Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| BERG CAPITAL CRD: 285959 | — | 0 | 0 | A | Unknown |
| BERILIUM CRD: 327058 | — | 0 | 0 | A | Unknown |
| BERING CAPITAL, L.L.C. CRD: 309731 | — | 0 | 0 | A | Unknown |
| BERINGEA, LLC CRD: 161803 | — | 0 | 0 | A | Unknown |
| BERINGER FINANCE US INC. CRD: 147050 | — | 0 | 0 | A | INACTIVE |
| BERKELEY, INC CRD: 117667 | — | 0 | 0 | A | Unknown |
| BERKSHIRE BRIDGE CAPITAL, LLC CRD: 136006 | — | 0 | 0 | A | INACTIVE |
| BERMAN CAPITAL GROUP CRD: 331883 | — | 0 | 0 | A | Unknown |
| BERMAN MCALEER CRD: 332906 | — | 0 | 0 | A | Unknown |
| BERMAN, GIL CRD: 127726 | — | 0 | 0 | A | Unknown |
| BERMAN, STEVEN M. CRD: 130537 | — | 0 | 0 | A | Unknown |
| BERN FACTOR, L.L.C. CRD: 291385 | — | 0 | 0 | A | Unknown |
| BERNARD & CO. CRD: 14688 | — | 0 | 0 | A | INACTIVE |
| BERNARD L. HIRSH, INC. CRD: 31452 | — | 0 | 0 | A | INACTIVE |
| BERNARD, JAMES A. CRD: 123251 | — | 0 | 0 | A | Unknown |
| BERNINGER, KEVIN CRD: 127601 | — | 0 | 0 | A | INACTIVE |
| BERNMONEY, LLC CRD: 307685 | — | 0 | 0 | A | Unknown |
| BERNSTEIN, ROBERT E CRD: 141183 | — | 0 | 0 | A | Unknown |
| BERRY AND BOYLE SECURITIES INC. CRD: 14362 | — | 0 | 0 | A | INACTIVE |
| BERRY WEALTH GROUP CRD: 327346 | — | 0 | 0 | A | Unknown |
| BERRY-SHINO SECURITIES, INC. CRD: 38098 | — | 7 | 0 | F | INACTIVE |
| BERSON MONEY MANAGEMENT CRD: 160631 | — | 0 | 0 | A | Unknown |
| BERTA INVESTMENTS, INC. CRD: 14766 | — | 0 | 0 | A | INACTIVE |
| BERTONCINI, EDWIN J. CRD: 31988 | — | 0 | 0 | A | INACTIVE |
| BERTRAM H. ROSEN CRD: 116989 | — | 0 | 0 | A | Unknown |
| BESPOKE ADVISORY CRD: 323909 | — | 0 | 0 | A | Unknown |
| BEST INVEST CRD: 297599 | — | 0 | 0 | A | Unknown |
| BEST MINDS, INC. CRD: 134121 | — | 0 | 0 | A | Unknown |
| BEST WEALTH ADVISORY, LLC CRD: 326526 | — | 0 | 0 | A | Unknown |
| BESTRADE INC. CRD: 43173 | — | 0 | 0 | A | INACTIVE |
| BETA BOOM CAPITAL MANAGEMENT, LLC CRD: 318000 | — | 0 | 0 | A | Unknown |
| BETA MANAGEMENT LLC CRD: 282989 | — | 0 | 0 | A | Unknown |
| BETA WEALTH GROUP, INC CRD: 165224 | — | 0 | 0 | A | Unknown |
| BETAFITS, INC. CRD: 281495 | — | 0 | 0 | A | Unknown |
| BETAFRONTIER CRD: 137386 | — | 0 | 0 | A | Unknown |
| BETASMARTZ CRD: 285444 | — | 0 | 0 | A | Unknown |
| BETH WRIGHT WOODSIDE, CFP CRD: 110332 | — | 0 | 0 | A | Unknown |
| BETHANY BRISTOW FINANCIAL PLANNING, LLC CRD: 288861 | — | 0 | 0 | A | Unknown |
| BETTER BUCKS ADVISORY CRD: 290624 | — | 0 | 0 | A | Unknown |
| BETTER FINANCIAL FUTURE, LLC CRD: 281687 | — | 0 | 0 | A | Unknown |
| BETTER MONEY METHOD CRD: 143303 | — | 0 | 0 | A | Unknown |
| BETTER OPTIONS LLC CRD: 308312 | — | 0 | 0 | A | Unknown |
| BETTER WAY LLC CRD: 300305 | — | 0 | 0 | A | Unknown |
| BETTER WEALTH ADVISORY LLC CRD: 331691 | — | 0 | 0 | A | Unknown |
| BETTERMENT CRD: 149117 | — | 0 | 0 | A | Unknown |
| BETTS LLC CRD: 287593 | — | 0 | 0 | A | Unknown |
| BEV CAPITAL CRD: 162422 | — | 0 | 0 | A | Unknown |
| BEV-E GP SARL CRD: 305019 | — | 0 | 0 | A | Unknown |
| BEVC MANAGEMENT, LLC CRD: 327185 | — | 0 | 0 | A | Unknown |
| BEVERLEY B. BUTLER CRD: 116341 | — | 0 | 0 | A | Unknown |