Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALL Peaks Capital CRD: 331506 | - | 0 | 1 | - | Unknown |
| ALL PRO Investments, LLC CRD: 310158 | - | 0 | 0 | A | INACTIVE |
| ALL Rise Trading LLC CRD: 295557 | - | 1 | 0 | B | INACTIVE |
| ALL Seas Capital CRD: 316487 | - | 0 | 0 | - | Unknown |
| ALL Season Financial Advisors, Inc. CRD: 110404 | - | 0 | 0 | - | Unknown |
| ALL Seasons Investment Advisors, Inc CRD: 144506 | - | 0 | 1 | - | Unknown |
| ALL Star Financial CRD: 323765 | - | 0 | 1 | - | Unknown |
| ALL Star Financial Inc CRD: 110718 | - | 0 | 0 | - | Unknown |
| ALL Street HZ LLC CRD: 340368 | - | 0 | 1 | - | Unknown |
| ALL Terrain Financial Advisors CRD: 286683 | - | 0 | 2 | - | Unknown |
| ALL That Matters Financial Services LLP CRD: 322690 | - | 0 | 0 | - | Unknown |
| ALL-in LLC CRD: 104351 | - | 0 | 0 | A | INACTIVE |
| ALL-PRO Advisors LLC CRD: 310064 | - | 0 | 1 | - | Unknown |
| ALL-Tech Direct, Inc. CRD: 13992 | - | 15 | 0 | D | INACTIVE |
| ALL-Vest Securities, Inc. CRD: 10542 | - | 1 | 0 | B | INACTIVE |
| Allabashi & Company, Ltd. CRD: 10532 | - | 0 | 0 | A | INACTIVE |
| Allagash Opportunity Zone Partners LLC CRD: 299503 | - | 0 | 0 | - | Unknown |
| Allagash Trading, LLC CRD: 137939 | - | 1 | 0 | B | INACTIVE |
| Allain Financial Group CRD: 18201 | - | 0 | 0 | A | INACTIVE |
| Allan Gershowitz Securities, Inc. CRD: 32780 | - | 0 | 0 | A | INACTIVE |
| Allan M. Chytrowski,Inc. CRD: 10153 | - | 0 | 0 | A | INACTIVE |
| Allapree Securities, Inc. CRD: 30929 | - | 2 | 0 | B | INACTIVE |
| Allard Partners Limited CRD: 138933 | - | 0 | 0 | - | Unknown |
| Allaria Asset Management, LLC CRD: 287513 | - | 0 | 2 | - | Unknown |
| Allaria Securities, LLC CRD: 286504 | FL | 0 | 3 | A | Active |
| Allbright Asset Management Inc CRD: 106936 | - | 0 | 0 | - | Unknown |
| Allbright Financial Advisors Inc CRD: 108129 | - | 0 | 0 | - | Unknown |
| Alldredge FEE-Only Wealth Management CRD: 172607 | - | 0 | 0 | - | Unknown |
| Allegheny Financial Group CRD: 104690 | - | 0 | 6 | - | Unknown |
| Allegheny TAX and Financial Services, LLC CRD: 121861 | - | 0 | 0 | - | Unknown |
| Allegiance Advisors, Inc CRD: 325075 | - | 0 | 1 | - | Unknown |
| Allegiance Advisors, Inc. CRD: 172382 | - | 0 | 0 | - | Unknown |
| Allegiance Financial Advisors CRD: 116369 | - | 0 | 0 | - | Unknown |
| Allegiance Financial Advisors, Inc. CRD: 127293 | - | 0 | 3 | - | Unknown |
| Allegiance Financial Group CRD: 313110 | - | 0 | 4 | - | Unknown |
| Allegiance Retirement Solutions, Inc. CRD: 155996 | - | 0 | 0 | - | Unknown |
| Allegiance Securities, L.L.C. CRD: 47935 | - | 0 | 0 | A | INACTIVE |
| Allegiance Wealth Management CRD: 305050 | - | 0 | 0 | - | Unknown |
| Allegiance Wealth Management Group CRD: 169723 | - | 0 | 0 | - | Unknown |
| Allegiant Financial Advisors, LLC CRD: 141047 | - | 0 | 1 | - | Unknown |
| Allegiant Investment Group, Inc. CRD: 19196 | - | 1 | 0 | B | INACTIVE |
| Allegiant Private Advisors, LLC CRD: 309649 | - | 0 | 0 | - | Unknown |
| Allegiant Real Estate Capital, LP CRD: 285525 | - | 0 | 0 | - | Unknown |
| Allegiant Securities L.L.C. CRD: 133912 | - | 1 | 0 | B | INACTIVE |
| Allegiant Wealth Advisors, LLC CRD: 330239 | - | 0 | 1 | - | Unknown |
| Allegiant Wealth Planning LLC CRD: 307660 | - | 0 | 0 | - | Unknown |
| Allegis Capital Management Company LLC CRD: 329653 | - | 0 | 1 | - | Unknown |
| Allegis Capital, LLC CRD: 160906 | - | 0 | 0 | - | Unknown |
| Allegis Investment Advisors, LLC CRD: 157314 | - | 0 | 0 | - | Unknown |
| Allegisone Securities, Inc. CRD: 43390 | - | 0 | 0 | A | INACTIVE |