Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BELL INVESTMENTS CRD: 14253 | — | 0 | 0 | A | INACTIVE |
| BELL PARTNERS CRD: 329611 | — | 0 | 0 | A | Unknown |
| BELL PARTNERSHIP CRD: 6355 | — | 0 | 0 | A | INACTIVE |
| BELL, DAVID TRIGG CRD: 117997 | — | 0 | 0 | A | Unknown |
| BELL, ROBERT E. CRD: 286641 | — | 0 | 0 | A | Unknown |
| BELLA CAPITAL CRD: 329476 | — | 0 | 0 | A | Unknown |
| BELLA GROWTH CRD: 309699 | — | 0 | 0 | A | Unknown |
| BELLE LUCRE CRD: 306248 | — | 0 | 0 | A | Unknown |
| BELLER SECURITIES CORP. CRD: 34114 | — | 3 | 0 | F | INACTIVE |
| BELLES BERGER, INC. CRD: 25246 | — | 0 | 0 | A | INACTIVE |
| BELLTOWER PARTNERS CRD: 333385 | — | 0 | 0 | A | Unknown |
| BELLTOWN FARMS USA, LLC CRD: 314796 | — | 0 | 0 | A | Unknown |
| BELLWETHER WEALTH CRD: 300012 | — | 0 | 0 | A | Unknown |
| BELMONT CAPITAL CRD: 153792 | NY | 3 | 1 | F | Active |
| BELMONT CAPITAL GROUP CRD: 154078 | — | 0 | 0 | A | Unknown |
| BELPOINTE ASSET MANAGEMENT LLC CRD: 143440 | — | 0 | 0 | A | Unknown |
| BELZBERG & CO. CRD: 315114 | — | 0 | 0 | A | Unknown |
| BEM CAPITAL, INC. CRD: 21405 | — | 0 | 0 | A | INACTIVE |
| BEMANAGED CRD: 140099 | — | 0 | 0 | A | Unknown |
| BEN BROWN DISCOUNT STOCKBROKER CRD: 19438 | — | 0 | 0 | A | INACTIVE |
| BEN'S BITES CAPITAL SERVICES, LLC CRD: 330471 | — | 0 | 0 | A | Unknown |
| BENCH SECURITIES CORP. CRD: 15938 | — | 0 | 0 | A | INACTIVE |
| BENCHSTRENGTH CRD: 325448 | — | 0 | 0 | A | Unknown |
| BENCIS CAPITAL PARTNERS BV CRD: 164791 | — | 0 | 0 | A | Unknown |
| BENDER, JULIAN CRD: 140908 | — | 0 | 0 | A | Unknown |
| BENEFI CRD: 337846 | — | 0 | 0 | A | Unknown |
| BENEMARK, INC CRD: 126735 | — | 0 | 0 | A | Unknown |
| BENEVOLENT FINANCIAL CRD: 315908 | — | 0 | 0 | A | Unknown |
| BENFIELD ADVISORY INC. CRD: 42108 | — | 1 | 0 | F | INACTIVE |
| BENGUR BRYAN & CO., INC. CRD: 36290 | MD | 0 | 1 | A | Active |
| BENHAM ADVISORY GROUP CRD: 331926 | — | 0 | 0 | A | Unknown |
| BENIGNO, PETER JAMES CRD: 118955 | — | 0 | 0 | A | INACTIVE |
| BENIGRO, LLC CRD: 283145 | — | 0 | 0 | A | Unknown |
| BENIN MANAGEMENT CORP CRD: 110988 | — | 0 | 0 | A | Unknown |
| BENJ. E. SHERMAN & SONS EQUITIES, INC. CRD: 23369 | — | 0 | 0 | A | INACTIVE |
| BENJAMIN & JEROLD BROKERAGE I, LLC CRD: 29110 | — | 9 | 0 | F | INACTIVE |
| BENNBRIDGE US LLC CRD: 301191 | — | 0 | 0 | A | Unknown |
| BENNCO ADVISORS CRD: 112987 | — | 0 | 0 | A | Unknown |
| BENNETT ROSS, INC. CRD: 42850 | — | 3 | 0 | F | INACTIVE |
| BENNETT, BRIAN FREDERICK CRD: 107405 | — | 0 | 0 | A | INACTIVE |
| BENNYHOFF & CO. CRD: 329720 | — | 0 | 0 | A | Unknown |
| BENSON FUNDS LLC CRD: 296986 | — | 0 | 0 | A | Unknown |
| BENSON YORK GROUP, INC. CRD: 40231 | — | 6 | 0 | F | INACTIVE |
| BENT TREE TRUST ADVISORS, LLC CRD: 129862 | — | 0 | 0 | A | Unknown |
| BENTLEY INVESTMENTS, INC. CRD: 6672 | — | 0 | 0 | A | INACTIVE |
| BENTON PARTNERS II, L.P. CRD: 38507 | — | 0 | 0 | A | INACTIVE |
| BENTSEN INVESTMENT CO. CRD: 13201 | — | 0 | 0 | A | INACTIVE |
| BENZER CAPITAL CRD: 175286 | — | 0 | 0 | A | Unknown |
| BENZINA WEALTH, LLC CRD: 333070 | — | 0 | 0 | A | Unknown |
| BERAM PLAN MANAGEMENT CRD: 171665 | — | 0 | 0 | A | Unknown |