Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

Composite registration-status share across all firms

Status88%ActiveTerminatedSuspendedCancelled
Composite registration-status share across all firms

Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.

Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.

All States
Firm Name ↕ State Disclosures ↕ Advisors ↕ Grade Status
BD INVESTMENTS INC.
CRD: 38762
0 0 A INACTIVE
BD MGMT LLC D.B.A "BLUE JEAN WEALTH MANAGEMENT"
CRD: 306428
0 0 A Unknown
BD4RIA, INC.
CRD: 290240
1 0 F INACTIVE
BDC ADVISORY, LLC
CRD: 124233
0 0 A Unknown
BDC SECURITIES, LLC
CRD: 45791
0 0 A INACTIVE
BDF FINANCIAL LLC
CRD: 152051
0 0 A Unknown
BDK CAPITAL
CRD: 170056
0 0 A Unknown
BDM INVESTMENTS LLC
CRD: 325169
0 0 A Unknown
BDM INVESTMENTS, INC.
CRD: 127170
0 0 A Unknown
BDO USA WEALTH ADVISORS, LLC
CRD: 328278
0 0 A Unknown
BDR RESEARCH LLC
CRD: 138834
0 0 A INACTIVE
BDS SECURITIES LLC
CRD: 21751
0 0 A INACTIVE
BDS TRADING, LLC
CRD: 151301
1 0 F INACTIVE
BDT & MSD BDC MANAGEMENT, LLC
CRD: 330624
0 0 A Unknown
BDT & MSD PARTNERS, LLC
CRD: 150459
IL 0 1 A Active
BDT CAPITAL PARTNERS
CRD: 160914
0 0 A Unknown
BDUCK CAPITAL
CRD: 336060
0 0 A Unknown
BD|CORTINA
CRD: 46284
UT 1 1 F Active
BE BETTER TOMORROW, LLC
CRD: 314347
0 0 A Unknown
BE BRAVE NOT BROKE LLC
CRD: 327173
0 0 A Unknown
BE FINANCIALLY FIT, LLC
CRD: 287928
0 0 A Unknown
BE PARTNERS
CRD: 35225
1 0 F INACTIVE
BE SMART ABOUT YOUR MONEY LLC
CRD: 306094
0 0 A Unknown
BE YOUR BEST FINANCIAL
CRD: 308905
0 0 A Unknown
BEACH BENEFITS GROUP
CRD: 300944
0 0 A Unknown
BEACH STREET FINANCIAL CORP.
CRD: 16548
0 0 A INACTIVE
BEACH STREET SECURITIES, INC.
CRD: 8387
0 0 A INACTIVE
BEACON BAY ASSET MANAGEMENT LLC
CRD: 142207
0 0 A Unknown
BEACON BRIDGE WEALTH PARTNERS, LLC
CRD: 321705
0 0 A Unknown
BEACON CAPITAL MANAGEMENT, INC.
CRD: 120641
0 0 A Unknown
BEACON FREEDOM ADVISORY, LLC
CRD: 339717
0 0 A Unknown
BEACON GATE LLC
CRD: 157987
1 0 F INACTIVE
BEACON GLOBAL ADVISOR NETWORK, LLC
CRD: 288833
0 0 A Unknown
BEACON INVESTMENT MANAGEMENT
CRD: 157554
0 0 A Unknown
BEACON ROCK PARTNERS
CRD: 136906
0 0 A Unknown
BEACON ST. LLC
CRD: 298734
0 0 A Unknown
BEACON TRADING, L.L.C.
CRD: 45759
5 0 F INACTIVE
BEACON TRUST
CRD: 156942
0 0 A Unknown
BEACON TRUST
CRD: 226547
0 0 A Unknown
BEACON UNITED SECURITIES, INC.
CRD: 15361
0 0 A INACTIVE
BEACON WEALTH ADVISORY
CRD: 287532
0 0 A Unknown
BEAGLE INVEST
CRD: 315719
0 0 A Unknown
BEAIRD HARRIS
CRD: 107238
0 0 A Unknown
BEAN & CO., INC.
CRD: 1195
0 0 A INACTIVE
BEANSTOX
CRD: 291957
0 0 A Unknown
BEAR AND BULL INVESTMENTS
CRD: 31188
0 0 A INACTIVE
BEAR NOLAN LLC
CRD: 327484
0 0 A Unknown
BEAR STEARNS SPECIALIST INC.
CRD: 20376
0 0 A INACTIVE
BEARE BROTHERS & CO. INC.
CRD: 596
0 0 A INACTIVE
BEASLEY & COMPANY
CRD: 123623
0 0 A Unknown
Page 55 of 544 (27,152 total)