Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Aligned Investing, LLC CRD: 317061 | - | 0 | 0 | - | Unknown |
| Aligned Investments CRD: 301735 | - | 0 | 0 | - | Unknown |
| Aligned Partners CRD: 165825 | - | 0 | 1 | - | Unknown |
| Aligned Wealth Capital LLC CRD: 283042 | - | 0 | 1 | - | Unknown |
| Aligned Wealth Solutions, LLC CRD: 333288 | - | 0 | 1 | - | Unknown |
| Aligning Wealth CRD: 314838 | - | 0 | 1 | - | Unknown |
| Alignment Debt Holdings 1, LLC CRD: 297951 | - | 0 | 1 | - | Unknown |
| Alignment Financial Group CRD: 306644 | - | 0 | 1 | - | Unknown |
| Alignment Growth CRD: 319136 | - | 0 | 1 | - | Unknown |
| Alignpoint Wealth CRD: 297295 | - | 0 | 1 | - | Unknown |
| Alii Consulting CRD: 136082 | - | 0 | 0 | - | Unknown |
| Aliier LLC CRD: 166906 | - | 0 | 0 | - | Unknown |
| Aliier LLC CRD: 283642 | - | 0 | 0 | - | Unknown |
| Alikos Wealth Management, LLC CRD: 282985 | - | 0 | 3 | - | Unknown |
| Aliment Capital, LLC CRD: 285934 | - | 0 | 1 | - | Unknown |
| Alinea Advisory Services LLC CRD: 311782 | - | 0 | 1 | - | Unknown |
| Alinea Investments, LLC CRD: 150376 | - | 0 | 0 | - | Unknown |
| Alinga Capital LLC CRD: 289072 | - | 0 | 0 | - | Unknown |
| Aliquot Capital, LLC CRD: 124837 | - | 0 | 0 | - | Unknown |
| Alison, Baer Securities Inc. CRD: 11808 | - | 0 | 0 | A | INACTIVE |
| Alison, LLC CRD: 132569 | - | 0 | 0 | - | Unknown |
| Alistair Capital Management, L.L.C. CRD: 150037 | - | 0 | 0 | - | Unknown |
| Aliter Capital LLP CRD: 310678 | - | 0 | 0 | - | Unknown |
| Alithion Capital CRD: 285425 | - | 0 | 0 | - | Unknown |
| Alitus Financial Services CRD: 326296 | - | 0 | 3 | - | Unknown |
| Alitus Partners, LLC CRD: 298529 | - | 0 | 1 | - | Unknown |
| Alius Capital Partners CRD: 341875 | - | 0 | 1 | - | Unknown |
| Alive Management LLC CRD: 315909 | - | 0 | 1 | - | Unknown |
| Alive Ventures LLC CRD: 293132 | - | 0 | 0 | - | Unknown |
| Aliya Capital Partners LLC CRD: 305988 | - | 0 | 1 | - | Unknown |
| Aliya Financial CRD: 340264 | - | 0 | 1 | - | Unknown |
| Aljen Asset Management LLC CRD: 128962 | - | 0 | 4 | - | Unknown |
| Aljian Capital Management CRD: 167381 | - | 0 | 2 | - | Unknown |
| Alka Partners, LLC CRD: 338183 | - | 0 | 1 | - | Unknown |
| Alkali Fintech CRD: 316532 | - | 0 | 0 | - | Unknown |
| Alkali Partners, LLC. CRD: 299064 | OR | 0 | 2 | A | Active |
| Alkanna Capital, LLC CRD: 286197 | - | 0 | 0 | - | Unknown |
| Alkanza CRD: 173625 | - | 0 | 0 | - | Unknown |
| Alkeme Investments LLC CRD: 332434 | - | 0 | 1 | - | Unknown |
| Alkemi Growth Capital LLP CRD: 305456 | - | 0 | 0 | - | Unknown |
| Alkemi Venture Partners LLP CRD: 298661 | - | 0 | 0 | - | Unknown |
| Alken Asset Management Ltd CRD: 329119 | - | 0 | 0 | - | Unknown |
| Alkeon Capital Management, LLC CRD: 118059 | - | 0 | 1 | - | Unknown |
| Alkire Financial Advisory, Inc. CRD: 147593 | - | 0 | 0 | - | Unknown |
| ALL American Management Corporation CRD: 21 | - | 0 | 0 | A | INACTIVE |
| ALL Blue Labs CRD: 316743 | - | 0 | 0 | - | Unknown |
| ALL Funds, Inc. CRD: 23 | - | 5 | 0 | C | INACTIVE |
| ALL of US Securities LLC CRD: 292163 | - | 0 | 0 | A | INACTIVE |
| ALL ONE Wealth, LLC CRD: 300847 | - | 0 | 1 | - | Unknown |
| ALL Options USA, LLC CRD: 324086 | TX | 0 | 1 | A | Active |