Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fortune Wealth Management, LLC CRD: 157832 | - | 0 | 1 | - | Unknown |
| Fortunenavi Capital Inc. CRD: 299093 | - | 0 | 1 | - | Unknown |
| Fortwood Capital LP CRD: 329381 | - | 0 | 1 | - | Unknown |
| Forty North Wealth CRD: 290770 | - | 0 | 7 | - | Unknown |
| Forty Three Eighteen Advisors, LLC CRD: 157712 | - | 0 | 1 | - | Unknown |
| Forty TWO Wealth LLC CRD: 330850 | - | 0 | 1 | - | Unknown |
| Forty4 Financial CRD: 326024 | - | 0 | 1 | - | Unknown |
| Fortysix Venture Capital, LLC CRD: 320626 | - | 0 | 1 | - | Unknown |
| Forum Asset Management LLC CRD: 131924 | - | 0 | 0 | - | Unknown |
| Forum Capital Advisors LLC CRD: 297582 | - | 0 | 1 | - | Unknown |
| Forum Capital Markets LLC CRD: 30867 | - | 1 | 0 | B | INACTIVE |
| Forum Financial Management, LP CRD: 145706 | - | 0 | 92 | - | Unknown |
| Forum Financial Services, LLC CRD: 38816 | - | 0 | 0 | A | INACTIVE |
| Forum Partners Investment Management LLC CRD: 161192 | - | 0 | 0 | - | Unknown |
| Forum Private Client Group CRD: 143075 | - | 0 | 1 | - | Unknown |
| Forum Private Wealth, LLC CRD: 337425 | - | 0 | 2 | - | Unknown |
| Forum SIX Financial CRD: 283469 | - | 0 | 0 | - | Unknown |
| Forum Strategy Group LLC CRD: 301075 | - | 0 | 0 | - | Unknown |
| Forum Ventures Management, LLC CRD: 319468 | - | 0 | 1 | - | Unknown |
| Forum Wealth Group CRD: 341013 | - | 0 | 1 | - | Unknown |
| Forumcore Advisory, LLC CRD: 175238 | - | 0 | 0 | - | Unknown |
| Forusall CRD: 167241 | - | 0 | 4 | - | Unknown |
| Forvis Mazars Capital Advisors, LLC CRD: 43427 | MO | 0 | 7 | A | Active |
| Forvis Mazars Wealth Advisors, LLC CRD: 110905 | - | 0 | 202 | - | Unknown |
| Forvm Global Investments LLC CRD: 340612 | - | 0 | 1 | - | Unknown |
| Forward 360 CRD: 331984 | - | 0 | 2 | - | Unknown |
| Forward Financial CRD: 293764 | - | 0 | 0 | - | Unknown |
| Forward Financial Advisors LLC CRD: 135429 | - | 0 | 2 | - | Unknown |
| Forward Financial Advisors, LLC CRD: 307677 | - | 0 | 1 | - | Unknown |
| Forward Financial LLC CRD: 316517 | - | 0 | 1 | - | Unknown |
| Forward Financial Planning CRD: 318632 | - | 0 | 1 | - | Unknown |
| Forward Financial Planning LLC CRD: 322647 | - | 0 | 1 | - | Unknown |
| Forward Financial Planning,LLC CRD: 129814 | - | 0 | 0 | - | Unknown |
| Forward Focus Financial Planning CRD: 300474 | - | 0 | 0 | - | Unknown |
| Forward Horizon Investment CRD: 328222 | - | 0 | 1 | - | Unknown |
| Forward Investment Advisors, Inc. CRD: 106143 | - | 0 | 1 | - | Unknown |
| Forward Management, LLC CRD: 109193 | - | 0 | 0 | - | Unknown |
| Forward Securities, LLC CRD: 150133 | - | 0 | 0 | A | INACTIVE |
| Forward Thinking Advisory Group CRD: 153693 | - | 0 | 0 | - | Unknown |
| Forward Thinking Wealth Management CRD: 282297 | - | 0 | 1 | - | Unknown |
| Forward Ventures Services, LLC CRD: 162050 | - | 0 | 1 | - | Unknown |
| Forward Wealth CRD: 341883 | - | 0 | 1 | - | Unknown |
| Forward Wealth CRD: 339154 | - | 0 | 1 | - | Unknown |
| Forward Wealth Management, LLC CRD: 171362 | - | 0 | 2 | - | Unknown |
| Forwardfinancial CRD: 288630 | - | 0 | 0 | - | Unknown |
| Forza Investment Group, LP CRD: 329156 | - | 0 | 1 | - | Unknown |
| Forza Wealth Advisory Services LLC CRD: 283348 | - | 0 | 1 | - | Unknown |
| Forza Wealth Management CRD: 281075 | - | 0 | 1 | - | Unknown |
| Fosha & Associates, Inc. CRD: 7450 | - | 0 | 0 | A | INACTIVE |
| Foss Wealth Management, Inc. CRD: 146006 | - | 0 | 1 | - | Unknown |