Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BEASON & NALLEY, LLC CRD: 121063 | — | 0 | 0 | A | INACTIVE |
| BEAT VENTURES CRD: 316271 | — | 0 | 0 | A | Unknown |
| BEAUMONT VENTURES CRD: 331524 | — | 0 | 0 | A | Unknown |
| BEAUWIN, LLC CRD: 334373 | — | 0 | 0 | A | Unknown |
| BEBRIGHT CRD: 338188 | — | 0 | 0 | A | Unknown |
| BEC MARKETING CORP. CRD: 13168 | — | 0 | 0 | A | INACTIVE |
| BECK BODE LLC CRD: 282611 | — | 0 | 0 | A | Unknown |
| BECK, MACK & OLIVER LLC CRD: 105466 | — | 0 | 0 | A | Unknown |
| BECKER, BURKE ASSOCIATES, INC. CRD: 18322 | — | 0 | 0 | A | INACTIVE |
| BECKER8 MANAGEMENT, LLC CRD: 322466 | — | 0 | 0 | A | Unknown |
| BECKERMAN WEALTH CRD: 142480 | — | 0 | 0 | A | Unknown |
| BECKETTS S.A.R.L. CRD: 335535 | — | 0 | 0 | A | Unknown |
| BECKMAN & CO., INC. CRD: 80 | — | 0 | 0 | A | INACTIVE |
| BEDFORD CAPITAL CORP. CRD: 14732 | — | 0 | 0 | A | INACTIVE |
| BEDFORD FUNDING CRD: 157293 | — | 0 | 0 | A | Unknown |
| BEDFORD PARTNERS CRD: 6804 | — | 0 | 0 | A | INACTIVE |
| BEDROCK FINANCIAL CRD: 155604 | — | 0 | 0 | A | Unknown |
| BEDZYK BROS., INVESTMENT GROUP, LTD. CRD: 15892 | — | 0 | 0 | A | INACTIVE |
| BEE PLATFORM LP CRD: 325372 | — | 0 | 0 | A | Unknown |
| BEEBE TRADING, L.L.C. CRD: 45940 | — | 0 | 0 | A | INACTIVE |
| BEECHER INVESTORS, INC. CRD: 162618 | — | 0 | 0 | A | Unknown |
| BEECHWOOD SECURITIES CORP. CRD: 17765 | — | 0 | 0 | A | INACTIVE |
| BEEHOUSE, LLC CRD: 306095 | — | 0 | 0 | A | Unknown |
| BEEHOUSE, LLC CRD: 328760 | — | 0 | 0 | A | Unknown |
| BEEKMAN PARTNERS, LTD. CRD: 22290 | — | 0 | 0 | A | INACTIVE |
| BEEKMAN WEALTH ADVISORY, LLC CRD: 143892 | — | 0 | 0 | A | Unknown |
| BEEN LEGACY WEALTH ADVISORS, LLC CRD: 168343 | — | 0 | 0 | A | Unknown |
| BEENEXT CRD: 305346 | — | 0 | 0 | A | Unknown |
| BEESON GREGORY INTERNATIONAL, LLC CRD: 44886 | — | 0 | 0 | A | INACTIVE |
| BEETFINANCE LLC CRD: 288478 | — | 0 | 0 | A | Unknown |
| BEF INVESTMENTS LLC CRD: 282180 | — | 0 | 0 | A | Unknown |
| BEHAGE FINANCIAL CRD: 155519 | — | 0 | 0 | A | Unknown |
| BEHAVIOR SHIFT CRD: 332054 | — | 0 | 0 | A | Unknown |
| BEHLKE FINANCIAL CRD: 133883 | — | 0 | 0 | A | Unknown |
| BEHRMAN BROTHERS MANAGEMENT COMPANY L.P. CRD: 161083 | — | 0 | 0 | A | Unknown |
| BEIJING DEFU YUEAN INVESTMENT CONSULTING CO., LTD. CRD: 330808 | — | 0 | 0 | A | Unknown |
| BEIJING HONY YUANFANG INVESTMENT CONSULTING COMPAN… CRD: 162165 | — | 0 | 0 | A | Unknown |
| BEINGFIT FINANCIAL CRD: 306830 | — | 0 | 0 | A | Unknown |
| BEIRNE. CRD: 167103 | — | 0 | 0 | A | Unknown |
| BEL AIR MANAGEMENT, LLC CRD: 121175 | — | 0 | 0 | A | Unknown |
| BELA CAPITAL LLC CRD: 143878 | — | 0 | 0 | A | Unknown |
| BELAY FINANCE CRD: 334807 | — | 0 | 0 | A | Unknown |
| BELAY GROUP, LLC CRD: 281059 | — | 0 | 0 | A | Unknown |
| BELDEN & BLAKE SECURITIES, INC. CRD: 15852 | — | 0 | 0 | A | INACTIVE |
| BELI, DORIAN CRD: 298557 | — | 0 | 0 | A | Unknown |
| BELIADE CRD: 315415 | — | 0 | 0 | A | Unknown |
| BELIEF, LLC CRD: 325139 | — | 0 | 0 | A | Unknown |
| BELL & BROWN WEALTH ADVISORS, LLC CRD: 175419 | — | 0 | 0 | A | Unknown |
| BELL CITY WEALTH, INC. CRD: 326354 | — | 0 | 0 | A | Unknown |
| BELL INVESTMENT GROUP, INC. CRD: 44749 | — | 6 | 0 | F | INACTIVE |