Inc. CRD: 32201 | - | 0 | 0 | A | INACTIVE |
| ALG CRD: 314361 | - | 0 | 0 | - | Unknown |
| ALG Financial CRD: 332002 | - | 0 | 0 | - | Unknown |
| Algebris (UK) Limited CRD: 286294 | - | 0 | 0 | - | Unknown |
| Algebris Investment (Ireland) Limited CRD: 311842 | - | 0 | 0 | - | Unknown |
| Algebris Investments (UK) LLP CRD: 157351 | - | 0 | 0 | - | Unknown |
| Algebris Investments (US) Inc. CRD: 169236 | - | 0 | 1 | - | Unknown |
| Algebris Investments US Inc. CRD: 342552 | - | 0 | 1 | - | Unknown |
| Algeo, Henry John CRD: 34653 | - | 0 | 0 | A | INACTIVE |
| Alger Holdings, Ltd. CRD: 127972 | - | 0 | 0 | - | Unknown |
| Alger Insurance and Consulting, LLC CRD: 167005 | - | 0 | 0 | - | Unknown |
| Algert Global LLC CRD: 125523 | - | 0 | 1 | - | Unknown |
| Algo Advisors CRD: 288747 | - | 0 | 0 | - | Unknown |
| Algo Advisors CRD: 309724 | - | 0 | 0 | - | Unknown |
| Algo Engineering Execution Services LLC CRD: 154061 | - | 0 | 0 | A | INACTIVE |
| Algo Vertex Capital, LLC CRD: 332895 | - | 0 | 0 | - | Unknown |
| Algoma Securities Company CRD: 16211 | - | 0 | 0 | A | INACTIVE |
| Algominds Capital, LLC CRD: 341209 | - | 0 | 1 | - | Unknown |
| Algonquin Advisors LLC CRD: 114021 | - | 0 | 0 | - | Unknown |
| Algopartners, LLC CRD: 156693 | - | 0 | 0 | A | INACTIVE |
| Algorithmic Investment Models, L.L.C. CRD: 282528 | - | 0 | 0 | - | Unknown |
| Algotech Financial LLC CRD: 317020 | - | 0 | 1 | - | Unknown |
| Alianza Corp. Investment Advisor CRD: 323267 | - | 0 | 1 | - | Unknown |
| Alice Financial, LLC CRD: 311452 | - | 0 | 0 | - | Unknown |
| Alidade Capital, LLC CRD: 165341 | - | 0 | 2 | - | Unknown |
| Alight Financial Advisors, LLC CRD: 158744 | - | 0 | 63 | - | Unknown |
| Alight Financial Solutions, LLC CRD: 36509 | IL | 4 | 3 | B | Active |
| Align Advisor Group, LLC CRD: 336638 | - | 0 | 1 | - | Unknown |
| Align Capital Partners, LP CRD: 284487 | - | 0 | 1 | - | Unknown |
| Align Equity Group CRD: 332824 | - | 0 | 1 | - | Unknown |
| Align Financial Advisors, LLC CRD: 333905 | - | 0 | 3 | - | Unknown |
| Align Financial Planning CRD: 324318 | - | 0 | 2 | - | Unknown |
| Align Financial Services CRD: 336381 | - | 0 | 1 | - | Unknown |
| Align Financial Solutions CRD: 329945 | - | 0 | 1 | - | Unknown |
| Align Impact, LLC CRD: 176516 | - | 0 | 0 | - | Unknown |
| Align Investing CRD: 297792 | - | 0 | 0 | - | Unknown |
| Align Investment Advisors, LLC CRD: 150501 | - | 0 | 1 | - | Unknown |
| Align Investment Research, LLC CRD: 332250 | - | 0 | 0 | - | Unknown |
| Align Private Capital CRD: 304506 | - | 0 | 1 | - | Unknown |
| Align Ventures CRD: 323154 | - | 0 | 1 | - | Unknown |
| Align Wealth Advisors CRD: 158631 | - | 0 | 1 | - | Unknown |
| Align Wealth Management, LLC CRD: 131482 | - | 0 | 0 | - | Unknown |
| Align Wealth Management, LLC CRD: 323615 | - | 0 | 2 | - | Unknown |
| Alignat, LLC CRD: 324989 | - | 0 | 1 | - | Unknown |
| Aligne Wealth Advisors Investment Management (Awai… CRD: 321735 | - | 0 | 1 | - | Unknown |
| Aligned Advisors CRD: 173796 | - | 0 | 1 | - | Unknown |
| Aligned Advisors, LLC CRD: 282185 | - | 0 | 0 | - | Unknown |
| Aligned Climate Capital LLC CRD: 304716 | - | 0 | 1 | - | Unknown |
| Aligned Intermediary, Inc. CRD: 285649 | - | 0 | 0 | - | Unknown |