Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Founders Equity Inc CRD: 226532 | - | 0 | 0 | - | Unknown |
| Founders Equity Partners CRD: 282022 | - | 0 | 1 | - | Unknown |
| Founders Equity Securities Inc. CRD: 41855 | - | 4 | 0 | C | INACTIVE |
| Founders Family Office CRD: 315653 | - | 0 | 1 | - | Unknown |
| Founders Financial Alliance, LLC CRD: 173011 | - | 0 | 32 | - | Unknown |
| Founders Financial Securities LLC CRD: 137945 | MD | 1 | 74 | B | Active |
| Founders First Advisors CRD: 291623 | - | 0 | 0 | - | Unknown |
| Founders First Advisors, LLC CRD: 315177 | - | 0 | 0 | - | Unknown |
| Founders First Advisors, LLC CRD: 326614 | - | 0 | 1 | - | Unknown |
| Founders First Capital Partners, Inc. CRD: 341110 | - | 0 | 1 | - | Unknown |
| Founders Fund LLC CRD: 155462 | - | 0 | 1 | - | Unknown |
| Founders Future Inc CRD: 339690 | - | 0 | 1 | - | Unknown |
| Founders Grove Wealth Partners, LLC CRD: 331352 | - | 0 | 1 | - | Unknown |
| Founders IV General Partner LLC CRD: 294007 | - | 0 | 1 | - | Unknown |
| Founders M&A Advisory, LLC CRD: 269926 | AL | 0 | 2 | A | Active |
| Founders YOU Should Know Management Company CRD: 329394 | - | 0 | 1 | - | Unknown |
| Founders' Co-OP General Partner III, LLC CRD: 301859 | - | 0 | 1 | - | Unknown |
| Foundersx Ventures, LLC CRD: 331507 | - | 0 | 1 | - | Unknown |
| Foundry Capital Management CRD: 172083 | - | 0 | 1 | - | Unknown |
| Foundry Financial LLC CRD: 300122 | - | 0 | 5 | - | Unknown |
| Foundry Group, LLC CRD: 159541 | - | 0 | 1 | - | Unknown |
| Foundry Partners, LLC CRD: 164863 | - | 0 | 0 | - | Unknown |
| Foundry Wealth Advisors, LLC CRD: 300794 | - | 0 | 1 | - | Unknown |
| Foundry Wealth Group CRD: 340539 | - | 0 | 1 | - | Unknown |
| Fountain Financial & TAX CRD: 339090 | - | 0 | 1 | - | Unknown |
| Fountain Financial Associates, Inc. CRD: 174760 | - | 0 | 0 | - | Unknown |
| Fountain Financial Group, Inc. CRD: 123364 | - | 0 | 3 | - | Unknown |
| Fountain Leasing LLC CRD: 287858 | - | 0 | 1 | - | Unknown |
| Fountain Strategies, LLC CRD: 142890 | - | 0 | 0 | - | Unknown |
| Fountain Strategies, LLC CRD: 299981 | - | 0 | 0 | - | Unknown |
| Fountaincap Research & Investment (Hong Kong) Co.,… CRD: 291993 | - | 0 | 0 | - | Unknown |
| Fountaindale, LLC CRD: 326054 | - | 0 | 1 | - | Unknown |
| Fountainhead Advisors CRD: 156185 | - | 0 | 0 | - | Unknown |
| Fountainhead Fiduciary, LLC CRD: 305658 | - | 0 | 1 | - | Unknown |
| Fountainhead Financial Management, Inc. CRD: 129920 | - | 0 | 1 | - | Unknown |
| Fountainhead Financial, Inc. CRD: 19990 | - | 0 | 0 | A | INACTIVE |
| Fountainhead Financial, LLC CRD: 150813 | - | 0 | 1 | - | Unknown |
| Fountainhead Multi-Family Office, LLC CRD: 332017 | - | 0 | 0 | - | Unknown |
| Fountainhead Retirement Services CRD: 305196 | - | 0 | 0 | - | Unknown |
| Fountainhead Wealth Planning CRD: 339498 | - | 0 | 1 | - | Unknown |
| Fountainvest Advisors Ltd CRD: 160588 | - | 0 | 0 | - | Unknown |
| Fountainvest Partners Holdings Ltd. CRD: 333342 | - | 0 | 0 | - | Unknown |
| Fountech Ventures CRD: 322600 | - | 0 | 0 | - | Unknown |
| Four Cities CRD: 298696 | - | 0 | 0 | - | Unknown |
| Four Cities Investment Company, LLC CRD: 317080 | - | 0 | 1 | - | Unknown |
| Four Cities Rubicon, LLC CRD: 319450 | - | 0 | 1 | - | Unknown |
| Four Corners Capital Advisers, LLC CRD: 310159 | - | 0 | 1 | - | Unknown |
| Four Corners Capital Management, LLC CRD: 127077 | - | 0 | 0 | - | Unknown |
| Four Corners Financial CRD: 287468 | - | 0 | 1 | - | Unknown |
| Four Financial Management CRD: 284251 | - | 0 | 2 | - | Unknown |