Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fosse Capital Partners LLP CRD: 305214 | - | 0 | 0 | - | Unknown |
| Fossett, James Stephen CRD: 32314 | - | 12 | 0 | D | INACTIVE |
| Fossil Creek Trading LLC CRD: 107804 | - | 0 | 0 | A | INACTIVE |
| Foster & Baker, Inc. CRD: 14272 | - | 0 | 0 | A | INACTIVE |
| Foster & Co. Equities, Inc. CRD: 7622 | - | 0 | 0 | A | INACTIVE |
| Foster & Marshall Inc. CRD: 321 | - | 0 | 0 | A | INACTIVE |
| Foster & Motley Inc CRD: 106905 | - | 0 | 1 | - | Unknown |
| Foster & Wood, Inc. CRD: 165362 | - | 0 | 2 | - | Unknown |
| Foster Bridge Partners, LLC CRD: 164444 | - | 0 | 0 | - | Unknown |
| Foster Dykema Cabot & Co Inc CRD: 11723 | - | 0 | 0 | A | INACTIVE |
| Foster Dykema Cabot & Partners, LLC CRD: 300282 | - | 0 | 1 | - | Unknown |
| Foster Financial Services, Inc. CRD: 123109 | - | 0 | 0 | - | Unknown |
| Foster Group, Inc. CRD: 107148 | - | 0 | 4 | - | Unknown |
| Foster Jeffries Securities, LLC CRD: 30144 | - | 0 | 0 | A | INACTIVE |
| Foster Securities CRD: 14413 | - | 0 | 0 | A | INACTIVE |
| Foster Securities CRD: 22113 | - | 0 | 0 | A | INACTIVE |
| Foster Ventures Management Company, LLC CRD: 325021 | - | 0 | 1 | - | Unknown |
| Foster Victor CRD: 283656 | - | 0 | 1 | - | Unknown |
| Fostoria Securities Corp. CRD: 14730 | - | 0 | 0 | A | INACTIVE |
| Fosun Equity Investment Management Ltd. CRD: 161179 | - | 0 | 0 | - | Unknown |
| Foundation Advisers, Inc. CRD: 34939 | - | 0 | 0 | A | INACTIVE |
| Foundation Asset Management (HK) Limited CRD: 330960 | - | 0 | 0 | - | Unknown |
| Foundation Associates Asset Management Inc. CRD: 315012 | - | 0 | 2 | - | Unknown |
| Foundation Capital, LLC CRD: 159838 | - | 0 | 1 | - | Unknown |
| Foundation Energy Management CRD: 161141 | - | 0 | 1 | - | Unknown |
| Foundation Equities Corporation CRD: 18018 | - | 0 | 0 | A | INACTIVE |
| Foundation Financial Advisors, Inc. CRD: 121604 | - | 0 | 1 | - | Unknown |
| Foundation Financial Inc. CRD: 168147 | - | 0 | 1 | - | Unknown |
| Foundation Financial Planning, LLC CRD: 308115 | - | 0 | 1 | - | Unknown |
| Foundation Investments, Inc. CRD: 10586 | - | 0 | 0 | A | INACTIVE |
| Foundation Planning, LLC CRD: 297963 | - | 0 | 0 | - | Unknown |
| Foundation Resource Management, Inc. CRD: 116359 | - | 0 | 3 | - | Unknown |
| Foundation Retirement Plan Consultants, LLC CRD: 170416 | - | 0 | 0 | - | Unknown |
| Foundation Securities, Inc. CRD: 15106 | - | 0 | 0 | A | INACTIVE |
| Foundation Wealth & TAX Advisors, LLC CRD: 317596 | - | 0 | 6 | - | Unknown |
| Foundation Wealth Planning CRD: 313197 | - | 0 | 1 | - | Unknown |
| Foundational Financial Advisors, LLC CRD: 297840 | - | 0 | 2 | - | Unknown |
| Foundational Retirement Solutions LLC CRD: 288564 | - | 0 | 0 | - | Unknown |
| Foundations Financial Planning, LLC CRD: 289944 | - | 0 | 1 | - | Unknown |
| Foundations Financial Planning, LLC CRD: 149850 | - | 0 | 1 | - | Unknown |
| Foundations Investment Advisors LLC CRD: 175083 | - | 0 | 387 | - | Unknown |
| Founder Capital Manager, LLC CRD: 337993 | - | 0 | 1 | - | Unknown |
| Founder Collective CRD: 161453 | - | 0 | 1 | - | Unknown |
| Founder Etfs LLC CRD: 335174 | - | 0 | 1 | - | Unknown |
| Founder Factor CRD: 343454 | - | 0 | 0 | - | Unknown |
| Founder Family Financial, LLC CRD: 171978 | - | 0 | 1 | - | Unknown |
| Founder's Co-OP Management II, LLC CRD: 161880 | - | 0 | 1 | - | Unknown |
| Founder's Co-OP Management, LLC CRD: 161879 | - | 0 | 0 | - | Unknown |
| Founders Asset Management, Inc. CRD: 323 | - | 0 | 0 | A | INACTIVE |
| Founders Circle Capital, LLC CRD: 166012 | - | 0 | 1 | - | Unknown |