Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Alliger & Crowley, Inc. CRD: 13940 | - | 0 | 0 | A | INACTIVE |
| Allio Advisors CRD: 317938 | - | 0 | 0 | - | Unknown |
| Allio Markets, LLC CRD: 318268 | - | 0 | 0 | A | INACTIVE |
| Allison & Company Financial Counselors, LLC CRD: 129665 | - | 0 | 2 | - | Unknown |
| Allison Investment Management, LLC CRD: 124645 | - | 0 | 1 | - | Unknown |
| Allison Securities Corporation CRD: 16202 | - | 0 | 0 | A | INACTIVE |
| Allison Spielman Advisors, LLC CRD: 116387 | - | 0 | 0 | - | Unknown |
| Allison, Easterling, Inc. CRD: 16131 | - | 0 | 0 | A | INACTIVE |
| Allison, Rosenblum & Hannahs, Inc. CRD: 22375 | - | 0 | 0 | A | INACTIVE |
| Allison-Williams Company CRD: 29 | - | 1 | 0 | B | INACTIVE |
| Allium Financial Advisors, LLC CRD: 288462 | - | 0 | 1 | - | Unknown |
| Allmerica Financial Life Insurance and Annuity Com… CRD: 43 | - | 1 | 0 | B | INACTIVE |
| Allmerits Asset Managment, LLC CRD: 294140 | - | 0 | 0 | - | Unknown |
| Allmerits Asset, LLC CRD: 309523 | - | 0 | 2 | - | Unknown |
| Allocated Alliances, LLC CRD: 135987 | - | 0 | 0 | - | Unknown |
| Allocations Advisers, LLC CRD: 314820 | - | 0 | 1 | - | Unknown |
| Allocations Securities CRD: 317750 | CA | 0 | 2 | A | Active |
| Allocator Solutions, LLC CRD: 337300 | - | 0 | 1 | - | Unknown |
| Allodial Investments CRD: 309687 | - | 0 | 0 | - | Unknown |
| Allodium Investment Consultants, LLC CRD: 135812 | - | 0 | 2 | - | Unknown |
| Allomer Capital Group, LLC CRD: 285574 | - | 0 | 1 | - | Unknown |
| Allometric Research and Management, LLC CRD: 166676 | - | 0 | 0 | - | Unknown |
| Allora Wealth, LLC CRD: 336562 | - | 0 | 1 | - | Unknown |
| Allos Investment Advisors, LLC CRD: 155541 | - | 0 | 5 | - | Unknown |
| Allos Venture Management Company, Ltd. CRD: 163236 | - | 0 | 1 | - | Unknown |
| Alloy Capital GP, LLC CRD: 158493 | - | 0 | 0 | - | Unknown |
| Alloy Financial Services CRD: 304819 | - | 0 | 0 | - | Unknown |
| Alloy Investment Management CRD: 306227 | - | 0 | 7 | - | Unknown |
| Alloy Investments Advisors, LLC CRD: 288691 | - | 0 | 0 | - | Unknown |
| Alloy Partners, Inc. CRD: 317616 | - | 0 | 1 | - | Unknown |
| Alloy Ventures CRD: 160449 | - | 0 | 0 | - | Unknown |
| Allpoint Financial Group CRD: 301028 | - | 0 | 4 | - | Unknown |
| Allred Harris Wealth Management. CRD: 297533 | - | 0 | 1 | - | Unknown |
| Allred Jackson Financial Planning, LLC CRD: 160139 | - | 0 | 1 | - | Unknown |
| Allrich, Alexander Securities CRD: 14210 | - | 0 | 0 | A | INACTIVE |
| Allrise Asset Management, LLC CRD: 287748 | - | 0 | 0 | - | Unknown |
| Allspring Funds Distributor, LLC CRD: 133366 | NC | 1 | 24 | B | Active |
| Allspring Global Investments (UK) Limited CRD: 132377 | - | 0 | 0 | - | Unknown |
| Allstate Assurance Company CRD: 39 | - | 0 | 0 | A | INACTIVE |
| Allstate Financial Advisors, LLC CRD: 109524 | - | 0 | 340 | - | Unknown |
| Allstate Financial Services, LLC CRD: 18272 | NE | 5 | 3,326 | B | Active |
| Allston Trading LLC CRD: 125499 | - | 5 | 0 | C | INACTIVE |
| Allstreet Capital LLC CRD: 283564 | - | 0 | 2 | - | Unknown |
| Allstreet Wealth CRD: 309689 | - | 0 | 3 | - | Unknown |
| Allumia Ventures Management, LP CRD: 335102 | - | 0 | 1 | - | Unknown |
| Alluvial Wealth Management CRD: 305503 | - | 0 | 1 | - | Unknown |
| Alluvion Securities, LLC CRD: 143623 | - | 4 | 0 | C | INACTIVE |
| Allvestments LLC CRD: 169165 | - | 0 | 0 | - | Unknown |
| Allvet Financial CRD: 336247 | - | 0 | 2 | - | Unknown |
| Allwealth Advice CRD: 323413 | - | 0 | 0 | - | Unknown |