Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fortrend Securities, Inc. CRD: 32949 | - | 7 | 0 | D | Active |
| Fortress Capital CRD: 152019 | - | 0 | 0 | - | Unknown |
| Fortress Capital CRD: 315689 | - | 0 | 2 | - | Unknown |
| Fortress Capital Advisors CRD: 323182 | - | 0 | 1 | - | Unknown |
| Fortress Capital Formation LLC CRD: 152385 | NY | 0 | 3 | A | Active |
| Fortress Capital Management, Inc. CRD: 141545 | - | 0 | 0 | - | Unknown |
| Fortress Capital Partners I GP, LP CRD: 300730 | - | 0 | 0 | - | Unknown |
| Fortress Estate Solutions, PLLC CRD: 142809 | - | 0 | 1 | - | Unknown |
| Fortress Family Asset Management LLC CRD: 336378 | - | 0 | 1 | - | Unknown |
| Fortress Financial and Pension Services Inc. CRD: 17667 | - | 0 | 0 | A | INACTIVE |
| Fortress Financial Group, LLC CRD: 315329 | - | 0 | 2 | - | Unknown |
| Fortress Financial Group, Ltd. CRD: 42414 | - | 0 | 0 | A | INACTIVE |
| Fortress Financial Management CRD: 340068 | - | 0 | 2 | - | Unknown |
| Fortress Financial Partners CRD: 328804 | - | 0 | 1 | - | Unknown |
| Fortress Financial Solutions, LLC CRD: 143969 | - | 0 | 6 | - | Unknown |
| Fortress Investment Advisory, LLC CRD: 126303 | - | 0 | 1 | - | Unknown |
| Fortress Investment Co. CRD: 23404 | - | 0 | 0 | A | INACTIVE |
| Fortress Investment Group CRD: 129612 | - | 0 | 1 | - | Unknown |
| Fortress Investment Group, LLC CRD: 129010 | - | 0 | 0 | - | Unknown |
| Fortress Planning Group CRD: 157900 | - | 0 | 1 | - | Unknown |
| Fortress Private Ledger, LLC CRD: 290298 | NC | 0 | 15 | A | Active |
| Fortress Private Wealth CRD: 336545 | - | 0 | 0 | - | Unknown |
| Fortress Securities, Inc. CRD: 19613 | - | 0 | 0 | A | INACTIVE |
| Fortress Wealth Group CRD: 308968 | - | 0 | 2 | - | Unknown |
| Fortress Wealth Management CRD: 167544 | - | 0 | 0 | - | Unknown |
| Fortress Wealth Management, Inc. CRD: 110279 | - | 0 | 0 | - | Unknown |
| Fortress Wealth Planning CRD: 307618 | - | 0 | 1 | - | Unknown |
| Fortrove Partners CRD: 328536 | - | 0 | 1 | - | Unknown |
| Fortson VC CRD: 335027 | - | 0 | 1 | - | Unknown |
| Fortuna Funds, LLC CRD: 333660 | - | 0 | 1 | - | Unknown |
| Fortuna Investors LLC CRD: 170677 | - | 0 | 0 | - | Unknown |
| Fortuna Investors LLC CRD: 175072 | - | 0 | 3 | - | Unknown |
| Fortunate CRD: 297577 | - | 0 | 1 | - | Unknown |
| Fortunately Advisors LLC CRD: 322957 | - | 0 | 0 | - | Unknown |
| Fortunato Asset Management CRD: 170375 | - | 0 | 1 | - | Unknown |
| Fortunatus Capital LLC CRD: 300311 | - | 0 | 1 | - | Unknown |
| Fortunatus Investments, LLC CRD: 171013 | - | 0 | 0 | - | Unknown |
| Fortune & Company CRD: 17885 | - | 0 | 0 | A | INACTIVE |
| Fortune 360 Group LLC CRD: 282391 | - | 0 | 0 | - | Unknown |
| Fortune 401 Inc. CRD: 148412 | - | 0 | 0 | - | Unknown |
| Fortune 45, LLC. CRD: 170693 | - | 0 | 2 | - | Unknown |
| Fortune Advisory Services CRD: 289517 | - | 0 | 2 | - | Unknown |
| Fortune Financial CRD: 135807 | - | 0 | 1 | - | Unknown |
| Fortune Financial Advisors, LLC CRD: 145799 | - | 0 | 1 | - | Unknown |
| Fortune Financial Group, Inc. CRD: 111378 | - | 0 | 4 | - | Unknown |
| Fortune Financial Services, Inc. CRD: 42150 | PA | 4 | 190 | B | Active |
| Fortune Financials CRD: 286328 | - | 0 | 0 | - | Unknown |
| Fortune Management, LLC CRD: 108930 | - | 0 | 0 | - | Unknown |
| Fortune Partners Group LLC CRD: 269988 | - | 0 | 0 | - | Unknown |
| Fortune Securities, Inc. CRD: 40821 | CA | 1 | 3 | B | Active |